Preliminary examinations are given for each core sequence in the fields of algebra, analysis, and geometry-topology. The exams will be designed and graded by a committee consisting of the instructors of the core sequence in the previous academic year. The exam is offered at the end of spring quarter and before the start of fall quarter. Students may take the preliminary examinations as often as they wish.
First Level Pass
A first-level pass signifies that the student has sufficient knowledge of the corresponding topic to conduct research with an advisor.
Second Level Pass
A second-level pass signifies that the student has a good understanding of the basic concepts, but not necessarily enough to conduct research.
Prelim-related discussions can be conducted on the Preliminary Exam Piazza Forum. This should act as a resource for students preparing for the preliminary examination. The Piazza 'course' does not have an end date. I encourage you to ask questions when you're struggling to understand a concept—you can even do so anonymously.
Only the math graduate advisor and students have access to this Piazza forum. Official departmental announcements will not be shared here.
Join the Piazza Forum using this sign-up link: https://piazza.com/ucsc/other/math200210.
The Access Code is the Room # of our colloquium room.
Association for Women in Mathematics conducts preliminary examination study sessions. Emails regarding these study sessions are communicated to graduate students via email by AWM. In case you miss them, you can reach out to awm@ucsc.edu for information about these study groups.
Preliminary exams from previous years can be found on the Preliminary Exam Archive. UC Santa Cruz affiliates should have access to the archive. If you believe you should have access and do not, please reach out to mathgradadvising@ucsc.edu for assistance.
A Google Drive Folder for preliminary examination resources that Graduate Students can view and add to. This folder is meant to host student created resources so they may be readily accessible and be available to future students. Contents in this folder have not been reviewed nor distributed by the Mathematics Department faculty or staff.
Below you can find the topics for each exam. The items on these lists are all fair game and may appear on the preliminary exam.
Matrices, determinants, vector spaces, subspaces, bases, dimensions
Linear maps, isomorphisms, kernel, image, rank
Characteristic polynomial, eigenvalues, eigenvectors
Vector spaces with symmetric and alternating inner products
Matrix representations of linear maps and inner products
Normal forms for symmetric, hermetian, and general linear maps, diagonalization
Orthogonal, unitary, hermitian matrices
Multilinear algebra: tensor products, exteriors, symmetric algebras
Groups, subgroups, cosets, Lagrange’s theorem, the homomorphism theorems, quotient groups
Permutation groups, alternating groups, matrix groups, dihedral groups, quaternion groups
Free groups, groups described by generators and relations, free abelian groups
Automorphisms, direct and semidirect products
P-groups, the class equation, applications
Group actions on a set, Sylow theorems
Nilpotent and solvable groups, simple groups
Ideals, integral domains, quotients rings, polynomial rings, matrix rings
Euclidian domains, principal ideal domains, unique factorization
Chinese Remainder Theorem, prime ideals, localization
Modules over a PID, applications to a normal form
Free modules, short exact sequences
Algebraic and transcendental extensions, normal extensions, separability
Finite algebraic extensions, splitting fields, Galois theory, perfect fields
Finite field
Cyclotomic polynomials, cyclotomic extensions of the rationals and of finite fields
Algebra by Artin
Abstract Algebra second edition by Dummit and Foote
Algebra by Lang
Topics in Algebra by Herstein
Algebra by Hungerford
Algebra by Jacobson
Sequences and series functions, uniform convergence, Fourier series
Differentiation and integration of real and complex valued functions
Functions of bounded variation, the Riemann-Stieltjes integral
The implicit function theorem, the inverse function theorem
Open and closed sets, topological spaces, bases, Hausdorff spaces
Continuous functions, the product topology, Tychonoff theorem
Locally compact spaces, Urysohn’s lemma, partition of unity
Nowhere dense set, set of the first category, Baire category theorem
Distance function, metric spaces
Convergence, Cauchy sequences, completeness
The contraction mapping theorem
Continuous functions on metric spaces
Arzela-Ascoli theorem and applications
Lebesgue measure, Borel sets, measurable sets, additivity
Abstract measure, o-algebra, construction of measure, Caratheodory criterion
Measurable function, Egorov theorem
Pointwise convergence, uniform convergence, Vitali-Lusin theorem
Lebesgue integration, monotone convergence theorem, Fatou lemma
Lebesgue dominated convergence theorem, convergence in measure
Relations between different notions of convergence
Product measure, complete measure, Fubini theorem
Lp space, Holder and Minkowski inequalities, Cheveshev’s inequality
Radon-Nikodym theorem, Lebesgue theorem
analytic functions, Cauchy-Riemann equations
Cauchy integral theorem, Cauchy integral formula
Singularities, poles, the theory of residues, evaluation of integrals
Maximum modulus theorem
Argument principle and Rouche’s theorem
Linear fractional transformation
normal linear space, Banach space
Linear functional, linear operator, continuity and boundedness
Hahn-Banach theorem
Uniform boundedness theorem
Open mapping and closed graph theorems
Weak and weak* topology, reflexive space, Banach-Alaoglu theorem
Inner product, Hilbert space, orthonormal bases, Riesz representation theorem
Self-adjoint operator, compact operator, and their spectrum
Fredholm alternative property, Fredholm operator
Fourier transform, rapidly decreasing function, Fourier transform on L2
The Way of Analysis by Robert Strichartz
Principles of Mathematical Analysis by Walter Rudin
Elementary Real Analysis by Brian Thomson
Judith Bruckner and Andrew Bruckner
Real and Complex Analysis by Walter Rudin
Real Variable and Integration by John Benedetto
Real Analysis by Royden
Measure and Integration Theory by H. Widom
Complex Analysis by Ahlfors
Complex Variables and Applications by Churchill
Functional Analysis by Rudin
Functional Analysis by Ronald Larson
Functional Analysis by Yosida
Partial Differential Equations by Evans
Examples of manifolds, orientation
Inverse function theorem and implicit function theorem, immersion, submersion
Partition of unity, embedding, Whitney embedding theorem
Sard’s theorem
Tangent vector, tangent bundle, push-forward
ODE on manifolds, existence and uniqueness theory
Flows, Lie bracket, Forbenius’ theorem
Riemannian metrics, examples
Basic Lie groups
Cotangent bundle, exterior differentiation, contraction, Lie derivative, de Rham differential, Cartan formula
Integration on manifolds, Stokes’ theorem
De Rham cohomology, de Rham theorem, examples
More applications of Stokes; theorem, degree and winding number
Frobenius’ theorem, foliations, non-integrable distributions
Fundamental groups, calculations, Van Kampen theorem
Covering spaces, properties, classification of covering spaces
Simplicial and CW complexes, examples
Singular (co)homology, properties, calculations, exact sequences for singular (co)homology
Betti number, Euler number
Eilenberg-Steenrod axioms for homology
Mayers-Vietoris sequences
Cup and cap products, and Poincare duality for manifolds
Degree, Euler characteristics, applications
Lefschetz fixed point theorem and applications
Introduction to Smooth Manifolds by John M. Lee
Foundations of Differential Manifolds and Lie Groups by Frank W. Warner
An Introduction to Differentiable Manifolds and Riemannian Geometry by W. M. Boothby
Algebraic Topology by Allen Hatcher
Introduction to Topology by V. A. Vassiliev
A Basic Course in Algebraic Topology by W. S. Massey
Algebraic Topology by Marvin J. Greenburg
Riemannian Geometry by Manfredo do Carmo