Non-volatile silicon photonics research at the HIP Lab can be broken into two parts: memristive and charge-trap flash. In 2008, Hewlett Packard Labs discovered a potential solution towards non-volatile in-memory computing that can surpass the limitations of current von-Neumann designs. These devices known as memristors exhibit hysteretic current-voltage (I-V) behavior which enables multi-bit non-volatile resistance states. Memristors have thus emerged as a leading candidate for implementing analog based neuromorphic computing systems in the pursuit of mimicking/harnessing the behavior of mammalian brains. These two-terminal devices allow a high degree of integration density in the form of crossbar arrays, thus yielding energy-efficient and parallelized in-memory computing where data exchange between memory and a central processing unit is uninhibited.
Fast forward to 2021, our III-V/Si technology lent itself nicely for realizing photonic coupled memristive behavior [2], [3], [5], [6], [14], [15]. We believe there is enormous research potential since memristive optical non-volatility allows for optical phase shifts while consuming static zero power and fast nanosecond switching times. We have demonstrated this on Mach-Zehnder and ring resonator filters, as well as a variety of laser structures. As a result, there is a wide range of applications for energy efficient, non-volatile, large scale integrated photonics such as: neuromorphic/brain inspired optical networks, optical switching fabrics for tele/data-communications, optical phase arrays, quantum networks, and future optical computing accelerators.
In 2022, we also discovered that by alternating our dielectric bonding film, we can co-integrate charge-trap flash memory with our III-V/Si photonic devices [4], [7], [15]. The devices exhibited reliable optical write/erase operations (> 100 cycles) with pico-watt-level dynamic power consumption and memory retention times > 336 hours. Both our photonic memristive and charge-trap memory technology are being instantiated in our neuromorphic and optical interconnect technologies. We believe this new research area of non-volatile optical memory is incredibly rich with a wealth of problems to solve in terms of memristive/charge-trapping physics, photonic material integration, and forward-looking applications.
Over the past few years, extensive work on optical neural networks has been investigated in hopes of achieving orders of magnitude improvement in energy efficiency and compute density via all-optical matrix-vector multiplication. However, these solutions are limited by a lack of high-speed power power-efficient phase tuners, on-chip non-volatile memory, and a proper material platform that can heterogeneously integrate all the necessary components needed onto a single chip. We address these issues by demonstrating embedded multi-layer HfO2/Al2O3 memristors with III-V/Si photonics which facilitate non-volatile optical functionality for a variety of devices such as Mach-Zehnder Interferometers, and (de-)interleaver filters. The Mach-Zehnder optical memristor exhibits non-volatile optical phase shifts > π with ~33 dB signal extinction while consuming 0 electrical power consumption. We demonstrate 6 non-volatile states each capable of 4 Gbps modulation. (De-) interleaver filters were demonstrated to exhibit memristive non-volatile passband transformation with full set/reset states. Time duration tests were performed on all devices and indicated non-volatility up to 24 hours and beyond. We demonstrate non-volatile III-V/Si optical memristors with large electric-field driven phase shifts and reconfigurable filters with true 0 static power consumption. As a result, co-integrated photonic memristors offer a pathway for in-memory optical computing and large-scale non-volatile photonic circuits.
In order to investigate non-volatile optical memory functionality, we first measure the current-voltage (I-V) relationship as shown in Fig. 3a. By voltage cycling from 0→−21→0→15→0 V, a hysteresis curve is observed, therefore, confirming electrical memristor behavior. Figure 3b. illustrates the corresponding resistance indicating an initial high-resistance-state (HRS) which becomes a low-resistance-state (LRS) by applying a set voltage Vset = − 17.31 V. By applying a reset voltage of Vreset > 5 V, a transition from the LRS to HRS can occur, thus concluding a reset back to the original electrical state. While taking I–V data, we simultaneously measured the optical spectral response with an optical spectrum analyzer (OSA). The optical response is shown in Fig. 3c–f and is color-coded according to the I–V curves in Fig. 3a–b. Applying a bias from 0 to −21 V results in a non-volatile wavelength shift of Δλnon-volatile = 12.53 nm with near negligible optical losses (Fig. 3c). The wavelength shift is measured from the resonance dip (~1294.45 nm) where the arrow begins at 0 V and to the resonance dip (1306.98 nm) where the arrow ends with −21 V. Device insertion loss is discussed in supplementary note 5 and observed to be <0.5 dB. Ramping back down from −21 to 0 V does not shift the optical response back to the original state (Fig. 3d) and has a non-volatile wavelength stability of ~+/− 0.2 nm (35 GHz). This indicates a non-volatile phase shift of Δφ = 1.245π assuming a FSR = 20.13 nm, at essentially 0 power consumption (recorded current = 34 pA at 0 V). T
Energy efficient photonic memory based on electrically programmable embedded III-V/Si memristors: switches and filters / Stanley Cheung, Bassem Tossoun, Yuan Yuan, Yiwei Peng, Yingtao Hu, Wayne V Sorin, Geza Kurczveil, Di Liang, Raymond G Beausoleil, Nature Communications Eng. (1), 49, 2024.
