Eun Young Kim
Wealth inequality is often associated with political polarization, a growing ideological distance between the two parties. Yet, considering individual representatives motivated by reelection who need to win a majority vote, it is puzzling to see polarization when more people become relatively poorer. When and why do representatives polarize under rising inequality when the majority is relatively poor? This paper seeks to address this puzzle by making both empirical and theoretical contributions by using the case of Korea since the country experienced a sharp increase in wealth inequality and polarization as well. Empirically, paying attention to growing wealth inequality worldwide, I build an original data set of district-level wealth inequality with housing prices and utilize candidate-level campaign brochures employing a text-as-data approach. Theoretically, I argue that candidates of right and left parties converge in campaign strategies when districts’ wealth inequality is high as both need to appeal to relatively poor voters. I find that candidates running in the same district behave similarly, promising targeted benefits as much as possible when their district’s inequality is high. Interestingly, conservative party’s members try not to violate their party’s conservative economic stance by avoiding mentioning “inequality" or “redistribution." Instead, they focus on promising targeted benefits as much as the opposite candidate. Findings have important implications for wealth inequality, responsiveness, and populist welfare rhetoric in a world of rising wealth inequality.
Jason Douglas Todd, Minh Trinh
Theories of authoritarian elections posit a trade-off between certainty and information, but we argue that reputational concerns constitute a neglected third dimension. Noting that recent work finds first-listed parties and candidates receiving a strong vote boost due to their ballot position, we theorize that dictators can harness these ballot order effects to harmonize all three goals—increasing certainty without harming information or sacrificing their reputations. We propose three ways to manipulate ballot order: ballot access manipulation, candidate allocation manipulation, and randomization manipulation. Analyzing Russian, Vietnamese, and Chinese elections where ballot order is ostensibly exogenous, we demonstrate fabricated randomization processes in favor of United Russia. We also find that Vietnam’s candidate vetting process skews non-favored candidates toward bottom-of-ballot late-alphabetizers and that these candidates are strategically deployed across electoral districts to benefit regime candidates. In both states, regime favorites see increased vote shares and a higher likelihood of election.
Linan Yao
My paper explains the recent revival of the once-marginalized genre of propaganda movies in Chinese theaters to offer an explanation for how dictators can marry creative work with propaganda. While creativity can help the dictator promote propaganda, we often see a monolithic expression in propaganda work in strong dictatorships. I provide a theoretical framework to understand the challenges the dictators face when producing creative propaganda, which is to control the creative process of cultural elites while trying to release their creativity. I further argue that the Chinese state has successfully addressed this challenge by using commercialized propaganda. Instead of just directing cultural elites, the state successfully shapes a market environment that favors the projects with its desired ideology. Propaganda projects then became the highly desired opportunities for profit-making, which incentivized the private-sector cultural elites to channel their creative energy into these projects.
To empirically test my theory, I utilize a key policy shock that increased the use of commercialized propaganda. I draw evidence from novel observational datasets, qualitative fieldwork, and policy analysis. My empirical evidence suggests that, after the policy shock, the private companies, whose participation is critical for the commercial success of propaganda movies, increasingly took up propaganda movies due to the need for certainty in a market full of risks.
Stephanie Char
What explains Malaysia’s silence on the situation in Xinjiang in 2019-22, in comparison to other instances in which Malaysia did criticize other states over their treatment of domestic Muslim minority populations? While many factors contribute to states’ decisions around whether to criticize other states over domestic human rights issues, I argue that China’s reputation for countercriticism coercion is a vital and overlooked explanation for the lack of criticism of China over human rights violations in Xinjiang. China has engaged in countercriticism coercion, or the threat or imposition of sanctions in response to purely rhetorical expressions of disapproval from foreign sources, as early as the 1990s, but most notably since China’s diplomatic and economic sanctions on Norway over the 2010 Nobel Peace Prize to Liu Xiaobo.
Sanghoon Kim-Leffingwell
Legacies of an authoritarian past have enduring effects on voters’ attitudes and behaviors. I argue that authoritarian nostalgia is an important source of group sentiment and related behavior in post-authoritarian democracies. Voters with nostalgic sentiment construct heightened social identity connected to the past, exhibit strong group sentiment based on historical perception, and express attachment towards authoritarian successors. I test this argument with a novel measure of authoritarian nostalgia. With original data collected from South Korea and Taiwan, I provide evidence that nostalgic voters are likely to exhibit strong group sentiment observable through partisan attachment. Abstracting from the specific cases, I use a randomly assigned candidate comparison analysis to demonstrate that voters high in authoritarian nostalgia are more attracted to hypothetical candidates evoking nostalgia than those with high programmatic or ideological proximity. Overall, the results show how authoritarian nostalgia remains important as a source of social identity in maturing democracies.
Steven J. Balla, Andrew Wan, Zhoudan Xie, Yat To Yeung, Geng Zhai
Little is known about the responsiveness of Chinese government organizations to public participation in the policymaking process. In this article, we examine government responsiveness in the notice and comment process, in which organizations make public draft laws and regulations and solicit feedback on these proposals. We create and analyze a data set containing information drawn from more than one thousand instances of notice and comment policymaking carried out between 2004 and 2020 by government organizations at the central, provincial, and municipal levels. We find—consistent with expectations—that subnational governments were more responsive to public comments than central government ministries and that organizations were particularly responsive to lengthier comments and comments expressing negative sentiments. Although these patterns suggest the potential of the notice and comment process to mitigate information deficits and improve decision making, it nevertheless remains possible that government responses are merely window dressing and are not accompanied by substantive policy changes.
