Client Accounts

Client Funds will be kept in a 3rd Party Brokerage Account, registered in the Client's Name. Clients receive regular statements from the 3rd Party Brokerage.

This account can be the client's current account, or I will recommend a self directed account with low or no trading fees. Two of my recommended account management firms are Wells Fargo and Scotttrade. Both have low trading costs.

Maintaining accounts in this manner protects the client from the type of fraud that can occur with an unscrupulous advisor such as Bernie Madoff.