Syllabus
Queens College/CUNY
GSLIS 730
Archival Appraisal, Arrangement, and Access
January 28-May 22
Online only as of 3/24/2020
INSTRUCTOR INFORMATION: Carey Stumm, email: carey.stumm@gmail.com
- Weekly discussion topics and projects will be posted every Tuesday.
- Students can contact me through email at any time. I will try to check email every day but please allow 24-hours for a response. I will make sure to alert the class if I will be unreachable for more than 24-hours.
COURSE DESCRIPTION
This course provides a practical introduction of the archival principals of Appraisal, Arrangement, Description and Access. The course will walk students through basic archival theory, how archivists evaluate incoming collections and process them, preservation, access and the use of innovative tools to promote archival collections for the public.
Course topics will be demonstrated through discussions, reading, evaluation of existing archival collections and various projects. Assignments include research projects and paper, developing an archive as a group project and determining strategies for preservation and access, generating a finding aid, introduction to data structure and content standards, the information management system Archives Space, and online access tools that use Dublin Core standards such as Omeka. Through these exercises students will gain a very practical understanding of the various elements that go into the preservation of cultural heritage.
COURSE STRUCTURE
This course is a hybrid course which means that we will meet in person and there will be assignments online through our class website and Google Classroom.
To access the Google Classroom go to https://classroom.google.com and select the plus sign and join class. Put in code pdwfy45.
REQUIRED READING
No books need to be purchased. All reading is available through the Reading and Resource page of the website.
SCHEDULE
- We will meet in class every Tuesday except where noted below.
- Reading for each week should be completed by the BEGINNING of the week, prior to the lecture or commenting on the weekly discussions.
- Projects and papers will be outlined in the syllabus, in the first week's lecture, and on the Announcement page. I will let you know each week when exactly assignments are due.
Tuesday January 28
Discussion Topics
Introductions, Syllabus, History of the Profession, Overview of archival core concepts and functions
Required Reading/Viewing
Watch Video: What are Archives? Animating the Archives. Tate Archive.
Understanding Archives and Manuscripts, Chapter 1, pp. 1-41, Chapter 2, pp. 45-73 (the last two sections of Chapter 2 do not need to be read)
In Class Project
Look at WPA historical records found during survey
Tuesday February 4
Discussion Topics
Starting an Archive, Mission and Scope, Writing a Collection Management Policy
Required Reading
Kozak, Zenobia. A Pragmatist's Guide to Developing Corporate Archive Policy. February 16, 2018.
Garritt, Margot Brown. An Introduction to the Establishment of an Archives at Small Institutions.
Project
As part of a group project you will be creating an Archive mission and scope of collection. You MUST have a Google Account to Participate in the group project. Post a link to your group website on the Google Classroom.
Tuesday February 11
Site visit to the New York Public Library Irma and Paul Milstein Division of United States History, Local History and Genealogy.
Meet at NYPL at 42nd Street inside the front doors by 6:40.
Discussion Topics
The Archivists role in selecting material for the Archives, Introduction to Ethics, Modern Archival Theory: Jenkinson, Schellenberg, Documentation Strategy, New Paradigm theory
Required Reading
Bertram, Cara. Avenues of mutual respect: opening communication and understanding between Native Americans and archivists, Western Washington University. 2012.
SAA Core Values Statement and Code of Ethics
Recommended to Review
Schellenberg, T.R. Modern Archives Principles & Techniques. Society of American Archivists. 1956 Reissued 2003.
Schwartz, Joan and Terry Cook. Archives, Records, and Power: The Making of Modern Memory. 2002.
In Class Activities
Present to the class your final group archive.
Tuesday February 18
ONLINE ONLY-Due by end of day Sunday February 23.
Select one of the below articles or case studies and discuss the cultural and ethical considerations of what you've read and what you believe an archive or archivist should have done in that situation on Google Classroom. Your topic should be at least 300 words long. Please cite what article or case study you're referring to and read through and comment on classmates posts. This should be seen as a discussion.
If there’s another ethical topic that you would like to explore that’s not listed let me know.
Pyatt, Timothy. The Harding Affair Letters. Case Studies in Archival Ethics.
Freeman, Nancy. FOIA Request. Case Studies in Archival Ethics.
