Case History

General Case History Information

Adults

Overview/History

  • Reason for referral

  • Age

  • Current concerns

  • Previous evaluations and/or treatments

  • Previous speech or language impairments


Medical Records/History

  • Medical information including description of related events, illnesses or impairments, surgeries and/or hospitalizations

  • Sensorimotor information including treatments, vision, hearing, swallowing, possible residual deficits from impairments

  • Psycho/social information analyzing family and social history including living situation.

  • Educational and occupational history for relevance during therapy

  • Communication history including previous languages spoken

  • Current communication status including concerns, impact on daily functioning




Children

Overview/History

  • Reason for referral

  • Age

  • Current concerns

  • Previous evaluations and/or treatments

  • Medications


Medical Records/History

For pediatric, begin obtaining information from pregnancy and birth history

  • Prenatal complications

  • Birth complications

  • Where developmental milestones met including speech, language, voice, fluency, sociolinguistic context, early development and any prior treatment.

  • Sensorimotor development including motor skills, feeding and swallowing, hearing, and vision.

  • Psycho/social information including family dynamics

  • Cognitive History/development milestones in terms of play.

  • Academic history including performance in the school setting.

  • Any related or unrelated diagnosis?

  • Any medications being taken?

  • Any previous hospitalizations or surgeries?

  • Previous speech or language impairments?


(Embry, 2021)

Shipley, K. G., & McAfee, J. G. (2016)

Interview Techniques

Interview Sequence

  • Greet the patient/client and introduce yourself to establish good rapport

  • Give the client an opportunity to tell their story

  • Inform and reinforce the agenda for the interview

  • Expand on and clarify the clients story and experiences for consistency with intake form

  • Generate and test diagnostic hypothesis by beginning to develop possible diagnosis

  • Acknowledge and create a shared understanding of the problem

  • Once the interview is concluded, a plan should be negotiated. Discuss the next plans such as further evaluations and possible treatment plans.

  • Debrief and educate the patient during closure


Diagnostic Clinical Interview Techniques Post Intake Form Retrieval

  • Reflect, clarify and update the information retrieved from the intake forms

  • Generate a summary probe using a language or speech sample analysis

  • Use clearing to ensure you've obtained accurate information

  • Powerful questioning: using open ended questions to encourage reflective thinking in the client and to retrieve accurate information.

  • Meta-view: encouraging clients to view their disability from a different standpoint

  • Reframing: shifting negative views to positive perspectives for motivation during therapy

  • Acknowledge and evaluate feelings and emotions to comfort clients and to give them support

  • Use Silence to observe and give the client some time to process and respond

  • Meet and manage the saboteur such as spouse or caregiver


Post-evaluation Debrief

  • Give the client and the caregiver feedback and closure

  • Highlight general and communicative strengths but also recognize limitations

  • Clarify your role and a Speech-Language Pathologist and discuss the next steps

  • Inform the caregivers of their roles during the process

  • Evaluation can be overwhelming. Provide written information that the client and caregiver can refer back to

  • Give the client and the caregiver an opportunity to ask questions

  • Give one important takeaway that is doable for the client/caregiver

Embry, 2021

Shipley, K. G., & McAfee, J. G. (2016)

Things To Avoid

When collecting a written case history;

  • Patient must be given enough time to complete filling out his history form.

  • Patient must be communicated with in their preferred language


When conducting the interview

  • Asking one question at the time

  • Do not ask priming questions that require specific response

  • Do not use WHY questions because they sound judgmental

  • Always adapt patient-oriented tone and encouraging patient to take part in making important decisions

  • Always refrain from judgements and assumptions

  • Never interrupt patient


Initial evaluation

  • Initial assessment should be clear and simple structure

  • Always take into consideration individual/ cultural differences

  • Be aware of your own Bias


When Providing Information/home assignments

  • Do not use technical jargon

  • Do not create premature clinical prognosis

  • Always emphasize the positives, strengths and progress made

  • Always encourage the patient to partake in decision making about his own life

  • Always be creative when conveying information

  • Always be aware of the way information is conveyed; watch out for tone, prosody, gestures

  • Always continue to collaborate with other professionals to improve/enhance linguistic communication with individuals who have communication challenges

Information Giving

  • When providing information to a patient or a caregiver, always pay attention to your linguistic delivery.

