There are more common types of agreements that UDOT enters into with local and state agencies. In the event a local or other state agency wishes to enter into an agreement with UDOT, please ensure that the proper UDOT officials are included in the conversation (district engineer, region director).
A few examples of the more common types of agreements have been provided below.
A jurisdictional transfer occurs when the state or a local agency requests that a roadway or portion thereof ceases to provide the function that it was intended for and be transferred to another agency for ownership.
For example, a city may build a roadway and over time the facility may grow to provide regional connection and significance to other state highways. The locals–along with support from UDOT–request that the roadway be transferred to UDOT for future ownership. The opposite may also happen: a portion of the state’s highway no longer fills a statewide need and instead supports local access to jobs, shopping, and housing.
Jurisdictional Transfer agreements will be entered into based on recommendations by the UDOT Commission, and they will be approved by the Utah State Legislature as it provides an overall benefit to the traveling public, the local entity, and UDOT. It is the responsibility of the legislature to add or delete sections of highway from the state highway system. The process for requesting a Jurisdictional Transfer is outlined in Utah State Code 72-4-102.
It is important for maintenance forces to understand how the change of jurisdictional transfers impact operations and what challenges the new route poses. It’s good practice to meet with the local entity and gather details on the route which the state will be acquiring, such as the age and history of maintenance treatments performed on the route, whether there is a regular maintenance schedule that has been followed for assets along the route, whether there are areas that have needed special maintenance attention i.e. storm drains, pavement deficiencies, retention/detention ponds, signs, safety features etc., and how winter operations have been carried out. This information will provide maintenance with the background and history to develop a budget to plan and schedule the needed maintenance activities necessary in order to maintain the new route in a state of good repair.
An example of a Jurisdictional Transfer agreement and the supporting documentation is provided here: West Jordan Road Transfer Evaluation.
Corridor Agreements are entered into for many reasons. These types of agreements help to establish an understanding between the department and a local agency of when specified features may be installed on a state highway and whose responsibility it will be to own and maintain these features, and for what period of time.
A Corridor Agreement that establishes when certain intersections may become signalized based on when traffic in the area reaches a level of service.
When a local agency chooses to install landscaping/irrigations systems within the UDOT ROW. The corridor agreement will establish the limits of the landscaping system (route description, milepost and overall length) who will be paying for the installation of the system along with long term maintenance. It will also establish parameters of care of the landscaping since uncontrolled landscaping may cause concerns for line of sight.
Maintenance agreements are created when the state or local agency have agreed to maintain assets or features in a different manner than what is described in the Administrative Rule R918-6: Maintenance Responsibility at Intersections, Overcrossings, and Interchanges between Class A Roads and Class B or Class C Roads. This helps to establish the limits of responsibilities and what assets will be maintained and by whom. The maintenance agreements also include detailed descriptions of the exceptions of how those assets will be maintained such as, frequency, acceptable repair or replacement measures, specifications for materials and installation, and acceptable costs for reimbursement.
MOU’s are also referred to as Cooperative Agreements. UDOT enters into agreements with local agencies and entities for the use of property, materials, or activities to be performed by locals for the Department. In some cases UDOT, with approval from senior leadership, may assist local agencies and entities with activities (snow removal, maintenance of particular roadway sections, and/or various financial or resource hardships). As discussed above, there must be a mutual benefit for both parties to enter into an agreement.
Street Sweeping: The local entity agrees to sweep state routes in return for being reimbursed based on a cost-per-mile basis.
Support for the Avalanche Safety Program; Alta, Snow, and UDOT agree to work together to address avalanche risks that affect their interests in Little Cottonwood Canyon.
City of Alta to provide staging area to assist with UDOT Winter Operations: The town of Alta worked with UDOT to provide a bay where snow equipment could be staged during winter operations. This agreement provides Alta with improved response times to clear snow and ice while improving efficiencies for the department.
