Embedded Files
TAPs CRM has comprehensive tools to manage users and report on the Professional Development (PD) work done by you and your team.
The Financial Services Legislation Amendment Act 2019 places a duty on financial advisers to meet standards of competence, knowledge and skill. It's important to have a plan in place to manage your ongoing professional development, and just as important to be able to track your progress and report on the hard work you have done.
For those managing teams, CPD requirements can be uploaded and team progress monitored via a dashboard.
Having this information at your fingertips provides far greater visibility and efficiency than managing it elsewhere.
You can access this facility via the drop down menu in the top right-hand corner.
Head to “User Details”
You can navigate the different sections using the menu along the top of the page.
Advanced user management has been added to this section, including the ability to upload adviser documents (such as qualifications, PI certificates & contracts etc.)
User Details
User Details
Captures important personal information such as Level 5 Certification, PI certificates and other relevant data.
Goals
Goals
This section drives the reporting widgets on the main dashboard. Use the ‘edit’ button to update goals for relevant sections.
PD Tracking Section
PD Tracking Section
Use the buttons on the right-hand side to add upcoming or completed activities.
Complete the form and upload any certificates received.
The dashboard will update with each activity.
Team Management
Team Management
Return to the main menu on the left hand banner.
Via the ‘Manage Users’ section, activities can be created and pushed out to relevant team members to complete.
Follow the prompts to Create PD, upload, assign, track and manage the progress.
All advisers should aspire to continue to grow their knowledge and strengthen their ability to deliver great outcomes to clients.
Providing evidence of your dedication to CPD is not only best practice, it will be required in the event of an audit.
Your progress will be also be tracked as part of the quarterly governance reporting provided to those taking advantage of the Compliance Subscription.
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