Case History
General Case History Information
Adults
Overview/History
Reason for referral
Age
Current concerns
Previous evaluations and/or treatments
Previous speech or language impairments
Medical Records/History
Medical information including description of related events, illnesses or impairments, surgeries and/or hospitalizations
Sensorimotor information including treatments, vision, hearing, swallowing, possible residual deficits from impairments
Psycho/social information analyzing family and social history including living situation.
Educational and occupational history for relevance during therapy
Communication history including previous languages spoken
Current communication status including concerns, impact on daily functioning
Children
Overview/History
Reason for referral
Age
Current concerns
Previous evaluations and/or treatments
Medications
Medical Records/History
For pediatric, begin obtaining information from pregnancy and birth history
Prenatal complications
Birth complications
Where developmental milestones met including speech, language, voice, fluency, sociolinguistic context, early development and any prior treatment.
Sensorimotor development including motor skills, feeding and swallowing, hearing, and vision.
Psycho/social information including family dynamics
Cognitive History/development milestones in terms of play.
Academic history including performance in the school setting.
Any related or unrelated diagnosis?
Any medications being taken?
Any previous hospitalizations or surgeries?
Previous speech or language impairments?
(Embry, 2021)
Shipley, K. G., & McAfee, J. G. (2016)
Interview Techniques
Interview Sequence
Greet the patient/client and introduce yourself to establish good rapport
Give the client an opportunity to tell their story
Inform and reinforce the agenda for the interview
Expand on and clarify the clients story and experiences for consistency with intake form
Generate and test diagnostic hypothesis by beginning to develop possible diagnosis
Acknowledge and create a shared understanding of the problem
Once the interview is concluded, a plan should be negotiated. Discuss the next plans such as further evaluations and possible treatment plans.
Debrief and educate the patient during closure
Diagnostic Clinical Interview Techniques Post Intake Form Retrieval
Reflect, clarify and update the information retrieved from the intake forms
Generate a summary probe using a language or speech sample analysis
Use clearing to ensure you've obtained accurate information
Powerful questioning: using open ended questions to encourage reflective thinking in the client and to retrieve accurate information.
Meta-view: encouraging clients to view their disability from a different standpoint
Reframing: shifting negative views to positive perspectives for motivation during therapy
Acknowledge and evaluate feelings and emotions to comfort clients and to give them support
Use Silence to observe and give the client some time to process and respond
Meet and manage the saboteur such as spouse or caregiver
Post-evaluation Debrief
Give the client and the caregiver feedback and closure
Highlight general and communicative strengths but also recognize limitations
Clarify your role and a Speech-Language Pathologist and discuss the next steps
Inform the caregivers of their roles during the process
Evaluation can be overwhelming. Provide written information that the client and caregiver can refer back to
Give the client and the caregiver an opportunity to ask questions
Give one important takeaway that is doable for the client/caregiver
Embry, 2021
Shipley, K. G., & McAfee, J. G. (2016)
Things To Avoid
When collecting a written case history;
Patient must be given enough time to complete filling out his history form.
Patient must be communicated with in their preferred language
When conducting the interview
Asking one question at the time
Do not ask priming questions that require specific response
Do not use WHY questions because they sound judgmental
Always adapt patient-oriented tone and encouraging patient to take part in making important decisions
Always refrain from judgements and assumptions
Never interrupt patient
Initial evaluation
Initial assessment should be clear and simple structure
Always take into consideration individual/ cultural differences
Be aware of your own Bias
When Providing Information/home assignments
Do not use technical jargon
Do not create premature clinical prognosis
Always emphasize the positives, strengths and progress made
Always encourage the patient to partake in decision making about his own life
Always be creative when conveying information
Always be aware of the way information is conveyed; watch out for tone, prosody, gestures
Always continue to collaborate with other professionals to improve/enhance linguistic communication with individuals who have communication challenges
Information Giving
When providing information to a patient or a caregiver, always pay attention to your linguistic delivery.
Tone must be empathetic and must use understandable terminology
Always emphasize the positive, strengths, and improvements made
Always encourage patient to partake in the decision making process
Obey the ethical codes pertaining to confidentiality
Consider all cultural differences when providing information
Always implement creative thinking
Be very aware of your own word choice, prosody, gestures, and body language
Always continue to collaborate with other professionals to improve or enhance linguistic communication with individuals who have communicative challenges
Personal Adjustment Counseling
Addresses feelings, emotions, thoughts, and beliefs expressed by individuals and their families/caregivers.
Realizing the impact of the communication disorder in the scope of day to day life
What is Counseling?
Assistance provided in an interactive manner to individuals and their families dealing with challenging emotion and life situations in an effort to facilitate realistic and clearly understood goals and improve quality of life.
Informational Counseling
Client and family/caregiver education
Discussing with individuals and families the nature of a disorder or situation, intervention considerations and techniques, prognosis and material/community resources.
