A life course approach to health and human development provides a conceptual and methodological framework to understand the multiple, multilevel, and synchronized (i.e. temporally integrated) determinants of health and disease across the lifespan. Theories underlying life course approaches are varied, but each emphasizes the importance of the occurrence and accrual of life events, plasticity, thriving, or risk over time and how these contribute to the development of particular outcomes of interest, including pathways associated with optimal health (George 1999; Kuh et al. 2003; Ben-Shlomo and Kuh 2002; Halfon et al. 2014). A number of key questions pertinent to the emergence of health development across the lifespan can be addressed using life course frameworks that would otherwise be difficult to ascertain. From furthering our understanding of familial and genetic contributions to the aetiology of health conditions to exploring the natural course of disorders in different populations and to examining the time-specific and cumulative impacts of social and environmental factors, the use of a life course framework has advanced our understanding of the systemic causes and course of multiple health conditions and positive health development.

Epidemiological research shares basic goals with life course development concerning the origins, course, and prevention of health, disease, and disorder and, in turn, through the integration of the perspectives, the promotion of health development. Both advance through a variety of traditional and more recently developed study designs (Aschengrau and Seage 2008; Rothman et al. 2008). Each study design represents a different approach to common research questions and has implications for the ways in which study participants are selected and information is collected and analysed. The design chosen by an investigator is driven by the research question being posed along with considerations of cost, efficiency, and ethical and practical considerations (Aschengrau and Seage 2008; Woodward 2005). While many traditional epidemiological questions can be addressed through a number of alternative designs, some are of limited utility for issues at the core of a life course health development approach.


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One frequent topic in life course epidemiology is the initiation, progression, and trajectories following substance use. Given the emphasis in the LCHD principles of the role of synchrony in the timing of developmental processes at multiple levels, ranging from the molecular through the historical (evolutionary), a life course approach has been useful in assessing the timing of substance use onset, the broader contexts that contribute to early use patterns, the progression from use to abuse or dependence, and the identification of intergenerational and early life experiences on substance use patterns (Magnusson 1996; Jablonka and Lamb 2005). One particular research question that has been examined extensively is the relationship between traumatic experience and the development of a substance use disorder. Over the past century, this question has been examined using a variety of different study designs in an effort to more thoroughly probe the potential causal link between trauma and the aetiology of substance use disorder. As the chapter progresses, we use this topic to illustrate the ways in which various threats to the validity of a claim for causality manifest under different study designs. For the purposes of a clear illustration, we focus on diagnosed substance use disorder as our outcome.

Data are collected to provide information on the outcomes that are the focus for the study; the implications for this are particularly important in a prospective study because, as the cohort ages, an investigator may wish that additional data had been collected on another exposure or disease (Susser et al. 2000). Additionally, decisions related to study design and data collection are made relative to the science of the field when the study is initiated. This phenomenon is referred to as the scientific period effect (Susser et al. 2000; Wadsworth et al. 2003). Illustrating and reflecting how health development research is embedded in historically defined scientific periods, it has become a truism that many of the greatest discoveries of long-term prospective cohort studies were not anticipated at the time of initiation and that certain data (such as genetic material) that become relevant at a later scientific time may have been overlooked at the onset of earlier projects.

Another key consideration in designing a prospective cohort study is minimizing study dropout and loss to follow-up. Given the long periods of follow-up often involved in prospective cohort studies, it is especially important to consider procedures to minimize study dropout during the planning phase. A number of strategies have been used to minimize study attrition: collection of detailed contact information, sending reminders of follow-up interviews, building rapport, and sharing study findings with participants in the form of newsletters or bulletins (Wadsworth et al. 2003; Stratford et al. 1999).

Cohort studies have contributed greatly to our understanding of the prevalence and distribution of substance use disorders, the course of disorders across time, and information related to utilization of substance use treatment services. They have also been useful in illustrating a number of the challenges and limitations associated with carrying out a long-term prospective cohort study. Considerable human and fiscal resources are needed to enrol, track, and retain participants and to carry out meaningful follow-up for such a long span of time. These challenges are especially prominent in life course studies on substance abuse, due to the time and effort needed to accurately assess outcomes and the multiple potential contributing risk and protective factors that operate at varied levels of influence (from molecular to societal) on the initiation and progression of substance abuse. In addition, as in all observational studies, the designers of cohort studies must anticipate concerns about both imprecisely measured and unmeasured confounding which can undermine the utility of such efforts. Faced with limited resources, investigators must balance the breadth, depth, and size of such cohorts: breadth in terms of the range of contributing conditions and potential confounders assessed, depth regarding the length and intensity of assessment, and size in terms of the number of participants enrolled. Informative cohort studies have ranged from hundreds to hundreds of thousands of participants with commensurate trade-offs between statistical power, on the one hand, and richness of data regarding the multiple complex developmental trajectories that may eventually manifest as disorder, on the other.

Finite resources demand additional trade-offs between cohort enrolment and retention. Successful cohort studies not only need a rich array of data regarding potential risk factors and outcomes, but meaningful inference also requires a high level of retention and protection against threats to validity resulting from attrition and resulting selection bias. While some attrition is inevitable, considerable creative effort and investment in subject retention is necessary to ensure that costly cohort studies yield data of maximal scientific utility. While this applies for cohort studies in general, the close relationship between many disorders and social engagement (such as participation in a prospective cohort study) poses a particularly serious challenge for life course studies. The extent to which attrition is also associated with risk conditions of interest may irrevocably reduce the potential of cohort studies to generate unbiased estimates of interest.

In addition to the general design features of a prospective cohort study, in a birth or perinatal cohort, there are additional challenges involved with recruiting and enrolling participants at or before birth. Parents are the primary target for recruitment, and, depending on the length of follow-up, parents may serve as the primary respondent even though the cohort of interest comprises the offspring generation. In a perinatal cohort study, the emphasis is on factors that occur in the months immediately prior to and following birth. Therefore, studies of this design typically will recruit and enroll parents (usually mothers) who are pregnant or planning to become pregnant in the near future. Data are typically collected on the mother and child throughout the pregnancy , at birth, and for a defined length of time following birth. In a birth cohort, investigators typically design a sampling scheme to target births that occur in a specific geographic region within a specified period of time. For both perinatal and birth cohorts, the length of follow-up is determined by the research questions being posed and the resources available for the study.

Over the years, birth and perinatal cohorts have proved an invaluable source of information in the study of life course health development. Benefiting from the general strengths of cohort studies (e.g. exposure data unbiased by later health status, ability to distinguish cause from effect and temporal sequences), cohorts started at or before birth have the added value of assessing risk, protective variables, and developmental course at the earliest stages of human development. This study design enables investigators to examine the impact of the foetal, infant, and early childhood experience on health development across the life course. We now describe two influential perinatal and birth cohorts, again limiting our scope to studies that have generated substance use disorder diagnoses.

There are several important birth cohorts that allow for the study of life course health development and assess substance use disorders. Some of these we describe in detail: the Collaborative Perinatal Project (CPP), New England Family Study (NEFS), and Dunedin Multidisciplinary Health and Development Study (DMHDS). 152ee80cbc

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