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The Syracuse University chapter of the American Association of University Professors

The mission of the American Association of University Professors (AAUP) is to advance academic freedom and shared governance; to define fundamental professional values and standards for higher education; to promote the economic security of faculty, academic professionals, graduate students, post‐doctoral fellows, and all those engaged in teaching and research in higher education; to help the higher education community organize to make our goals a reality; and to ensure higher education's contribution to the common good.

Executive Committee of Syracuse University Chapter

Matt Huber - President

Joanna Spitzner - Vice President

Gail Hamner - Treasurer

Jenny Breen - Secretary

Katie Feyh - Non-TT Faculty Representative

Jackie Orr - Member at Large

Crystal Bartolovich - Past-President

Queries to Public Health Team

Sent: Tuesday, August 31, 2021 11:07 AM

Subject: Queries to Public Health Team from SU AAUP

Dear Ramesh,

The Provost's office offered you as the direct contact person for the University's Public Health Team. Thank you, and the rest of the group, for your ongoing work, much of it invisible to the broader campus.

We are writing as the Executive Committee of the SU chapter of the AAUP, with a set of urgent questions re: public health protocols and decision-making at SU.

  1. What is the public health rationale for not having a universal, robust, and consistent indoor masking policy for everyone on campus: students, faculty, staff, and visitors? CDC guidance since July 27 has recommended indoor masking for everyone (vaccinated and unvaccinated) in areas with substantial or high transmission rate. SU is deviating from that CDC guidance, and requiring faculty in their individual classrooms to not 'deviate' from the University's deviation. What is the public health rationale for SU's deviation from federal public health guidances on masking indoors?

  2. The Provost last week publicly told a group of faculty that parents of SU students did not want their children to be masked. Can you please explain clearly how the Public Health Team is managing the pressures from parents, the Board of Trustees, or senior SU administrators to not institute a masking "mandate", with the demands of creating protective and public health-informed masking policy at SU? Faculty are reasonably concerned that the SU administration -- unlike most of its aspirational peer institutions -- is refusing to institute a universal indoor masking requirement due to pressures from 'stakeholders' who are not SU faculty, students, or staff, and whose views on masking ignore "the science" on which the Public Health Team and the administration claim to be predicating their decisions.

  3. Please articulate the specific criteria that trigger changes in the four-level masking policy at SU? There has been no transparent or informative communication to faculty re: why or how the University moves from one color code to the next. And what specifically is the threshold metric for moving to online instruction as a public health measure? Last year, the daily COVID dashboard updates and a publicly-stated campus case load threshold for moving fully online allowed faculty to know where we stood. This year, we so far have neither.

  4. What mechanisms are in place for enforcement of SU's four-tiered, eight-box matrix masking policy? In particular, if students arrive in a classroom confused about or resistant to that day's code-level masking policy, what does the Public Health Team recommend as an immediate remedy for faculty in the classroom, given the immediate health risk of students--including vaccinated students--transmitting disease to others during the 55 to 180 minute time span of an in-person class conducted in an enclosed space? What public health protections are faculty to take in this situation? Are faculty to ask unmasked or partially masked students to leave the room? Will the University's Public Health Team support faculty who refuse to work in an in-person setting that does not meet the University's masking policy?

  1. What is the public health rationale for not requiring proof of vaccination from faculty and staff at SU? Relatedly, what precisely are the statistical percentages of faculty/staff responses to the online survey re: vaccination status (fully vaccinated; one dose only; not vaccinated for medical or religious reasons)? While the University claims to have required vaccination among faculty and staff, in fact SU has required nothing from faculty and staff beyond a response or 'attestation' via a brief online survey in which being vaccinated, or having one dose of a vaccine (including for some two-dose vaccination protocols), or having a medical or "sincerely held religious" reason for not vaccinating, are all satisfactory responses. This is, again, in contrast with many of SU's aspirational peer institutions which require documentation of vaccination not only from students, but from faculty and staff as well. Failure to date to publicly release the statistical percentages of the various 'attestations' from faculty and staff does not build trust.

  2. Code "blue" of SU's current four-tier making policy distinguishes between indoor settings where "academic instruction" takes place and those where it does not. What is the public health rationale for not requiring masking of all students in indoor settings where students often congregate in groups for long periods of time--for example, Bird Library--while requiring indoor masking of all students during academic instruction, under conditions of code "blue"? How to explain differing Covid protections for SU staff who work in such indoor settings, and SU faculty during academic instruction?


Finally, it is neither appropriate nor accurate for members of the University's Public Health Team to state to the campus community that an SU faculty petition re: Covid safety "reflects their [faculty] ignorance." Whatever role the Public Health Team has played to date in the abysmal communication from administrators to faculty about safety protocols this semester, we ask that your future role be to share and circulate concrete information to faculty with respect, clarity, and urgency.

