A warlord is a person who exercises military, economic, and political control over a region, often in a country without a strong national government; largely because of coercive control over the armed forces. Warlords have existed throughout much of history, albeit in a variety of different capacities within the political, economic, and social structure of states or ungoverned territories. The term is often applied in the context of China around the end of the Qing Dynasty, especially during the Warlord Era. The term can also be used for any supreme military leader.[1]

The first appearance of the word "warlord" dates to 1856, when used by American philosopher and poet Ralph Waldo Emerson in a highly critical essay on the aristocracy in England, "Piracy and war gave place to trade, politics and letters; the 'war-lords to the law-lord; the privilege was kept, whilst the means of obtaining it were changed."[2]


Warlord


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The other major consideration in categorizing warlords is through the lens of history. Warlordism was a widespread, dominant political framework that ordered many of the world's societies until the modern state became globally ubiquitous. Often warlord governance in pre-modern state history was constructed along tribal or kinship lines and was congruent with early perception of "nation". In colonial empires warlords served in both cooperative political capacities and as leaders of rebellions. In modern states the presence of warlords is often seen as an indicator of state weakness or failure. American historian David G. Herrmann noted, "Warlordism is the default condition of humanity."[4]

Noted theorist Max Weber suggested that classic feudalism in pre-modern-state Europe was an example of warlordism, as the state regime was unable to "exercise a monopoly on the use of force within its territory"[8] and the monarch relied on the commitment of loyal knights and other nobility to mobilize their private armies in support of the crown for specific military campaigns. As noted French philosopher Alexis de Tocqueville and political scientists such as E. J. Hobsbawm and Theda Skocpol observed in their analyses of the Ancien Rgime, the French Revolution and democratization in Europe, that commitment was contingent upon a bargaining process in which the king or queen had to guarantee additional territory, revenue, status or other privileges,[9][10][11] meaning that these early European states were weak and the relationship between the crown and feudal lords constituted the form of interdependent warlordism known as cooperative warlord politics.

While warlords are commonly viewed as regional leaders who threaten the sovereignty of a state, there are a number of states where the central government functions in collusion with warlords to achieve its goal of exercising its sovereignty over regions that would otherwise fall outside its control. In such decentralized states, particularly those where armed groups challenge national sovereignty, warlords can serve as useful allies of a central government that is unable to establish a monopoly over the use of force within its national territory.

In exchange for peaceful coexistence, the warlord coalitions are granted special status and privileges, including the right to maintain de facto political rule within the agreed-upon territory, exert force to retain their monopoly over violence and extract rent and resources. "By limiting access to these privileges, members of the dominant warlord coalition create credible incentives to cooperate rather than fight among themselves."[17]

One political theory, pioneered by American economist Mancur Olson, posits that warlords can function as stationary bandits. In some African states, warlord politics can be a product of endowment-rich, extractable resources. Some nations, such as Liberia and Sierra Leone, have had stationary bandits who use extraction of resources such as diamonds, cobalt and timber ("conflict resources") in order to increase their political power. They often enforce their right to these resources by claiming to be protecting the people.[21] These warlords, or stationary bandits, often partner with compliant foreign firms and create symbiotic relationships to yield greater power for the warlords and a source of wealth for external firms. The result is a political system in which a dominant coalition of warlords' strips and distributes valuable assets in exchange for bureaucratic services and security from foreign firms.[22]

Stationary bandits can amass power because of their economic connections with foreign firms. Oftentimes warlords will exert violence on a particular region in order to gain control. Once in control, these warlords can expropriate the property or resources from the people and land and redistribute the riches in exchange for monetary value. When people live in a particular region dominated by a warlord, they can choose to flee or live within the political structure the warlords have created. If the warlords provide protection against external threats of violence, the people will be likely to stay and continue living and working in that region, even though they are being extorted. The trade-off becomes protection for extraction, and this political framework is common in periphery regions of countries which do not have a strong central government.

