Coding & Licensing

Licensing 

Licensing Guide

State Specific Licensing

• New York

  1. Sample Response to "DFS Cybersecurity Filing Requirements Notification"

• Hot States

• AML Course

  1. Life Licensed ONLY Associate

  2. Registered Rep

• Exam FX Manager Account Login Set Up(SMD Access Only)

• XCEL Solution

  1. New Licensee Guide 

  2. SMD Guide