Ryan, Ellen M., Identifying Culturally Sensitive American Indian Material in a Non-tribal Institution. Case Studies in Archival Ethics.
McCardwell, Katherine. Intellectual Property Concerns in Undocumented Corporate Collections. Case Studies in Archival Ethics.
Blanco-Rivera, Joel A. The Forbidden Files: Creation and Use of Surveillance Files Against the Independence Movement in Puerto Rico.
Michelle Caswell (2011) "Thank You Very Much, Now Give Them Back": Cultural Property and the Fight over the Iraqi Baath Party Records. The American Archivist: Spring/Summer 2011, Vol. 74, No. 1, pp. 211-240.
Tuesday February 25
Discussion Topics
Acquisition & Accessioning, Understanding Records retention schedules in Institutional Archives
Required Reading
Harvard University Special Collections and Archives Joint Processing Guidelines Chapter 1: Accessioning, pgs. 10-16
Adler, Robert M. (2006). The Public Controversy over the Kennedy Memorabilia Project. pp. 225-236.
Accessioning Guidance and Policy - National Archives and Records Administration
Digital Preservation Handbook: Acquisition and Appraisal -Digital Preservation Coalition
A Guide to Deeds of Gift - Society of American Archivists
Farinholt, Sarah and Meghan Ryan. So...whats accessioning? January 12, 2011 National Archives.
Faulder, Erin. Module 16: Accessioning Digital Archives. Case Study.
In Class Project
Determining record status based on Federal Records Control Schedule
"Donating" a collection to your group's archive.
Tuesday March 3
Online Quiz
We will NOT be meeting in class. The quiz will appear on our website and I will send everyone a link through email. Due by Sunday March 8.
Tuesday March 10
Discussion Topics
Processing, Arrangement and Storage, More Product, Less Process Discussion, Disaster Management
Required Reading
Roe, Katherine D. Arranging & Describing. Chapters 1: Overview & Chapter 2: Core Concepts and Principles of Arrangement and Description. Archival Fundamentals Series II.
Schellenberg, Thomas. Archives and Records Management Resources.
O'Meara, Erin and Kate Statton. Module 13: Digital Preservation Storage. Case Study.
Worksheet for Outlining a Disaster Plan - Northeast Document Conservation Center
Tuesday March 17- Instructional Recess- There is no class topics today
Tuesday March 24
Required Reading
Bentley Historical Library. Processing Archival Collections.
Processing Project
Imagine you work for the St. Petersburg Florida Historical Society. You receive a collection of material related to Frank Stumm. Frank Stumm was a developer in St. Petersburg in the 1950s and 1960s. He developed several suburban communities including Holiday Park, Bahama Shores and Yacht Club Estates. His son came across a box of papers, not in any particular order, that he is offering as a donation.
Take a look at this material and answer the following questions. (Imagine that this is not all scanned but that you are looking at these in person.)
- Create a brief inventory of the material.
- Will anything need to be transferred to another medium?
- Do you think this material should be broken up into any series or sub-series? What do you think that might be?
- What level of processing/description should be done? Describe your overall processing plan.
Post on Google Classroom by Sunday March 29.
Tuesday March 31
Discussion Topics
Preservation assessment of paper, photographic film types and electronic records
Required Reading/Viewing
Housing Material Basics (August 2, 2019) Presenter: Gillian Marcus, Preservation Specialist, DHPSNY.
Preservation Lab at the National Archives-- Boxing our Treasures.
Cohen, Patricia (2010, March 16). Fending of Digital Decay: Bit by Bit. New York Times, pp. C1.
Google Classroom Assignment
Read the post on Google Classroom and then select a medium and do some research into preservation best practices. Due by Sunday April 5.
Tuesday April 7
Discussion Topics
Introduction to content standards, catalogs and finding aids.
Required Reading
Pitti, Daniel V. Encoded Archival Description: An Introduction and Overview.
Society of American Archivists. DACS: Statement of Principles. GitHub.
Familiarize Yourself with the Following
Society of American Archivists (2013). Describing Archives A Content Standard.
Google Classroom Assignment
Read through the lecture notes on Google Classroom.
Assignment: Creating finding aids both manually and utilizing the Archive Space sandbox. Instructions in Google Classroom. Due April 18.
