The Dos and Don'ts of SOC Workpaper Documentation

Course Description:

Refine the art of AICPA SOC workpaper documentation this insightful training program. This course is specifically designed to equip professionals with the knowledge and best practices required to create thorough and effective workpaper documentation for SOC engagements.

Through practical exercises, case studies, and expert guidance, you will learn the dos and don'ts of SOC workpaper documentation, ensuring completeness, accuracy, and compliance with AICPA standards. Explore essential topics such as organizing workpapers, capturing relevant information, documenting procedures and evidence, maintaining consistency, and avoiding common pitfalls. Gain practical insights into structuring workpapers, using standardized templates, and employing effective referencing techniques. By the end of this course, you will possess the skills and confidence to create comprehensive workpaper documentation that supports the SOC engagement process, enhances efficiency, and withstands professional scrutiny.

Learning Objectives:

• Learn different workpaper file approaches for SOC

• Understand the AICPA and peer review requirements for workpaper documentation

• Understand the “musts”, “nice to haves”, and “unnecessary” aspects of SOC workpaper documentation

Fields of Study:

• Auditing

Course Level:

• Basic

Prerequisites:

• None

Advanced Preparation:

• None