Nyse Stock List Download

The NYSE allows "foreign private issuers" (a term of art under US securities laws, described further below) to qualify for listing either under the domestic listing criteria or under alternate listing standards for foreign private issuers. The alternate listing standards allow more flexibility because they do not have the same minimum distribution requirements for securities in the US and North America. The alternate listing standards are only available if there is a broad liquid market for the company's shares in its country of origin.

Under both standards, an operating history of three years is required for a company to list on the NYSE. The NYSE will consider allowing a joint history, if a company without the requisite history is acquiring a company that has the required history.

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Market value. The aggregate market value of publicly held shares must be at least US$40 million for IPO companies, or US$100 million for companies seeking to list their existing securities or to transfer to NYSE. Additionally, the shares must have a closing price (or, if listing in connection with an IPO, an offering price) of at least US$4 per share at the time of listing.

Primary Direct Floor Listings. NYSE rules allow a company to sell shares on its own behalf in connection with its initial listing upon effectiveness of a registration statement, without a traditional underwritten public offering. A company that has not previously had its common equity securities registered may list its common equity securities on NYSE at the time of effectiveness of a registration statement pursuant to which the company will sell shares in the opening auction on the first day of trading on NYSE, referred to as a "Primary Direct Floor Listing." Companies that sell at least US$100 million in market value of shares in the direct listing auction will meet the applicable aggregate market share requirement for such listings. Alternatively, if a company is selling less than US$100 million in the auction, it will qualify if the aggregate market value of publicly held shares prior to listing, together with the market value of the shares sold by the company in the direct listing auction, is at least US$250 million. Alternate listing standards for foreign private issuers (worldwide standards)

In order to list under the alternate listing standards, a foreign private issuer must satisfy certain minimum distribution requirements, market value requirements and financial standards.

Distribution. The company must have at least 5,000 holders of 100 shares or more and at least 2.5 million publicly held shares worldwide.

Market value. The aggregate worldwide market value of the publicly held shares must be at least US$100 million (US$60 million in the case of companies that have a parent or affiliate that is NYSE listed and in good standing with the NYSE ("controlled companies")). Additionally, the shares must have a closing price (or, if listing in connection with an IPO, an offering price) of at least US$4 per share at the time of listing.

Special Purpose Acquisition Company (SPAC) activity has grown exponentially over the past few years, driven largely by activity in the US. Along with this has been the follow-on growth in de-SPAC transactions, as publicly listed SPACs move through the transaction life cycle to merge with an acquisition target. See the Baker McKenzie Global SPACs Guide for more information on SPACs.

In addition to meeting NYSE requirements, a listing company must register its securities with the SEC before admission to dealings on the NYSE. As discussed further below, this registration is a significant undertaking.

In order to list on the NYSE, a foreign private issuer must comply with certain corporate governance standards set out in the NYSE's listed company manual (see section 5 below). A domestic company is subject to a variety of additional corporate governance standards and distribution requirements for shares in the US and North America.

The NYSE also requires that the company have a designated market maker. The company may either select an eligible designated market maker as part of its listing application or delegate authority to the NYSE to select an eligible designated market maker. The NYSE will provide the company with a list of eligible designated market makers, along with contact information and market performance information.

In addition, in order to list American Depositary Receipts or Shares (ADRs) on the NYSE, the ADRs must be sponsored. A foreign private issuer can obtain a sponsor by entering into a depository agreement with a US depository bank. Under the agreement, the bank agrees to provide services such as cash and stock dividend payments, transfer of ownership and distribution or relevant materials such as notices and shareholder meeting materials.

In order to maintain its listing on the NYSE, a company must maintain minimum distribution levels, minimum financial standards and a minimum price. If these criteria are not met, a listed company may be the target of suspension and delisting procedures.

Further if a company is initially listed under any of the NYSE's financial standards on the basis of financial statements covering a period of 9 to 12 months and the issuer does not qualify under the regular standard at the end of such fiscal year or qualify at such time for original listing under another listing standard, the NYSE will promptly initiate suspension and delisting procedures with respect to the issuer.

Trading approximately 1.46 billion shares each day, the New York Stock Exchange (NYSE) is the leading stock exchange in the world. The exchange trades stocks for some 2,800 companies, ranging from blue chips to new high-growth companies. Each listed company has to meet strict requirements, as the NYSE strives to maintain its reputation of trading strong, high-quality securities.

The broker moves around the floor, bringing 'buy and sell' orders to the specialists. Each specialist stands in one location on the floor and deals in one or several specific stocks, depending on their trading volume.

The specialist's job is to accept 'buy and sell' orders from brokers and manage the actual auction. It is also the specialist's job to ensure that there is a market for their specified stocks at all times, meaning they will invest their own firm's capital at times to keep the market active and maintain the shares' liquidity.