Tuesday April 14- Spring Recess
Tuesday April 21
Discussion Topic
Coming up with innovative ways to share the collection through online engagement, social media, interactive tools.
Required Reading & Listening
The Kitchen Sisters Presents- Free-Range Archivist: Jason Scott (Podcast 9 minutes)
Digital Preservation of the Iraqi Jewish Archive
Deseret News (December 6, 2015). Freedmen’s Bureau Project reaches indexing, volunteer milestones.
Google Classroom Assignment
Read through discussion topic on Google Classroom.
Assignments: Accessing vital record, naturalization and regional records online and discussion topic about innovative methods of sharing collections online. Instructions on Google Classroom. Due Sunday April 26.
Tuesday April 28
Google Classroom Assignment
Create Omeka page for Archive donation and online exhibit. Instructions on Google Classroom and in the Reading and Resources tab. Please post a link to your page on Google Classroom by Sunday May 3.
Tuesday May 5
Discussion Topic
Onsite Reference and Exhibits
Reading & Resources
U.S. National Archives and Records Administration. Freedom of Information Act.
New York State, Department of State Committee on Open Government.
Center for Media and Social Impact Fair use Programs
Copyright and Unpublished Material - Society of American Archivists
Orphan Works: Statement of Best Practices - Society of American Archivists
Fair Use Checklist Helps educators, librarians, lawyers, and many other users of copyrighted works determine whether their activities are within the limits of fair use under U.S. copyright law.
Copyright - FAQ from Copyright.gov page
Welcome to the Public Domain - Summary on Copyright and public domain works from Stanford University Libraries
Google Classroom Assignment
Read through the posted material on Google Classroom and follow the project directions about Reference Policies
Tuesday May 12
Discussion Topic
Exhibits, Wrap-Up and Professional Resources
Google Classroom Assignment
Read through the posted material on Google Classroom and answer one of the posted questions regarding copyright.
Tuesday May 19
Final Research Paper Due through Google Classroom.
Assignments
Creating an Archive (20% of grade)
This assignment addresses objectives 2 & 3.
This is a multi-step project.
a) You will be assigned to a group and will create an archive with a mission statement and scope of collection.
b) You will then identify a group of records or materials that you think would fit into that archives mission and scope to donate. This can be something you have at home such as flyers, photographs, posters, ticket stubs, old bills or you can use your imagination. For example: if you have created an archive that collects material related to The Rat Pack then tell us that the handwritten letters you are donating are a correspondence between Dean Martin and Sammy Davis, Jr.
c) You will answer questions related to processing, preservation and access about your collection as well as create a finding aid and Omeka catalog record.
Participation in class discussions and activities (50% of your grade)
You are required to contribute to all discussions by voicing your own opinion and commenting on your classmate’s postings.
Quiz (10% of grade)
This open book quiz will be posted on the Google Classroom on Tuesday March 5 and will be due by end of day Sunday March 8.
Final Research Paper (20% of grade) – Due May 19
This assignment addresses objectives 1 & 4.
There are many important and highly relevant topics relating to archives– several of which we will be covering throughout the semester. Choose one issue or topic that interests you that has been in the news recently and write a research paper 10 pages long that discusses the issue and why it is important, describing the various stakeholders, their competing perspectives, and your own thoughts on the issue. Submit through email.
Possible sources for finding current event topics:
The American Archivist published semi-annually by the Society of American Archivists. Available on JSTOR.
Archives in the News Google Group
National Security Archive "Unredacted" blog
History News, quarterly magazine published by American Association for State and Local History (AASLH). Available on JSTOR.
Possible topics to consider:
- What archives are doing to document the current situation. For example the Brooklyn Historical Society has a project to collect material related to the pandemic.
- Independent groups such as the Internet Archive and Reclaim the Records work to make material accessible online
- Declassification of government records
- Repatriation
- Born electronic records
- Protecting collections in times of war
- Using innovative technology to share and interact with collections
There are some good guidelines for how to write your paper in the APA style here.
COURSE LEARNING GOALS & GSLIS PROGRAM OBJECTIVES: STUDENT LEARNING OUTCOMES
The overarching goals of this course are to provide you with a basic understanding of how history has shaped archival theory; the foundations of creating an archives; creating a collection management policy; the ethical and legal responsibilities of various archives; appraisal & selection techniques; options for arrangement and description of different types of collections; content standards and options for creating access points such as finding aids and catalog records; basic preservation of various types of media; outreach.