Qing Chang
Scholars have offered rich theoretical arguments on how institutions shape political incentives and determine economic outcomes. Yet providing supporting evidence has remained challenging. This paper studies two incentive mechanisms—career incentives and economic competition. Different from the previous literature that assumes the two offer similar effects, I show that they are not equivalent by designing a theory of public land allocation— a critical but understudied source of windfall revenues for local governments. I argue that career incentives motivate politicians to reduce land prices to stimulate economic growth, whereas economic competition motivates them to care more about fiscal revenue, thereby increasing land prices. I test my arguments using a regression discontinuity design on 2 million geo-located land transactions in China. Back-of-envelope calculation suggests that the total land price distortions due to the two incentives are 9 trillion RMB (≈ $1.3 trillion).
Yeilim Cheong
Under what conditions are individuals more likely to engage in political activities that challenge authoritarian regimes? This paper suggests that individuals’ propensity to engage in overt forms of political dissent varies sub-nationally depending on its associated opportunity costs, which are expected to be positively related with accessibility to exit routes and alternative sources of income such as informal markets. This argument is tested using an individual-level dataset on North Koreans imprisoned in political prison camps between 1969 and 2013, built from an archive of refugee accounts by the Database Center for North Korean Human Rights (NKDB). Among political prisoners, individuals who were residing further away from the border between China and North Korea—where opportunity costs from political activities are expected to be relatively lower—are more likely to have engaged in overt forms of anti-regime political behavior compared to those living closer to the border. The implication is that a potentially positive impact of external information on political dissent may be offset by the effects from having greater economic opportunity and escape viability.
Shuhei Kitamura
This study examines the influence of public media in a democratic setting using a large-scale randomized experiment. By randomly increasing the treatment group’s capacity for viewing the public media’s TV programs, we found that their support for government policies increased. To further understand the mechanism underlying these findings, we used machine learning to measure media bias. Using this metric, we found that public media’s information is semantically closer to the domestic government’s information than that of the foreign government, and that this bias is driving the results. By contrast, there is no similar bias in private broadcasters or bias in favor of the ruling party.
Jongyoon Baik
Why would an autocrat publicize information about their disgruntled population? I argue that an authoritarian regime selectively increases the public visibility of citizen resistance against the government in order to manage the threat from dissidents in society. The empirical analysis compares administrative trials covered by the state-controlled media with an original dataset of all administrative rulings published between 2014 and 2018 in China. It shows that the media tends to over-represent lawsuits won by the citizen when the disputes are not politically sensitive. On the other hand, when the media covers highly sensitive disputes that involve high-level administrative agencies, cases won by the government become more visible. These findings suggest that within a moderate level of threat, the regime appeases public dissent by suggesting a compromise; but when the threat reaches an unacceptable level, it foils further challenges by insinuating that repression may be enacted.
Junyan Jiang, Peng Peng
A monopoly of violence is a key defining feature of modern statehood. In this article, we document how rulers tackle the guardianship dilemma by manipulating the composition of the military organization: Rulers increase group cohesion within the army to conduct effective military operations against security challenges; yet when the military threat subsides, group cohesion becomes a threat, impelling the civilian leadership to diversify military units that are involved in the fighting. Drawing on comprehensive data on personnel and organizational dynamics inside the Chinese military, we illustrate how this tradeoff played out in the post-revolutionary People’s Republic of China (1949–1976). We show that (1) the higher level units were more heterogeneous than the lower level units within the military hierarchy, and (2) military units that were involved in combating external enemies were less heterogeneous. These findings contribute to research on elite politics in China, civil-military relations, and state building.
Cheng Cheng, David Stasavage, Yuhua Wang
State formation depends not only on demand-side factors, such as military competition, but also, fundamentally, on the supply of ideas and techniques in a society. We argue that these ideas can sometimes come from unexpected quarters before then being adopted by those who rule. Using prefecture level data for China during the Tang and Song dynasties, we show how woodblock printing techniques first developed by Buddhists in competition with Taoists and Confucians provided for a technology that could give a broad number of people access to the written word. This was critical for the development and expansion of the Imperial Examination system, which aided in constructing a state bureaucracy. In Medieval Western Europe, by contrast, the religious monopoly held by the Catholic Church gave it little incentive to develop new techniques to broaden access to the written word. This then helped contribute to the political divergence between China and Western Europe, as European rulers seeking to construct a bureaucracy had a more limited pool of talent to draw upon. The broader lesson here is that in order to better understand state formation, we may need to consider the incentives for social actors outside the state itself to develop new techniques.
Coordinators
Professor Catalinac is an Associate Professor in the Department of Politics at New York University. She is a scholar of electoral systems, distributive politics, and the politics of contemporary Japan.
Cheng is a second-year Ph.D. student in the Department of Politics at New York University. She's interested in contemporary Chinese politics and historical political economy.