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Key Issues in Counseling for Speech
Roles and Responsibilities
"As indicated in the Code of Ethics (ASHA, 2016), speech and language pathologists should be specifically educated and appropriately trained to provide the services that they offer, should engage in only those aspects of the professions that they are within the scope of their practice and competence, and should use every resource, including referral to ensure that quality service is provided"
Counseling for Professional Service Delivery
Preferred Practice Patterns
Expected Outcomes
Enhancement of client and family/caregiver understanding of, acceptance of, and adjustment to communication, swallowing, vestibular, tinnitus, or related conditions;
Increased engagement in management of disorder;
Increased autonomy, self-direction, and responsibility for acquiring and utilizing new skills and strategies related to their goals;
Enhanced physical and psychosocial well-being and quality of life;
Improved understanding of how to modify contextual factors to reduce barriers, enhance participation, facilitate successful communication, and manage related disorders;
Enhanced compliance with treatment recommendations; and
Enhanced benefit from and satisfaction with treatment
Counseling Addresses
Evaluation procedures
Diagnoses and results of evaluations
Problems experienced secondary to communication, vestibular, swallowing, tinnitus, and related conditions
Effects of the disorder on psychosocial and behavioral adjustment, including interpersonal relationships, social activities, and occupational options and performance
Affective/emotional reactions to communication/swallowing/balance disorders
Development of coping mechanisms, problem-solving skills, compensatory behaviors, and systems for emotional support
Development and coordination of individual and family/caregiver self-help and support groups
Help to determine when referral and collaboration is in the best interest of the patient:
Principle I, Rule B states, "Individuals shall use every resource, including referral and/or inter-professional collaboration when appropriate, to ensure that quality service is provided."
Principle II, Rule A states, "Individuals who hold the Certificate of Clinical Competence shall engage in only those aspects of the professions that are within the scope of their professional practice and competence, considering their certification status, education, training, and experience."
Principle IV, Rule A states, "Individuals shall work collaboratively, when appropriate, with members of one's own profession and/or members of other professions to deliver the highest quality of care."
Cognitive Behavioral Theory
Clinical Application: Focus on helping individuals and families (a) identify harmful behaviors and problematic thinking and (b) modify environmental factors that foster negative behaviors and thoughts
Family System Theory
Clinical Application: The focus of clinicians' work is to facilitate family interactions and enhance communication in an effort to facilitate compliance with therapy tasks or management efforts and, thereby, to remove conditions that maintain communication disorders or barriers (Cohan et al., 2006; Flasher & Fogle, 2012; Holland & Nelson, 2014).
Humanistic Theory
Clinical Application: Audiologists and speech-language pathologists are reflective and are led by the individual's and family members' needs versus confrontational and directive in their attempts to shape the individual's or family members' behavior (Flasher & Fogle, 2012; Hansen, 2006; Tellis & Barone, 2018).
Interpersonal Theory
Clinical Application: This approach is particularly applicable when an individual is seen for multiple treatment sessions. In that context, audiologists and speech-language pathologists observe communicative interactions, share their observations with the individual, develop and implement a treatment plan that considers the individual's interpersonal style and any self-defeating communication patterns that need to be addressed, and close out clinical services by discussing improvements and anticipated future problems (Flasher & Fogle, 2012; Lipsitz & Markowitz, 2013).
Multicultural Theory
Clinical Application: Audiologists and speech-language pathologists recognize that cultural variables may influence an individual and their family's/caregiver's beliefs. Clinicians respectfully listen to varied views as part of culturally sensitive clinical decision making (Flasher & Fogle, 2012).
Existential Theory
Clinical Application: In existential theory, the focus of the clinician's work is to promote the individual's self-awareness of their abilities (Luterman, 2008) while simultaneously acknowledging the impact of a communication disorder and/or related condition on daily life (Tellis & Barone, 2018). The clinician's efforts could foster or enhance the individual's mechanisms for creating meaning in their lives (Fernando, 2007; Flasher & Fogle, 2012) rather than assigning fault to themselves (Spillers, 2007; Tellis & Barone, 2018)—and, in turn, highlight the individual's options for the future.
Considerations in Service Delivery
Health Literacy: The degree to which an individual can obtain, communicate, process and understand basic health information nd serviced needed to make appropriate health decisions and follow instructions for treatment (Patient Protection and Affordable Care Act of 2010).
Monitor the rate of delivery and take adequate time to communicate
Use common language and limited technical terms
Include pictures to clarify concepts and emphasize key points
Provide manageable amounts of information and repeat what was communicated
Encourage questions to facilitate comprehension of information
Ask open-ended questions using the words "what" and "how"
Use an interpreter when working with an individual who has limited English proficiency.