730 Student Learning Outcomes
Through the required readings and written assignments, discussions and activities, at the conclusion of this course, students will be able to:
- Establish Understanding of the ethical and legal responsibilities of an archive
- Comprehend the principals used in appraisal and selection
- Demonstrate the standards involved in arranging and describing archival collections
- Understand the history and ethics surrounding archival theory
- Apply the best practices for providing access and outreach for the archives
Legend GSLIS Program Objectives: Student Learning Outcomes
Program and course requirements in the GSLIS are designed to ensure that graduates have met the following Student Learning Outcomes (SLOs). These SLOS (A-H) state that graduates will have the ability to:
A. Assist users in gaining access to information and knowledge, including its creation, acquisition, organization and management, storage and retrieval, by demonstrating that they can:
1. Identify, acquire, create, organize, process, store and provide access to information in all its forms for libraries, cultural institutions and other information organizations in a global environment.
2. Identify, retrieve, evaluate and use general and specialized resources to address current and future information needs and provide related services to diverse user communities.
B. Articulate the role and importance of ethics, values, and advocacy within the legal and historical frameworks underlying the practice of librarianship and the information professions
C. Apply the appropriate practices and policies of established Library and Information Science professional standards in various specializations
D. Find, analyze, assess, apply, and conduct research in Library and Information Science and other disciplines in response to gaps in knowledge and practice
E. Contribute to a diverse, global society—including the role of addressing the needs of underserved groups--through exemplary Library and Information Science practice and research
F. Identify, evaluate and implement current and emerging technologies and services to meet the evolving information needs of diverse user communities in an increasingly interconnected environment.
G. Demonstrate understanding of the importance of continuing professional development in LIS; articulate and apply principles, theories and measures underlying the role of the library in supporting lifelong learning within the community.
H. Explain and apply principles of effective management and leadership in the library and related information institutions
Overall Course Grades
Evaluation will be on a percentage system as detailed above. Grade assignment will follow the scholastic standards in the 2018-2019 Queens College Graduate Bulletin, p. 28
In-completes
An incomplete (I) grade for the course will not be granted unless extenuating circumstances exist and with explicit, prior approval of the instructor and in compliance with the rules of the College. See the 2018-2019 Queens College Graduate Bulletin, p. 29 for additional information
Please note that falling behind in course work or receiving unsatisfactory grades do not, in themselves, constitute sufficient cause to receive an Incomplete.
(In other words, do not assume that you may simply choose to take an incomplete; this must be requested of the instructor with ample justification in writing; it is not guaranteed!)
ONLINE ETIQUETTE AND ANTI-HARASSMENT POLICY: The University strictly prohibits the use of University online resources or facilities for the purpose of harassment of any individual or for the posting of any material that is scandalous, libelous, offensive or otherwise against the University’s policies. Please see:
http://catalog.sps.cuny.edu/content.php?catoid=2&navoid=205
CUNY POLICY ON ACADEMIC INTEGRITY
The Policy on Academic Integrity, as adopted by the Board is available to all candidates. Academic Dishonesty is prohibited in The City University of New York and is punishable by penalties, including failing grades, suspension, and expulsion. This policy and others related to candidates’ issues are available to you at: http://www2.cuny.edu/about/administration/offices/legal-affairs/policies-procedures/academic-integrity-policy/
USE OF CANDIDATE WORK
All programs in New York State undergo periodic reviews by accreditation agencies. For these purposes, samples of candidates’ work are made available to those professionals conducting the review. Candidate anonymity is assured under these circumstances. If you do not wish to have your work made available for these purposes, please let the professor know before the start of the second class. Your cooperation is greatly appreciated.
REASONABLE ACCOMMODATIONS FOR CANDIDATES WITH DISABILITIES
Candidates with disabilities needing academic accommodation should: 1) register with and provide documentation to the Special Services Office, Kiely 171; 2) Contact me indicating the need for accommodation and what type. This should be done during the first week of class. For more information about services available to Queens College candidates, contact: Special Service Office; 171 Kiely Hall; 718-997-5870 (8:00 a.m. to 5:00 p.m.).