Where there are powerful rulers, there is music. We might select examples of court music from any of the great empires of history, for all have used music to advertise power, signify elite status, invest ceremonies with dignity, ornament daily life, and entertain guests. Many relevant instances are discussed elsewhere in this book: Claudio Monteverdi’s Orpheus (Chapter 4), for example, was designed for the Gonzaga court at Mantua, while the jali of West Africa (Chapter 5) were principally occupied with serving the Mandinkan aristocracy.
Here, however, in keeping with the focus of this chapter on unstaged chamber music intended for small spaces and private audiences, we will consider a tradition that developed in the courts of the Ottoman Empire. This example will also help us to understand how troubadour songs (discussed in the previous section) are interpreted by performers today, for they often incorporate the instruments, textures, and ornamentation of Middle Eastern court music. Finally, this example will provide a point of reference for evaluating Pyotr Illyich Tchaikovsky’s exoticized “Arabian” music in The Nutcracker (Chapter 4).
The Ottoman Empire was founded in 1299 by the Turkish tribal leader Osman I. In 1453, the Ottomans captured the Christian city of Constantinople, which had until that point been the capital of the Byzantine Empire. Renamed Istanbul, that city became the capital of the Ottoman Empire: a centralized seat from which the sultan (Arabic for “supreme authority”) could expand his reach. The Ottoman Empire achieved the height of its power in the late 16th century, at which point it extended from Central Europe across North Africa and well into the Middle East.
The 19th century, however, saw the Empire’s gradual decline as it ceded power and territory to its neighbors. Following the Great War (later renamed World War I), the Empire was formally dissolved and ultimately replaced by the Republic of Turkey in 1923.
For several centuries, however, the Ottoman Empire mediated between European powers and the Far East. The Western border of the Empire came very near Vienna, which was a major European political and cultural center in the 18th and 19th centuries. As a result, Ottoman music had a significant impact in Europe. The Ottoman military band tradition, in particular, can be identified as the precursor to Western marching bands, while composers like Mozart and Beethoven frequently referenced Ottoman instruments and styles in their music.
The Ottoman Empire certainly cultivated rich musical traditions. Here, we will examine the most elite of those traditions: makam music, which was performed for (and sometimes even created by) the sultan and members of his court. As in most great empires, the Ottoman rulers sought to manage cultural diversity, not eradicate it. As the Empire absorbed citizens from three continents, it simultaneously assimilated their cultural traditions. Ottoman musical practices, therefore, reflected Byzantine, Armenian, Arabic, Persian, and even European influence.
The term makam is itself derived from the Arabic maqam, which describes a system of musical modes. In European music, modes are scales, the most prominent of which in use today are major and minor. A makam, however, is more than just a scale. To begin with, there are many more makams than there are European modes—between 60 and 120. They are difficult to count because makams are always coming and going. An individual makam might fall out of use, or a new one might be developed.
The number of makams is so high because each contains a great deal of information about how music associated with it is expected to sound. A makam determines not only pitches but characteristic melodic motifs, ascending and descending melodic patterns, phrase endings, and the specific tuning of individual notes. This last element can be particularly striking, for the Turkish system divides each whole step into nine possible microtones (the European system divides it into only two). A note that is meant to be just slightly flat or slightly sharp, therefore, will sound out of tune to a Western ear, even though the performer has in fact placed it with perfect precision.
Makam music is performed using instruments that can be found across the Mediterranean region. These include the oud (a type of lute), the kanun (a plucked zither), the ney (an end-blown reed flute), and the rebab and kemençe (both bowed fiddles), although these last instruments have been almost completely replaced by the violin. Percussion instruments are also important, for they mark the rhythmic cycle, known as the usul. These instruments include the pair of pot-shaped kudüm drums, the bendir (a circular frame drum), and the def, which is related to the tambourine. In the performance of makam music, only one of each instrument is typically present, and their unique timbres are easy to discern in the texture.
Ottoman musicians organized their court performances into suites of individual pieces. Such a suite is known as a fasıl, and it might contain six or eight pieces, all in the same makam, totalling about thirty minutes of music. A traditional fasıl is full of variety: It contains different types of songs and several vocal and instrumental improvisations. Although most of the pieces feature a singer, the fasıl starts and ends with lengthy selections for the instrumental ensemble. The introductory peşrev is slow and stately, while the concluding saz semâisi contains passages in a lively dance tempo.
We will consider a famous saz semaisi composed by Tanburi Cemil Bey (1843-1916). Cemil Bey was famous for his virtuosity as a performer. Although he began his training on the violin and kanun, he soon gained renown for his skill on the tanbur—a long-necked lute that developed in the Ottoman Empire—and kemençe. Cemil Bey lived late enough that he was able to leave behind recordings, made on 78 rpm discs. These attest to his ability and continue to influence performers today, who still employ techniques that he developed and popularized.
