A variety of internal and external factors contribute to state formation, expansion, and decline. Governments maintain order through a variety of administrative institutions, policies, and procedures, and governments obtain, retain, and exercise power in different ways and for different purposes.
LEARNING OBJECTIVE
Explain how and why various states of South and Southeast Asia developed and maintained power over time.
HISTORICAL DEVELOPMENTS
K.C.-3.2.I.B.i.--State formation and development demonstrated continuity, innovation, and diversity, including the new Hindu and Buddhist states that emerged in South and Southeast Asia.
ILLUSTRATIVE EXAMPLES
Hindu/Buddhist states:
§ Vijayanagara Empire
§ Srivijaya Empire
§ Rajput kingdoms
§ Khmer Empire
§ Majapahit
§ Sukhothai kingdom
§ Sinhala dynasties
The development of ideas, beliefs, and religions illustrates how groups in society view themselves, and the interactions of societies and their beliefs often have political, social, and cultural implications
LEARNING OBJECTIVE
Explain how the various belief systems and practices of South and Southeast Asia affected society over time.
HISTORICAL DEVELOPMENTS
K.C.3.1.III.D.iv.--Hinduism, Islam, and Buddhism, and their core beliefs and practices, continued to shape societies in South and Southeast Asia.
ILLUSTRATIVE EXAMPLES
Beliefs and practices:
§ Bhakti movement
§ Sufism
§ Buddhist monasticism
§ Vijayanagara Empire (1336-1646)
the dominant power in south India
a major participant in the trade network linking Europe and East Asia
proclaimed their independence from the Delhi sultanate
controlled the different linguistic and cultural regions of southern India
decentralized -- sub-regional and local chiefly powers exercised authority as its agents and subordinates
administration of the Vijayanagar state
created administrative units
appointed officials to collect revenue and to carry on local administration
preferring Brahmans to men of other castes
received tribute from Sri Lanka
reorganized of the army
cavalry
horses from Persia and Arabia
hired troopers who were skilled in mounted warfare
well-trained archers
hired Turkish bowmen
trained the Hindu troops
§ Srivijaya Empire
Malay sailors opened sea routes between India and China, circa 350 CE
Led to Chinese and Indian traders/merchant establishing diasporic trade communities throughout the Straits of Malacca
Malay kingdom of Srivijaya dominated trade from 670-1025
Gold, access to spices, and taxes on trade ships provided resources to create a state
rulers drew on indigenous beliefs that chiefs possessed magical powers and were responsible for the prosperity of their people, they also made use of imported Indian political ideas and Buddhist religious concepts, which provided a “higher level of magic” for rulers as well as the prestige of association with Indian civilization
kings sponsored the creation of images of the Buddha and various bodhisattvas whose faces resembled those of deceased kings and were inscribed with traditional curses against anyone who would destroy them
Islamic merchants and Sufi missionaries will penetrate and the Malacca Sultanate (1400-1500) will emerge as a center of learning and diffusion
§ Rajput kingdoms
central India there arose a number of small kingdoms ruled by dynasties that came to be called Rajputs (from Sanskrit raja-putra, “son of a king”).
The name was assumed by royal families that claimed Kshatriya status (warrior ruling class).
were among the main obstacles to the complete Muslim domination of Hindu India.
often paid tribute to Delhi Sultanate rulers
would remain sovereign until Mughal era:
Accepted Mughal overlordship:
princes were admitted to the court and the emperor’s privy council and were given governorships and commands of armies.
Rajput nobles further strengthened their ties with the Mughals by arranging marriages between their daughters and Mughal emperors or their sons.
§ Khmer Empire
Exotic forest products attracted Indian and Chinese merchants
Women had many social and economic freedoms
Could inherit land and property
Some held political posts, including positions as judges
The king’s personal bodyguards were women (viewed as more trustworthy and loyal)
Angkor Wat Hindu Temple Mountain
temple dedicated to Vishnu, but it was also intended to serve as the king’s mausoleum in death
Built between 1116-1150
The largest religious structure in the pre-modern world, it sought to express a Hindu understanding of the cosmos, centered on a mythical Mt. Meru, the home of the gods in Hindu tradition
Later, it was used by Buddhists as well, with little sense of contradiction.
Collapse: breakdown of water management system (deforestation), change in religion (from Hinduism to Theravada Buddhism in late-13th century), economic problems (lavish building projects and cost of maintaining large army), climate (Little Ice Age may have caused draughts), outside invasion (the Cham and the Ayuttayans, and disease (Black Death)
§ Majapahit
last of the major Hindu empires of the Malay archipelago
developed a high degree of sophistication in both commercial and artistic activities.
