Policy

Working Policies

Regulatory Policies

1. Managing the Regulatory Burden of Licensed Originators
2. Market Regulation

Consumer Awareness Policies

1. Non-Predatory Lending Policy (NPL)

Predatory Brokers, Lenders and Related Parties

Organization, Management, Information Security Policies

1. Keeping Data Safe when Working with non-bank, non-institutional, non-syndicated, non-regulated or regulatory exempt and free trading; also known as Peer-to-Peer (P2P)/Private/Crypto/Secret/Shadow entities.
2. Principles of Trust: Disclosure, Transparency, Accountability Sarbanes-Oxley & COSO Internal Controls, and the Dodd-Frank Act.

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