  • Tone must be empathetic and must use understandable terminology

  • Always emphasize the positive, strengths, and improvements made

  • Always encourage patient to partake in the decision making process

  • Obey the ethical codes pertaining to confidentiality

  • Consider all cultural differences when providing information

  • Always implement creative thinking

  • Be very aware of your own word choice, prosody, gestures, and body language

  • Always continue to collaborate with other professionals to improve or enhance linguistic communication with individuals who have communicative challenges

  • Personal Adjustment Counseling

    • Addresses feelings, emotions, thoughts, and beliefs expressed by individuals and their families/caregivers.

      • Realizing the impact of the communication disorder in the scope of day to day life

What is Counseling?

Assistance provided in an interactive manner to individuals and their families dealing with challenging emotion and life situations in an effort to facilitate realistic and clearly understood goals and improve quality of life.

  • Informational Counseling

    • Client and family/caregiver education

    • Discussing with individuals and families the nature of a disorder or situation, intervention considerations and techniques, prognosis and material/community resources.

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Key Issues in Counseling for Speech

Roles and Responsibilities

"As indicated in the Code of Ethics (ASHA, 2016), speech and language pathologists should be specifically educated and appropriately trained to provide the services that they offer, should engage in only those aspects of the professions that they are within the scope of their practice and competence, and should use every resource, including referral to ensure that quality service is provided"

Counseling for Professional Service Delivery

Preferred Practice Patterns

Expected Outcomes

  • Enhancement of client and family/caregiver understanding of, acceptance of, and adjustment to communication, swallowing, vestibular, tinnitus, or related conditions;

  • Increased engagement in management of disorder;

  • Increased autonomy, self-direction, and responsibility for acquiring and utilizing new skills and strategies related to their goals;

  • Enhanced physical and psychosocial well-being and quality of life;

  • Improved understanding of how to modify contextual factors to reduce barriers, enhance participation, facilitate successful communication, and manage related disorders;

  • Enhanced compliance with treatment recommendations; and

  • Enhanced benefit from and satisfaction with treatment

Counseling Addresses

  • Evaluation procedures

  • Diagnoses and results of evaluations

  • Problems experienced secondary to communication, vestibular, swallowing, tinnitus, and related conditions

  • Effects of the disorder on psychosocial and behavioral adjustment, including interpersonal relationships, social activities, and occupational options and performance

  • Affective/emotional reactions to communication/swallowing/balance disorders

  • Development of coping mechanisms, problem-solving skills, compensatory behaviors, and systems for emotional support

  • Development and coordination of individual and family/caregiver self-help and support groups

Ethics

Help to determine when referral and collaboration is in the best interest of the patient:

  • Principle I, Rule B states, "Individuals shall use every resource, including referral and/or inter-professional collaboration when appropriate, to ensure that quality service is provided."

  • Principle II, Rule A states, "Individuals who hold the Certificate of Clinical Competence shall engage in only those aspects of the professions that are within the scope of their professional practice and competence, considering their certification status, education, training, and experience."

  • Principle IV, Rule A states, "Individuals shall work collaboratively, when appropriate, with members of one's own profession and/or members of other professions to deliver the highest quality of care."

https://www.asha.org/practice-portal/professional-issues/counseling-for-professional-service-delivery/#collapse_1

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Cognitive Behavioral Theory

Clinical Application: Focus on helping individuals and families (a) identify harmful behaviors and problematic thinking and (b) modify environmental factors that foster negative behaviors and thoughts



Family System Theory

Clinical Application: The focus of clinicians' work is to facilitate family interactions and enhance communication in an effort to facilitate compliance with therapy tasks or management efforts and, thereby, to remove conditions that maintain communication disorders or barriers (Cohan et al., 2006; Flasher & Fogle, 2012; Holland & Nelson, 2014).