High-speed and energy-efficient non-volatile silicon photonic memory based on heterogeneously integrated mem-resonator/ Bassem Tossoun, Di Liang, Stanley Cheung, Zhuoran Fang, Xia Sheng, John Paul Strachan, Raymond G. Beausoleil, Nature Communications (15), 1, 2024.
Non-volatile charge-trap flash memory (CTM) co-located with heterogeneous III-V/Si photonics is demonstrated. The wafer-bonded III-V/Si CTM cell facilitates non-volatile optical functionality for a variety of devices such as Mach–Zehnder Interferometers (MZIs), asymmetric MZI lattice filters, and ring resonator filters. The MZI CTM exhibits full write/erase operation (100 cycles with 500 states) with wavelength shifts of 𝚫𝝀non-volatile = 1.16 nm (𝚫neff,non-volatile ≈ 2.5 × 10−4) and a dynamic power consumption <20 pW (limited by measurement). Multi-bit write operation (2 bits) is also demonstrated and verified over a time duration of 24 h and most likely beyond. The cascaded second order ring resonator CTM filter exhibited an improved ER of ≈7.11 dB compared to the MZI and wavelength shifts of 𝚫𝝀non-volatile = 0.041 nm (𝚫neff, non-volatile = 1.5 × 10−4) with similar pW-level dynamic power consumption as the MZI CTM. The ability to co-locate photonic computing elements and non-volatile memory provides an attractive path toward eliminating the von-Neumann bottleneck.
Initial phase tuning measurements were performed on CTM cells integrated with ring resonator-based designs. One example consists of two cascaded double ring structures. The power coupling coefficients are chosen such that 𝜅1,2 = 0.25k𝜅0 4 results in a maximally flat filter condition if k = 2 and 𝜅0 2 = 0.35,[101,102] 𝜅1 is the electric field coupling coefficient between two rings. 𝜅0 is the field coupling coefficient between the input or output waveguides. Each cascade double ring structure can be divided into ′Ring bank 1″ and ′Ring bank 2″, with the first ring bank designed for a free-spectral range (FSR) of 130 GHz assuming a group index of ng = 3.78. Details of the directional coupler designs are shown in Figure 4c,d. Each ring bank consists of two III-V/Si ring resonators and three couplers as shown in Figure 4a,b. Optical measurements are performed on the port labeled “Out3” and yielded an FSR of ≈126 GHz most likely due to fabrication imperfections and unknown experimental group indices. ′Ring bank 2″ is shifted by a ΔL = 0.262 μm to offset resonances from ′Ring bank 1″ as shown in Figure 5a,d. Figure 5a,b shows the measured optical response before and after a non-volatile write operation of 0 → + 9 → 0 V. An ER of 7.11 dB was achieved with only a shift of Δ𝜆non-volatile = 0.041 nm. Transfer matrix calculations indicate an effective index change of Δneff ≈ 1.5 × 10−4 nm which is quite comparable to plasma dispersion-based phase shifters.[93]
Simultaneous C–V curves and optical transmission spectra were also performed to track the evolution of optical non-volatility as shown in Figure 8c,d. A hysteresis curve in Figure 8c illustrates clear optical transmission non-volatility (at 𝜆 = 1289.57 nm) in the write to retention state (0 → +9 → 0 V). By applying an erase operation and observing the final state (0 → 5 → 0 V), we can see near perfect reset of the device with a slight difference in amplitude of ≈0.125 dB. Figure 8d shows measured C–V curves while tracking resonant wavelength minima. Near perfect reset states are also achieved. The measured C–V curves indicate significant smearing compared to theoretical curves and can be attributed to interface states at the p-Si/SiO2 and n-GaAs/HfO2 interface.
Ultra-Power-Efficient, Electrically Programmable, Multi-State Photonic Flash Memory on a Heterogeneous III-V/Si Platform / Stanley Cheung, Di Liang, Yuan Yuan, Yiwei Peng, Bassem Tossoun, Yingtao Hu, Xian Xiao, Wayne V Sorin, Geza Kurczveil, Raymond G Beausoleil, Laser & Photonics Review (18), 5, 2024.