In addition to revolutionizing performance techniques, Cemil Bey left behind a large number of compositions, many of which are among the most frequently performed in the Turkish classical tradition. Although Cemil Bey did not personally serve in the court of the sultan (the Ottoman Empire, after all, was well into its decline during his lifetime), he worked in the forms that had been developed for court entertainment. His “Samâi Shad Araban,” therefore, has the typical characteristics of a saz semâisi, and by examining it we will be able to understand how this type of composition has functioned for hundreds of years. We will also have an opportunity to hear the typical Turkish instruments and consider how they are used in performance.
“Samâi Shad Araban”
Performance: Omar Sarmini and Hames Bitar with
the Ensemble Al-Ruzafa (2007)
To begin with, we must consider the nature of composition in the Ottoman tradition. Like medieval Europeans (consider, for example, the Countess of Dia), Ottoman performers learned, composed, and taught music without the aid of notation. Although Ottoman music was notated as early as the 17th century, the purpose of notation has always been primarily to record compositions for future reference, and it is seldom used for teaching or performance. Even today, Turkish classical musicians rely on aural and oral processes—that is, listening, imitating, and correcting—to acquire techniques and repertoire.
A typical characteristic of music in oral traditions is variation. When a performer learns a tune by ear, they are likely to introduce minor alterations by accident. However, in the Ottoman tradition, variation is not only accepted but encouraged. The composer expects individual performers to interpret the melody in a way that reflects the characteristics of their instrument, their training, and their own personal preference. As a result, while a performance of “Samâi Shad Araban” is always recognizable, no two musicians will play exactly the same notes.
Another type of variation emerges due to the norms of Ottoman performance practice. A piece of music such as Clara Schumann’s Piano Trio in G minor, discussed at the end of this chapter, is intended for a specific assortment of instruments: one piano, one violin, and one cello. Schumann also used notation to indicate exactly what each performer is supposed to do. Compositions in the Ottoman tradition, however, can be realized using any permutation of the classical ensemble. “Samâi Shad Araban,” therefore, can be performed as a solo or by an ensemble. A typical performance will feature about six performers, with only one playing each of the instruments described above. However, a rendition by a smaller or larger ensemble is perfectly viable.
This flexibility is a characteristic of the heterophonic texture of Ottoman classical music, in which all pitched instruments play essentially the same melody. “Samâi Shad Araban,” for example, can be transcribed (written down using staff notation) as a single melodic line. However, no two instruments play exactly the same pitches. Sometimes the variations have to do with the technical limitations of the instrument: a rebab player, for example, can slide between pitches, while a kanun player cannot. Other variations have to do with training or personal preference, as described above. The result is a complex musical texture in which the listener can easily perceive a core melody, even as the performers constantly alter that melody with diverse shadings and ornaments.
We will hear all of this in our recording of “Samâi Shad Araban.” First, however, we must consider the typical characteristics of a saz semâisi. In terms of form, a saz semâisi always features a repeated melodic refrain (known as a teslim) that follows upon a series of disparate melodic passages (each of which is termed a hane, or “house”). The form of “Samâi Shad Araban” can be summarized as A T B T C T D T, in which T (for teslim) is the refrain.
While each of the hane are melodically distinct, the D hane is markedly different from the others. To begin with, it contains a great deal of internal repetition— each of the first three melodic phrases is repeated at least once. Most striking, however, is that it is in a different meter. While the predominant usul (meter) of a saz semâisi consists of a cycle of ten beats in a moderate tempo, the usul of the D hane has six beats and is performed at a significantly faster tempo. As a result, the penultimate passage of “Samâi Shad Araban” is more energetic and exciting than those that preceded it. This makes the saz semâisi a good piece of music with which to conclude a suite, for it always comes to a rollicking finish.
The melodic instruments in our recording are the violin, ney, oud, and kanun. Because the timbre of each is so different, it is fairly easy to pick the various instruments out of the texture. In addition, each adds unique, improvised ornaments. The kanun player periodically contributes melodic flourishes and rhythmic elements that are not played by the other instruments, while the violin player emphasizes their ability to slide between pitches. The oud is foregrounded near the end of the performance, when it renders a solo version of the teslim before we hear it one last time from the entire ensemble.
The percussion accompaniment to “Samâi Shad Araban”—and, indeed, to any saz semâisi—is not specified by the composer. Instead, the performers use their knowledge of the usul and the melody to improvise an accompaniment that demarcates the rhythmic cycle while also reflecting the character of the melodic phrases. In this recording, we can clearly hear the jingling sounds of the def above the regular beats of the various drums.
Finally, a word about mode. The makam of “Samâi Shad Araban” is indicated by its title, which tells us the type of piece that this is—a saz semâisi—and its mode, Shad Araban. (This is similar to the European convention of naming a piece of music something like Symphony in E Minor.) The pitches of Shad Araban are not particularly similar to those of the major or minor scale. This makam features two intervals of an augmented second: a large interval that is not present in any European scale. It also contains a large number of half steps, the smallest European interval. As a result, melodies in Shad Araban move by intervals that seem alternately cramped and spacious.