Humanistic Theory

Clinical Application: Audiologists and speech-language pathologists are reflective and are led by the individual's and family members' needs versus confrontational and directive in their attempts to shape the individual's or family members' behavior (Flasher & Fogle, 2012; Hansen, 2006; Tellis & Barone, 2018).

Interpersonal Theory

Clinical Application: This approach is particularly applicable when an individual is seen for multiple treatment sessions. In that context, audiologists and speech-language pathologists observe communicative interactions, share their observations with the individual, develop and implement a treatment plan that considers the individual's interpersonal style and any self-defeating communication patterns that need to be addressed, and close out clinical services by discussing improvements and anticipated future problems (Flasher & Fogle, 2012; Lipsitz & Markowitz, 2013).

Multicultural Theory

Clinical Application: Audiologists and speech-language pathologists recognize that cultural variables may influence an individual and their family's/caregiver's beliefs. Clinicians respectfully listen to varied views as part of culturally sensitive clinical decision making (Flasher & Fogle, 2012).

Existential Theory

Clinical Application: In existential theory, the focus of the clinician's work is to promote the individual's self-awareness of their abilities (Luterman, 2008) while simultaneously acknowledging the impact of a communication disorder and/or related condition on daily life (Tellis & Barone, 2018). The clinician's efforts could foster or enhance the individual's mechanisms for creating meaning in their lives (Fernando, 2007; Flasher & Fogle, 2012) rather than assigning fault to themselves (Spillers, 2007; Tellis & Barone, 2018)—and, in turn, highlight the individual's options for the future.


Considerations in Service Delivery

Health Literacy: The degree to which an individual can obtain, communicate, process and understand basic health information nd serviced needed to make appropriate health decisions and follow instructions for treatment (Patient Protection and Affordable Care Act of 2010).

  • Monitor the rate of delivery and take adequate time to communicate

  • Use common language and limited technical terms

  • Include pictures to clarify concepts and emphasize key points

  • Provide manageable amounts of information and repeat what was communicated

  • Encourage questions to facilitate comprehension of information

  • Ask open-ended questions using the words "what" and "how"

  • Use an interpreter when working with an individual who has limited English proficiency.

U.S. Department of Health and Human Services

Family Involvement: Family therapy and counseling by using the family systems approach.

  • Leverage family strengths into the therapy regimen to firmly involve the family in addressing the issues at hand

  • Have family present during explanations of the diagnosis and proposed treatment

  • May alleviate some of the stress that the individual is experiencing.

Therapeutic Relationship: Building a good therapeutic relationship can help alleviate distress and lay a foundation of trust and cooperation between the clinician and the client and family/caregiver (Flasher & Fogle, 2012). The development of the therapeutic relationship is a reciprocal process during which the behaviors of each person in the ever-changing dynamic influence the others involved.

  • Show consideration for the individual and family/caregivers

  • Engage in joint decision making

  • Motivate

  • Facilitate identification of barriers

  • Trust your intuition

  • Address resistance

  • Consider transference

  • Consider countertransference

  • Avoid blaming language

  • Consider tone of voice

  • Consider nonverbal communication

  • Know when to refer an individual to mental health professionals

https://www.asha.org/practice-portal/professional-issues/counseling-for-professional-service-delivery/#collapse_1

Questions

*Used to better understand individuals and their families

*Help focus on issues that need further clarification

*Goal: to enter into the world of the person and to understand the person from his or her own perspective


Accurate Observations and Listening

*Paraphrasing

*Reflection

*Verbal encouragers

*Silence

Considerations when Asking Questions

*Ask appropriate and carefully worded questions

*Ask leading questions

*Speaking Style while asking questions


Selective Feedback

*Reframing

*Interpretations/linking statements

*Suggestions versus direction or instruction

*Confronting


Question Types

*Closed Questions

*Open-Ended Questions (Who, What, Where, Why, and How)

Funneling Questions

Requests for Clarification

Comparison Questions

Counter questions

Group Therapy and Support Groups

*Instills hope

*Realize they are not alone

*Builds self-esteem

*Practice what is learned during individual therapy

Counseling Across the Lifespan




Parents of infants and young children

Children

Adolescents

Adults

Elderly Adults

Referral

*SLP's should refer out to a mental health professional when the patients issue is outside the knowledge or comfort level of the licensed SLP such as:

  • Topic of death is raised in multiple instances.