Its capital was inhabited by a cosmopolitan population among whom literature and art flourished.
It had a thriving cash economy, based on rice cultivation and trade, which supported a wide variety of industries and professions.
Around 1527 it succumbed to the Sultanate of Demak.
§ Sukhothai kingdom
north-central Thailand. Founded in the mid-13th century when a local Tai ruler led a revolt against the Khmer ruler.
extended control into what is today's Myanmar (Burma) and Laos.
came to be known as the Siamese or Siam
governed by a paternal monarch
the state taxed its citizens modestly
treated all subjects (including non-Tai) equally
provided justice for all
a center for the spread of Theravada Buddhism to Tai peoples
conquered by the Burmese in the 16th century and incorporated into the Burman empire
§ Sinhala dynasties
Sri Lanka
two major ethnic groups: Sinhalese and Tamils
two dominant religions: Buddhism and Hinduism
Sinhalese civilization was hydraulic, based on the storage and use of water for the regular cultivation of wet fields for rice
large bureaucracy essential to keeping the system in repair
primary functions of the central administration was the enforcement of regulations to coordinate cultivation of irrigated plots, to control the flow of water, and to collect water dues from the irrigation operators.
ultimately increased the power of the king
feudal system emerged after 1200s
grain tax, the water dues, and trade in surplus grain were major sources of the king’s revenue
Foreign Trade
Cinnamon became an export commodity in the 14th century, while pepper and other spices increased in export value.
these items was monopolized by the royalty; kings entered into contracts with foreign merchants, fixed prices, and received the revenue.
§ Bhakti movement
Through songs, prayers, dances, poetry, and rituals, devotees sought to achieve union with one or another of India’s many deities. Appealing especially to women, the bhakti movement provided an avenue for social criticism. Its practitioners often set aside caste distinctions and disregarded the detailed rituals of the Brahmin priests in favor of direct contact with the Divine. This emphasis had much in common with mystical Sufi forms of Islam and helped blur the distinction between these two traditions in India
Diffusion of Hinduism into Southeast Asia
By far the most popular Bhakti deities were Vishnu, the protector and preserver of creation who was associated with mercy and goodness, and Shiva, a god representing the Divine in its destructive aspect, but many others also had their followers.
The Chola (southeast India) dynasty participated in foreign trade throughout Southeast Asia and built temples for Shiva (and also for Vishnu ) and declared Shaivism was the state religion during their rule.
their cultural influence (hegemony) spanned from all of eastern India, Sri Lanka, and throughout the Malacca Straits.
§ Sufism
Emerging strongly by 1000, it represented Islam’s mystical dimension, in that they sought a direct and personal experience of the Divine. Through renunciation of the material world, meditation on the words of the Quran, chanting of the names of God, the use of music and dance, and the veneration of Muhammad and various “saints,” adherents of Sufism pursued an interior life, seeking to tame the ego and achieve spiritual union with Allah.
Sufi missionaries made Islam appealing by assimilating it into existing religious traditions. This assimilation is evident in the mix of Islamic traditions with pre-Islamic belief systems in syncretic religious systems. For example, Kebatinan, a religion that appeared in modern-day Indonesia around the sixteenth century combined animistic, Buddhist, Hindu, and Islamic—especially Sufi—beliefs and practices.
§ Buddhist monasticism
Monastic community that could includes men and women. These monastic communities are integral in the diffusion of Buddhism to East and Southeast Asia from its origins in South Asia.
Srivijaya grew into a major center of Buddhist observance and teaching, attracting thousands of monks and students from throughout the Buddhist world. The seventh-century Chinese monk Yi Jing was so impressed that he advised Buddhist monks headed for India to study first in Srivijaya for several years.
Borobudur is a 9th century Mahayana Buddhist temple in Indonesia (Sailendra kingdom in central Java )
an enormous mountain-shaped structure of ten levels, with a three-mile walkway and elaborate carvings illustrating the spiritual journey from ignorance and illusion to full enlightenment
The largest Buddhist monument anywhere in the world, it is nonetheless a distinctly Javanese creation, whose carved figures have Javanese features and whose scenes are clearly set in Java, not India.
Its shape resonated with an ancient Southeast Asian veneration of mountains as sacred places and the abode of ancestral spirits.
Borobudur represents the process of Buddhism becoming culturally grounded in a new place
Practice: Find the claim and identify the evidence used.