Historically, power in Afghanistan has been decentralized and governance delegated locally to ethnic tribal leadership. Tribal leaders often act as local warlords, representing either a tribal confederacy, a tribal kinship group or a smaller tribal lineage grouping, and are expected to provide security, justice and social services to their respective "constituencies".[25][26][27] There are four dominant ethnic tribes in Afghanistan (Pashtuns, Tajiks, Hazaras, and Uzbeks), as well as a number of proportionally smaller tribes.[23] The Pashtuns are the largest and most dominant ethnic tribe in the country, whose name translates to "Land of the Pashtuns".[note 1]

While most warlords have power vested in them through traditional tribal customs, some hold formal regional government positions, but in both cases cooperation with the central government remains voluntary and reliant on incentives.[33] Beginning in 2008, as it became increasingly evident that the central government in Kabul was incapable of extending its power and control to much of the country, the US military and diplomatic corps began exploring the option of engaging ethnic tribal warlords in negotiations, a strategy that continued through the Obama administration.[34][35][36]

Liberia's former president Charles Taylor was indicted as a diamond-embezzling warlord who aided and abetted African rebels who committed heinous atrocities against millions of African people. After seizing power from President Samuel Doe in a rebellion, Taylor won elections in 1997. His critics say that he bullied and bought his way to power, and once he obtained it he established himself as one of the most brutal and murderous warlords in Africa.

Local warlords with their own militias began to emerge in the effort to defeat the Taiping Rebellion of the 1860s[38] as the Manchu bannerman armies faltered and the central authorities lost much of their control. The Republic of China was led by Yuan Shikai, a dictator. The modern Warlord Era began in 1916 upon his death. The national government existed and handled foreign affairs, but it had little internal control until the late 1920s.[39] A period of provincial and local rule under military strongmen known as the Warlord Era lasted until the Kuomintang (KMT; Chinese Nationalist Party) consolidated its rule over much of the country under Generalissimo Chiang Kai-shek in 1928.[40]

After the fall of the Mongol Empire, Mongolia was divided between the Eastern and Western Mongols. At the time of disintegration, many warlords tried to enthrone themselves or rule the khanate jointly; however, there had been powerful de facto leaders in all parts of the Mongol Empire before. The empire and the states that emerged from it were born and shaped in part from the heavy influence of roving bandits. These warlords, such as Genghis Khan and his immediate successors, conquered nearly all of Asia and European Russia. Roving bandits, contrary to the concept of stationary bandits offered by Mancur Olson, extract from region to region and stay mobile. Warlords in Mongolia could be characterized by this title because of the Mongol Empire's lack of definitive borders and consistent expansion and conquest during the 13th and 14th centuries.

Free company mercenary captains, such as Sir John Hawkwood, Roger de Flor of Catalan Company or Hugh Calveley, could be considered warlords. Several condottieri in Italy can also be classified as warlords. Ygo Gales Galama was a famous Frisian warlord, and so was his cousin Pier Gerlofs Donia, who was the leader of the Arumer Zwarte Hoop.

The Imperial commanders-in-chief during the reign of Holy Roman Emperor Maximilian I did hold the title Kriegsherr, of which the direct translation was "warlord", but they were not warlords in the sense of the word today. Other warlords could be found in the British Isles during the Middle Ages and up into the Early Modern period; such examples include Brian Boru of Ireland and Guthrum of the Danelaw, who was the commander of the Great Heathen Army and nearly conquered all of England,[41] Alfred of Anglo-Saxon England,[42] first man to unify the Anglo-Saxon kingdoms of Europe, although it would not be completed until Edward the Elder's reign, in which he conquered the last remnants of the Danelaw.[43]

Other countries and territories with warlords include, Iraq, Myanmar (Wa State), the Democratic Republic of the Congo, Libya, Sudan, Somalia, Pakistan (Pashtun Tribal Areas), Syria and Tajikistan (Gorno-Badakhshan). Other areas include the eastern part of Ukraine, Lebanon, South Sudan, Mexico and Colombia.

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