NYSE and NASDAQ are also the only two providers of stock auction services that are used every day at the open and close of trading, as well as at certain other times of market imbalance, the department said. At most times, the process of determining a price for a stock occurs in a robust market, with numerous buyers and sellers actively negotiating prices. However, at certain times the market cannot determine a price in this way. For example, a long line of orders builds up every night waiting to execute at the moment the market opens. These orders are based on information revealed overnight, which is not reflected in the market price at the close of the previous day. Similarly, at the end of each trading day, major market participants place large orders to balance their portfolios, potentially creating large imbalances in order flows and distorting prices, the department said. Both NYSE and NASDAQ have developed special auctions to handle these unique order flows at the open and close of each trading day.

NYSE and NASDAQ provide trade reporting facilities for the reporting of stock trades occurring outside of a stock exchange and are currently the only two entities that compete to collect this data. This reporting business is vital for the proper dissemination of information about off-exchange trading, which today accounts for roughly 30 percent of all stock trading in the United States, the department said.

NASDAQ and NYSE are the largest two competitors providing certain real-time proprietary equity data products. These products reflect, for example, the prices and quotes on the several NASDAQ and NYSE stock exchanges as well as information and data collected by the NASDAQ and NYSE trade reporting facilities for trades occurring off the stock exchanges.

If a stock is dually listed on the NYSE and Nasdaq, it can be bought on one and sold on the other. If not dually listed, the transaction must be completed on the exchange listed."}},{"@type": "Question","name": "Is NYSE More Prestigious Than Nasdaq?","acceptedAnswer": {"@type": "Answer","text": "For many investors, the NYSE carries more prestige because of its history, traditional trading floor operations, and stock offerings. For others, prestige is irrelevant. The NYSE is the world's largest stock exchange and is known for listing stocks of well-known, established companies. The Nasdaq trails closely as the world's second-largest stock exchange but lists less-stable growth stocks and stocks of tech giants."}},{"@type": "Question","name": "Why Move From Nasdaq to NYSE?","acceptedAnswer": {"@type": "Answer","text": "Companies may move from Nasdaq to NYSE for many reasons, including involuntary ones. For instance, the exchange may request the move if membership criteria are breached. Companies may choose to move to be associated with the NYSE's prestige and/or be associated with the established companies on the exchange. The NYSE may also offer features and benefits that the Nasdaq does not. For example, the NYSE provides a physical auction, whereas Nasdaq is completely electronic."}}]}]}] Investing Stocks Bonds ETFs Options and Derivatives Commodities Trading FinTech and Automated Investing Brokers Fundamental Analysis Technical Analysis Markets View All Simulator Login / Portfolio Trade Research My Games Leaderboard Banking Savings Accounts Certificates of Deposit (CDs) Money Market Accounts Checking Accounts View All Personal Finance Budgeting and Saving Personal Loans Insurance Mortgages Credit and Debt Student Loans Taxes Credit Cards Financial Literacy Retirement View All News Markets Companies Earnings CD Rates Mortgage Rates Economy Government Crypto ETFs Personal Finance View All Reviews Best Online Brokers Best Savings Rates Best CD Rates Best Life Insurance Best Personal Loans Best Mortgage Rates Best Money Market Accounts Best Auto Loan Rates Best Credit Repair Companies Best Credit Cards View All Academy Investing for Beginners Trading for Beginners Become a Day Trader Technical Analysis All Investing Courses All Trading Courses View All LiveSearchSearchPlease fill out this field.SearchSearchPlease fill out this field.InvestingInvesting Stocks Bonds ETFs Options and Derivatives Commodities Trading FinTech and Automated Investing Brokers Fundamental Analysis Technical Analysis Markets View All SimulatorSimulator Login / Portfolio Trade Research My Games Leaderboard BankingBanking Savings Accounts Certificates of Deposit (CDs) Money Market Accounts Checking Accounts View All Personal FinancePersonal Finance Budgeting and Saving Personal Loans Insurance Mortgages Credit and Debt Student Loans Taxes Credit Cards Financial Literacy Retirement View All NewsNews Markets Companies Earnings CD Rates Mortgage Rates Economy Government Crypto ETFs Personal Finance View All ReviewsReviews Best Online Brokers Best Savings Rates Best CD Rates Best Life Insurance Best Personal Loans Best Mortgage Rates Best Money Market Accounts Best Auto Loan Rates Best Credit Repair Companies Best Credit Cards View All AcademyAcademy Investing for Beginners Trading for Beginners Become a Day Trader Technical Analysis All Investing Courses All Trading Courses View All EconomyEconomy Government and Policy Monetary Policy Fiscal Policy Economics View All Financial Terms Newsletter About Us Follow Us Table of ContentsExpandTable of ContentsLocationDealer vs. Auction MarketMarket MakersPerception and CostHistoryNYSE and Nasdaq FAQsThe Bottom LineMarketsStock MarketsThe NYSE and Nasdaq: How They WorkBy ff782bc1db