“Gradually a more complex and increasingly integrated maritime trading system emerged that linked the eastern Mediterranean, Middle East, East African coast, Persia, and India with the societies of East and Southeast Asia. Over this network the precious spices of Indonesia (especially cloves, nutmeg and pepper), the gold and tin of Malaya, and the silks and tea of China traveled to Europe, sparking interest there in reaching the sources of these eastern riches. Inevitably, then, a vigorously mercantile variation of Indianized classical culture emerged to capitalize on this growing exchange.
The largest inland state, Angkor in Cambodia, built an empire over a large section of mainland Southeast Asia. This empire flourished for half a millennium, and compared favorably to the fragmented states of medieval Europe, bearing some resemblance to the expansive Carolingian realm. By the 12th century its bustling capital city, Angkor Thom, and its immediate environs had a population of perhaps one million, much larger than any medieval European city but comparable to all but the largest Chinese and Arab cities of that era. And even interior states were linked to international trade. Angkor enjoyed an active and multifaceted trade with China and housed many resident Chinese merchants.”
–Southeast Asia in World History, Craig Lockard
Practice: Find the claim and identify the evidence used.
“By the 14th century Muslim merchants (mostly Arabs and Indians) were spreading Islam along the great Indian Ocean maritime trading routes. The arrival of Islam coincided with the rise of the great port of Melaka, on the southwest coast of Malaya, which became the region's political and economic power as well as the crossroads of Asian commerce. During the 1400s, Melaka was a flourishing trading port attracting merchants from many lands including Chinese, Arabs, Persians, Vietnamese, Burmese, Jews, Indians, and even a few Swahilis from East Africa. Observers reported that Melaka boasted 15,000 merchants and more ships in the harbor than any port in the known world, induced by stable government and a free trade policy. Melaka's rulers sent tributary missions to China and their port became an important way station for the series of grand Chinese voyages to the Western Indian Ocean in the early 15th century led by Admiral Zheng He, the greatest seafaring expeditions in history to that point.
Soon Melaka became the southeastern terminus for the great Indian Ocean maritime trading network and one of the major commercial centers in the world, very much a rival to Calicut, Cambay, Canton, Hormuz, Kilwa, Aleppo, Alexandria, Genoa and Venice. An early 16th century Portuguese visitor noted the importance of Melaka to peoples and trade patterns as far away as Western Europe: "Melaka is a city that was made for merchandise, fitter than any other in the world... Commerce between different nations for a thousand leagues on every hand must come to Melaka... Whoever is lord of Melaka has his hands on the throat of Venice."
–Southeast Asia in World History, Craig Lockard
OR for larger classes, students can work in groups of 3-4 to complete the following task:
Directions:
Read the selection from the Lockard article and select between 1-2 claims made in the piece
Choose a graphic organizer that represents the structure of the author’s argument.
create 1-2 graphic organizers
the organizers has to be inspired by the content of the article
Within each graphic organizers, write a few (3 or more) facts that Lockard uses to support his claim
You are welcome to bring in outside knowledge
Southeast Asia in World History by Craig A. Lockard
University of Wisconsin- Green Bay
Group 1
To be sure, Southeast Asians were also creative. The early inhabitants developed agriculture and metalworking. Rice was first domesticated in the general region about 5000-6000 years ago; Southeast Asians may also have been the pioneers in cultivating bananas, yams, and taro, and likely first domesticated chickens and pigs, perhaps even cattle. Southeast Asians mastered bronze making by 1500 BCE and iron by 500 BCE. These early Southeast Asians also built sophisticated boats capable of sailing the oceans, beginning the maritime trade that soon linked Southeast Asia to China, India, and points beyond over networks of exchange.6
Yet despite centuries of borrowing and sometimes foreign conquest, Southeast Asians rarely became carbon copies of their mentors; they took ideas they wanted from outsiders and, like the Japanese and Europeans, adapted them to their own indigenous values and institutions, creating in the process a synthesis. Historians are impressed with the resilience and strength of the many indigenous beliefs and traditions that have survived the centuries of borrowing and change. In many Southeast Asian societies women long held a higher status and played a more active public role—including dominating small-scale commerce—than was true in China, India, the Middle East, and even Europe.7
Group 2
Between 250 BCE-200 CE China and India began exercising a stronger influence; China even colonized Vietnam in the 2nd century BCE, ruling for the next thousand years. Some scholars see these contacts as a generator of state building, others as a response to it. Indian traders and priests began regularly traveling the oceanic trade routes, some of them settling in mainland and island states. They brought with them Indian concepts of religion, government, and the arts. At the same time, Southeast Asian sailors were visiting India and returning with new ideas. Mahayana Buddhism and Hinduism became a strong influence in a process often termed "Indianization" (or, more recently, "southernization"), which continued over many centuries and synthesized Indian with indigenous ideas.8 This occurred about the same time as classical Greco-Roman "civilization" was spreading around the Mediterranean in a similar process. For a millennium many Southeast Asians were closely connected to the more populous and developed societies of southern Asia, partaking in the general historical trends of the Afro-Eurasian Historical Complex to a greater degree than most of the peoples on the western and northern fringes of post-Roman Europe between 500 and 1400.