  • Person reports recurrent thoughts of death.

  • Person reports suicidal thoughts.

  • Person shows signs of persistent depression.

  • Person shows signs of physical abuse of either themselves or a family member/caregiver (this behavior also warrants alerting law enforcement).

  • Person shows signs of self-inflicted abuse.

  • Person has a drug and alcohol addiction.

  • Person reports behaviors consistent with persistent and/or severe social and/or emotional withdrawal.

  • Person indicates a deterioration in family relationships.

  • Person reports behaviors/thoughts consistent with personality and character disorders.

https://www.asha.org/practice-portal/professional-issues/counseling-for-professional-service-delivery/#collapse_1


Disorder-Specific Considerations


Clinicians should listen for the following information that can affect therapy progress and related counseling when engaging with a person and their family/caregiver:

  • Is the disorder chronic, acute, congenital, or progressive?

  • How much time post-onset is the individual? What impact does this have on their perspective?

  • How might this affect the individual's self-image and self-concept?

  • What feelings of anxiety, guilt, embarrassment, and so forth, might this disorder instill in the person and their family/caregiver?

  • How does the disorder affect socialization and relationships with peers?

  • How does the disorder affect academic performance and perceptions of teachers, employers, colleagues, and so forth?

  • Is there any cultural stigma associated with the person's communication impairment that could affect how they are treated by others?

  • How does the severity of the communication impairment affect the individual and family/caregiver?

  • What kinds of situations may be challenging for the person and family/caregiver?




Prevent or Alleviate Compassion Fatigue

*being mindful of the effects of your efforts on yourself

*recognizing when you expend energy and then acknowledging your need to replenish that lost energy

*learning what reenergizes you

*writing and attempting to adhere to a wellness plan that considers your personal and professional visions.

https://www.asha.org/practice-portal/professional-issues/counseling-for-professional-service-delivery/#collapse_1

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Intake/Case History Forms for Pediatrics and Adults

References

American Speech-Language-Hearing Association. (n.d.). Counseling for Professional Service Delivery. American Speech-Language-Hearing Association. Retrieved September 16, 2021, from, https://www.asha.org/practice-portal/professional-issues/counseling-for-professional-service-delivery/#collapse_1

Scope of Practice in Speech-Language Pathology (asha.org)

https://www.asha.org/policy/sp2016-00343/

Kadaravek, J.N., Laux, M.J.,Mills, N.H., (2004). A counseling training module for students in speech and language pathology programs: Contemporary Issues in Communication

Science and Disorders. Volume 31. 153-161. NSSLHA 153 1092-5171/04/3102-0153

https://mediad.publicbroadcasting.net/p/wxxi/files/styles/small/public/202010/ethics_illustration_city.jpg

Bridges, Kelly, (2016). Providing services pto CLD populations. Retrieved Septemeber 15, 2021


Westby,C,. Burda, A,. Mehta, Zarin., (2003). Asking the right questions in the right ways.

Strategies for ethnographic interviewing. https://doi.org/10.1044/leader.FTR3.08082003.4

https://www.leader.pubs.asha.org/doi/full/10.1044/leader.FTR3.08082003.4


Asking the Right Questions in the Right Ways: Strategies for Ethnographic Interviewing: The ASHA Leader: Vol 8, No 8

13.3 Providing Services to CLD Populations (nyu.edu)


https://2nyu.speech.steinhardt.nyu.edu/ap/courses/943/sec…