Interlocal agreements are typically agreements that involve more than two parties. There are opportunities to enter into such agreements in sharing responsibilities for maintenance activities across state routes or the sharing of materials between multiple entities. When entering into such agreements, it is important that the responsibilities of each entity are very clearly identified (the use of exhibits and or drawings are helpful to provide additional details). A further explanation is provided within the Utah State Code “Interlocal Cooperation Act”.
As is the case with all agreements the terms and conditions must be clearly spelled out; opportunities must be available for each party to negotiate based on factors such as increased operational, labor, material costs that have increased beyond the estimated amounts, or a change in circumstances that are beyond their control (change of leadership that wishes to go a different direction). Each party should have an opportunity to open negotiations with the others when they are experiencing costs or issues beyond their control. It is imperative that the UDOT legal team review and approve of all agreements before gathering any signatures for the execution of the agreement.
Park-and-Ride Maintenance: This example includes the parties of UDOT, UTA, City of Cottonwood Heights, and Salt lake County Public Works.
Betterment agreements are when a local government agency requests that additional work be added to a construction project that is outside the scope of the intended project.
An example of a betterment agreement happens frequently in the case of upgrading utilities; such as a Local Agency may be requesting that a utility be upgraded on a state route that is within their city as part of a UDOT project. It is more cost effective and less impactful to have UDOT's contractor perform the work. In this case the city would approach UDOT to have this additional work be added to the contract. An agreement would be signed between the City and UDOT stating that the City would pay all costs for the installation of the water line and the project would proceed
Betterment discussions typically take place during the design and pre-construction phase of the project, but betterments do often occur when a project has already been advertised and active construction is taking place. In this case a change order would be created and the city would reimburse UDOT for the additional work.
City A may request that a waterline upgrade is needed on a state route to provide better service to their customers because of increased growth. UDOT has a scheduled pavement rehabilitation project where the waterline is located. A Betterment Agreement will be signed between UDOT and the city, stating the city will pay the costs for the installation of the waterline and will be added to the UDOT project. UDOT’s contractor will perform the work for the city.
Betterment Agreements have particular guidelines that must be followed by both the local agency and the Department. Guidelines are provided on the UDOT website at the following link: Local Government Program Assistance. If there are questions regarding Betterment agreements please contact the UDOT Local Government Programs Engineer.
In addition, many local agencies will want to add beautification treatments to enhance the look of their city or towns. A common type of Betterment Agreement deals with the addition of landscaping treatments, such as trees, irrigation systems, plants, bark, sod, etc.
Maintenance forces should be aware when Betterment Agreements are entered into by UDOT and a local agency so they are aware of when additional assets are being constructed within their area and who is the responsible party that will maintain these assets.
UDOT and local agencies will routinely enter agreements that deal with the leasing of real property. When UDOT determines the need to enter into a lease agreement the Right of Way Division will be involved and handle the transaction. UDOT ROW acts as the department's property manager when dealing with the leasing, selling, or the trading of properties.
Lease Agreement: The Parleys Maintenance Station is constructed on land that is owned by Salt Lake City (SLC). The Department and SLC have entered into a 50-year lease that allows the department to maintain and operate a maintenance station within this area of Parleys Canyon. This location allows UDOT winter operations to be more responsive and effective in servicing Interstate 80.
There are also other lease agreements that deal with the storing of equipment, the use of property for the benefit of the local agency on UDOT ROW. In any case, it benefits maintenance forces to be aware of the terms, limits, payment structure (if included), and any special circumstances that may be included in the agreement so maintenance forces can actively manage or coordinate with the locals when dealing with areas covered under these types of agreement.
Much like Lease agreements, Easement agreements deal with the use of real property and define allowances for use either by the local or by UDOT for entry onto property that the other party does not own. Reimbursement for the use of the property may come in forms of outright payments, trading the use of a parcel/easement for another, or other terms that are negotiated between the parties.
Easement Agreement: RioTinto / Kennecott Copper Mine owns a portion of property that State Route 201 runs along. Kennecott has provided an easement to UDOT for this portion of property and in return UDOT has provided access from SR-201 directly to the mine.