Due partly to the stimulus from outside, the great classical states developed near the end of the first millennium CE, with their main centers in what is today Cambodia, Burma, the Indonesian islands of Java and Sumatra, and Vietnam, which managed to throw off the 1000 year Chinese colonial yoke in the 10th century CE. In this period many Southeast Asian states made brilliant and selective use of Indian models in shaping their political and cultural patterns.
Historians differentiate coastal and inland states in this era. Coastal states, especially those in the Malay peninsula and the western Indonesian archipelago, which were adjacent to major international trade networks, mainly thrived from maritime commerce.9 The Straits of Melaka between Sumatra and Malaya had long served as a crossroads through which peoples, cultures, and trade passed or took root in the area, with peoples of many societies following the maritime trade to this region. The prevailing climatic patterns in the South China Sea and Indian Ocean of alternating monsoon winds allowed ships sailing southwest from China, Vietnam and Cambodia and southeast from India and Burma to meet in the vicinity of the Straits, where their goods could be exchanged. This process had already commenced by 200 BCE. Sumatra and Malaya had long enjoyed international reputations as sources of gold, tin and exotic forest products; the Romans referred to Malaya as the "golden khersonese." Between the 4th and 6th centuries CE the overland trading routes between China and the West (the "Silk Road") were closed off by developments in central Asia, increasing the importance of the oceanic connection. Srivijaya, for example, in southeast Sumatra, was the hub of a major trade network linking South and East Asia as well as a center for Mahayana Buddhism.
Group 3
Gradually a more complex and increasingly integrated maritime trading system emerged that linked the eastern Mediterranean, Middle East, East African coast, Persia, and India with the societies of East and Southeast Asia.10 Over this network the precious spices of Indonesia (especially cloves, nutmeg and pepper), the gold and tin of Malaya, and the silks and tea of China traveled to Europe, sparking interest there in reaching the sources of these eastern riches. Inevitably, then, a vigorously mercantile variation of Indianized classical culture emerged to capitalize on this growing exchange.
The largest inland state, Angkor in Cambodia, built an empire over a large section of mainland Southeast Asia. This empire flourished for half a millennium, and compared favorably to the fragmented states of medieval Europe, bearing some resemblance to the expansive Carolingian realm. By the 12th century its bustling capital city, Angkor Thom, and its immediate environs had a population of perhaps one million, much larger than any medieval European city but comparable to all but the largest Chinese and Arab cities of that era. And even interior states were linked to international trade. Angkor enjoyed an active and multifaceted trade with China and housed many resident Chinese merchants.11
The great Indianized kingdoms gradually came to an end between the 13th and 16th centuries, for reasons both internal and external. The Mongols helped destroy the Burman kingdom of Pagan, but were unable to extend their domination into Southeast Asia generally, failing in attempts to conquer Vietnam, Champa, and Java. Hence, Southeast Asians were among the few peoples to successfully resist persistent efforts at integrating them into the vast and powerful Mongol empire, a tribute to their skill and might as well as their distance from the Eurasian heartland. However, Angkor was eventually unable to resist invasions by the Thai-Lao peoples migrating down from China. The empire disintegrated and the capital was abandoned.
Group 4
Two other forces, the arrival of new religions and the expansion of maritime trade, were also at work. By the 1300s two of the great universal religions were filtering peacefully into the region: Theravada Buddhism and Islam. Theravada Buddhism from Sri Lanka became the dominant religion of the major mainland societies (except Vietnam) by incorporating the rich animism of the peasant villages and the Hinduism of the courts. Sunni Islam arrived from the Middle East and India, spreading widely in the Malay peninsula and Indonesian archipelago while gradually displacing or incorporating the local animism and Hinduism; it was closely tied to international trade. Through this process of trade and religious networks, Southeast Asia became even more firmly linked to the peoples of Southern and Western Asia. These trends inaugurated a new era that persisted until the acceleration of European conquest in the 19th century.12
Beginning in the 14th century a new pattern of world trade was developing that more closely linked Asia, Europe and parts of Africa. There was no particular center but Southeast Asia, especially the archipelago region, became an essential intermediary as long voyages were replaced by shorter hops and more frequent trans-shipment. This enhanced the value of regional ports and a half dozen distinct commercial zones arose in Southeast Asia. Southeast Asian peoples like the Malays and Javanese played active roles in the interregional trade, which also spurred the growth of cities. Changes in the international maritime economy beginning around 1400 fostered an unprecedented commercial prosperity and an increasing cultural cosmopolitanism, most especially in the archipelago. A new type of maritime trading state arose to handle the increased amounts of local products dispatched to distant markets.
