AUD Specific Rules of Conduct

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—Specific Rules of Conduct

• Independence
• Integrity and Objectivity
• General Standards
• Compliance with Standards
• Accounting Principles
• Confidential Client Information
• Contingent Fees
• Acts Discreditable
• Advertising and Other Forms of Solicitation
• Commissions and Referral Fees
• Form of Organization and Name

—CPAs are forbidden to accept contingent fees in regard to attestation services and tax return preparation.

• —Acts Discreditable
• Advertising and Other Forms of Solicitation
• —Commissions and Referral Fees
• —Form of Organization and Name
• Form of Organization and Name (Continued)

—IV. Enforcement of Policies

—Summary

—Principles and Rules of the AICPA Code of Professional Conduct

—Specific Rules regarding: independence, integrity and objectivity, general standards, compliance with standards, accounting principles, confidential client information, contingent fees, acts discreditable, advertising, commissions, and form of organization and name —Independence and the Sarbanes-Oxley Act

—Enforcement of Policies.

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