Response Mechanism

Based on the response mechanism evaluation, oversight Assessments and/or Integrity investigations are suggested. 

The smart assurance approach includes different steps of analysis from country to single certificate level and the appropriate response is based on the results of the previous steps. The table below provides an overview of the different recommendations:

The smart assurance approach includes different steps of analysis from country to single certificate level and the appropriate response is based on the results of the previous steps.

An oversight Assessment refers to the process undertaken by the Assurance provider to determine the competence of a CAB based on applicable Requirements, standard(s) and/or other normative documents. It includes Desk Reviews, Office Assessments, Witness Assessments, and Compliance Assessments. These Assessments shall follow Assessment timelines and are informed to the CABs during its annual oversight plan. 

An Integrity Investigation is a more intensive and targeted assessment aimed at uncovering potential breaches of certification standards. This type of investigation is triggered when there is a suspicion or indication of significant non-compliance, fraud, or other serious integrity risks. This investigation might use one or more oversight Assessments. The timelines of the investigation do not necessarily follow an Accreditation procedure. 

A UAV-supported Assessment or Investigation refers to the use of drone technology to support the achievement of its goals by collecting high-resolution imagery and data for areas that are difficult to access or where detailed observation is necessary. This technology allows for precise monitoring of forest conditions and the identification of specific issues at a granular level.

This activity is appropriate when remote sensing data shows medium to high-risk levels, particularly in areas where ground access is challenging or where detailed photogrammetry is needed to verify conditions. It is also valuable when traditional assessment methods are insufficient to capture the necessary data.