U.S. Department of Health and Human Services
Family Involvement: Family therapy and counseling by using the family systems approach.
Leverage family strengths into the therapy regimen to firmly involve the family in addressing the issues at hand
Have family present during explanations of the diagnosis and proposed treatment
May alleviate some of the stress that the individual is experiencing.
Therapeutic Relationship: Building a good therapeutic relationship can help alleviate distress and lay a foundation of trust and cooperation between the clinician and the client and family/caregiver (Flasher & Fogle, 2012). The development of the therapeutic relationship is a reciprocal process during which the behaviors of each person in the ever-changing dynamic influence the others involved.
Show consideration for the individual and family/caregivers
Engage in joint decision making
Motivate
Facilitate identification of barriers
Trust your intuition
Address resistance
Consider transference
Consider countertransference
Avoid blaming language
Consider tone of voice
Consider nonverbal communication
Know when to refer an individual to mental health professionals
Questions
*Used to better understand individuals and their families
*Help focus on issues that need further clarification
*Goal: to enter into the world of the person and to understand the person from his or her own perspective
Accurate Observations and Listening
*Paraphrasing
*Reflection
*Verbal encouragers
*Silence
Considerations when Asking Questions
*Ask appropriate and carefully worded questions
*Ask leading questions
*Speaking Style while asking questions
Selective Feedback
*Reframing
*Interpretations/linking statements
*Suggestions versus direction or instruction
*Confronting
Question Types
*Closed Questions
*Open-Ended Questions (Who, What, Where, Why, and How)
Funneling Questions
Requests for Clarification
Comparison Questions
Counter questions
Group Therapy and Support Groups
*Instills hope
*Realize they are not alone
*Builds self-esteem
*Practice what is learned during individual therapy
Counseling Across the Lifespan
Parents of infants and young children
Children
Adolescents
Adults
Elderly Adults
*SLP's should refer out to a mental health professional when the patients issue is outside the knowledge or comfort level of the licensed SLP such as:
Topic of death is raised in multiple instances.
Person reports recurrent thoughts of death.
Person reports suicidal thoughts.
Person shows signs of persistent depression.
Person shows signs of physical abuse of either themselves or a family member/caregiver (this behavior also warrants alerting law enforcement).
Person shows signs of self-inflicted abuse.
Person has a drug and alcohol addiction.
Person reports behaviors consistent with persistent and/or severe social and/or emotional withdrawal.
Person indicates a deterioration in family relationships.
Person reports behaviors/thoughts consistent with personality and character disorders.
Disorder-Specific Considerations
Clinicians should listen for the following information that can affect therapy progress and related counseling when engaging with a person and their family/caregiver:
Is the disorder chronic, acute, congenital, or progressive?
How much time post-onset is the individual? What impact does this have on their perspective?
How might this affect the individual's self-image and self-concept?
What feelings of anxiety, guilt, embarrassment, and so forth, might this disorder instill in the person and their family/caregiver?
How does the disorder affect socialization and relationships with peers?
How does the disorder affect academic performance and perceptions of teachers, employers, colleagues, and so forth?
Is there any cultural stigma associated with the person's communication impairment that could affect how they are treated by others?
How does the severity of the communication impairment affect the individual and family/caregiver?
What kinds of situations may be challenging for the person and family/caregiver?
Prevent or Alleviate Compassion Fatigue
*being mindful of the effects of your efforts on yourself
*recognizing when you expend energy and then acknowledging your need to replenish that lost energy
*learning what reenergizes you
*writing and attempting to adhere to a wellness plan that considers your personal and professional visions.
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Intake/Case History Forms for Pediatrics and Adults
References
American Speech-Language-Hearing Association. (n.d.). Counseling for Professional Service Delivery. American Speech-Language-Hearing Association. Retrieved September 16, 2021, from, https://www.asha.org/practice-portal/professional-issues/counseling-for-professional-service-delivery/#collapse_1
Scope of Practice in Speech-Language Pathology (asha.org)
https://www.asha.org/policy/sp2016-00343/
Kadaravek, J.N., Laux, M.J.,Mills, N.H., (2004). A counseling training module for students in speech and language pathology programs: Contemporary Issues in Communication
Science and Disorders. Volume 31. 153-161. NSSLHA 153 1092-5171/04/3102-0153
Bridges, Kelly, (2016). Providing services pto CLD populations. Retrieved Septemeber 15, 2021
Westby,C,. Burda, A,. Mehta, Zarin., (2003). Asking the right questions in the right ways.
Strategies for ethnographic interviewing. https://doi.org/10.1044/leader.FTR3.08082003.4
https://www.leader.pubs.asha.org/doi/full/10.1044/leader.FTR3.08082003.4
13.3 Providing Services to CLD Populations (nyu.edu)
https://2nyu.speech.steinhardt.nyu.edu/ap/courses/943/sec…