Group 5
By the 14th century Muslim merchants (mostly Arabs and Indians) were spreading Islam along the great Indian Ocean maritime trading routes. The arrival of Islam coincided with the rise of the great port of Melaka, on the southwest coast of Malaya, which became the region's political and economic power as well as the crossroads of Asian commerce. During the 1400s Melaka was a flourishing trading port attracting merchants from many lands including Chinese, Arabs, Persians, Vietnamese, Burmese, Jews, Indians, and even a few Swahilis from East Africa. Observers reported that Melaka boasted 15,000 merchants and more ships in the harbor than any port in the known world, induced by stable government and a free trade policy. Melaka's rulers sent tributary missions to China and their port became an important way station for the series of grand Chinese voyages to the Western Indian Ocean in the early 15th century led by Admiral Zheng He, the greatest seafaring expeditions in history to that point.
Soon Melaka became the southeastern terminus for the great Indian Ocean maritime trading network and one of the major commercial centers in the world, very much a rival to Calicut, Cambay, Canton, Hormuz, Kilwa, Aleppo, Alexandria, Genoa and Venice. An early 16th century Portuguese visitor noted the importance of Melaka to peoples and trade patterns as far away as Western Europe: "Melaka is a city that was made for merchandise, fitter than any other in the world... Commerce between different nations for a thousand leagues on every hand must come to Melaka... Whoever is lord of Melaka has his hands on the throat of Venice."13
The spread of Islam and the expansion of commerce developed simultaneously in many places, ultimately creating a Dar al-Islam ("Abode of Islam"), an interlinked Islamic world stretching from Morocco, Spain and the West African Sudan to the Balkans, Turkestan, Mozambique, Indonesia, and China, joined by a common faith and trade connections. Muslim merchants and sailors became central to the great Afro-Eurasian maritime trading network. By the mid-15th century Melaka had become the main center for the propagation of Islam in the Malay peninsula and Indonesian archipelago.
Debrief: have students present their claims and evidence while class breaks down the identified claims into seperate parts: skill application (causation, comparison and CCoT) & Category of Analysis.
“There are scores of rich Muslim merchants from the Kingdom of Srivijaya [in Southeast Asia] who are living or were born in our city of Quanzhou [in southern China]. Among them is a man called Shi Nuowei, who is a Muslim. He is famous for his generosity among his fellow foreign residents in Quanzhou. The building of a cemetery for foreign merchants is but one of his many generous deeds. This cemetery project was first proposed by another Srivijaya foreigner, but he died before he could finish it. Shi then built the cemetery on the hillside to the east of the city. The cemetery is covered with a roof, enclosed by a wall, and safely locked at night. All foreign merchants who die in Quanzhou are to be buried there.
Shi’s kind deed allows the foreign merchants in our city to not have to worry about being able to be buried according to the requirements of their own religions. Shi’s kindness will certainly promote overseas trade and encourage more foreigners to come to Quanzhou, where they could live and conduct their business in harmony. I have included this story here so that news of it will be widely circulated overseas.”
SOURCE: Lin Zhiqi, Chinese government customs inspector in the port of Quanzhou, description of the city and its surroundings, circa 1170
a) Identify ONE historical process in South or Southeast Asia that accounts for the religion of the Srivijaya merchants in Quanzhou, as reported in the passage.
b) Explain ONE aspect of the economic development of China under the Song dynasty that led to the flourishing of commerce that is reflected in the passage.
c) Explain ONE way in which the author’s point of view, purpose, or intended audience may have influenced his assessment of the events described in the passage.
Key Takeaways
A) Religion in Southeast and South Asia saw increased use of mysticism.
Sufi missionaries made Islam appealing by assimilating it into existing religious traditions resulting in increased conversion throughout the region during this period
Bhakti movement within Hinduism made the religion more accessible to lower castes and women.
B) Levels of economic interconnection of Southeast and South Asia increased with Europe, the Middle East and East Asia during this period.
C.) governmental structures all affected each other in East, Southeast, and South Asia.
Note: Make sure your evidence actually goes to support your claim and make sure it is as specific as possible.
Cultural Developments