We appreciate in advance your prompt reply.

Matt Huber – AAUP President

Joanna Spitzner - Vice President

Gail Hamner - Treasurer

Jenny Breen - Secretary

Ivy Kleinbart - Non-TT Faculty Representative

Jackie Orr - Member at Large

Crystal Bartolovich - Past-President


AAUP Open Meeting: What is Our Vision of Shared Governance?

April 28, 2021

A talk by Michael DeCesare, chair of the national AAUP's governance committee, on how to strengthen the faculty’s role in governing Universities – including SU. The talk will be followed by a short Q&A and brainstorming discussion on how to apply the insights to the SU context.

Links: https://www.aaup.org/report/statement-government-colleges-and-universities

Resolution on
Faculty Information Systems (FIS) / Faculty Evaluation

[to be introduced at the April 21, 2021 Senate Meeting]

Whereas the Senate recognizes the potential benefits of updating and digitizing processes for faculty evaluation, especially for tenure and promotion review,

Whereas all issues related to faculty evaluation must be developed with meaningful and substantive faculty participation, and the decision to implement a Faculty Information System (FIS) was not one in which faculty has had meaningful participation in the full range of issues raised from the start,

Whereas as noted by the American Association of University Professors (AAUP): “It is the obligation of the administration and governing board to observe the principle, enunciated in the Association’s Statement on Government of Colleges and Universities, that the faculty exercises primary responsibility for faculty status and thus the faculty is the appropriate body to take a leadership role in designing additional procedures for the evaluation of faculty peers,”

Whereas, at minimum, meaningful consultation in this instance demands participation of appropriate Senate committees, and upon their recommendations, the full senate,

Whereas “data justice” must be established in the design, management, circulation, and access to the datafication of faculty evaluation, so that information is produced and analyzed equitably with regard to both disciplinary differences, and to racialized and gendered hierarchies of academic value [cf, e.g., Safiya Noble, Algorithms of Oppression: How Search Engines Reinforce Racism, NYU Press, 2018],

Whereas many faculty are concerned that the Board of Trustees may be promoting the datafication of faculty performance as a way to amplify the voice of Trustees in faculty evaluation, when Members of the Board of Trustees as such are not qualified, and no Trustee is mandated, to assess whether a faculty member has earned the status of tenure or promotion, or to evaluate faculty performance [cf., the AAUP Statement on Government of Colleges and Universities],

Whereas Peer review is central to the assessment of faculty performance, and a core function of faculty governance,

Whereas the Senate is concerned about how the data collected by the proposed FIS will be used, by whom, and with what faculty recourse,

Be it resolved that the Senate of Syracuse University does not endorse the current Faculty Information System selection and implementation process, and urges more thorough, campus-wide faculty participation. The current process must pause so that faculty can be generally informed about the rationale for, and goals of, the proposed digitalization, and, crucially, so that safeguards concerning use of data can be set in place before the selection of “vendor” occurs. This matter should be referred to the Agenda Committee of the Senate to assign to a committee, or committees, as it deems appropriate, before any action is taken.


Letter to Deans Concerning Faculty Review Table

Dear Dean [name]:

We are writing to bring to your attention a concern regarding the memo circulated by Provost Liu on January 27, 2021 titled "Important Policy and Process Matters Relating to Non-tenure-track and Pre-tenure Faculty Reviews and Promotion for Tenure."

The memo requires all tenure files to include the table copied at the bottom of this email. We are concerned about three consequences of using this table in all tenure files.

First, this table does not accurately reflect the standards that are used to assess eligibility for tenure or promotion across the university. The table appears to reflect standards embraced by the hard sciences. These standards are inappropriate when applied to faculty working in the arts, humanities, and many areas of the social sciences.

Second, this table suggests an effort to standardize review across disciplines, which will benefit some fields and faculty and disadvantage others. It makes no sense to apply the same standards to engineers and English professors, which Provost Liu acknowledged in the open meeting of the University Senate on February 10, 2021. In that meeting, Provost Liu assured faculty that the charts would be more or less important depending on the field. If the university plans to only pay attention to the chart in fields where it is relevant, it is not clear why it must be included in every tenure and promotion file. We are concerned this chart represents an effort to standardize faculty evaluation across the university with an emphasis on standards that privilege grant-generating fields like the hard sciences and harm faculty working in the arts, humanities, and social sciences.

Finally, we were concerned to learn from Provost Liu at the February 10 Senate meeting that this chart is being included in tenure files at the request of the Board of Trustees. The Board of Trustees has an essential role to play in the governance of the university. However, substantive review of whether faculty have achieved the standards recognized in their fields for tenure and promotion is not one of the roles designated for the Board of Trustees, as explained in the 1966 Statement on Government of Colleges and Universities, which was jointly formulated by the American Association of University Professors (AAUP), the American Council on Education, and the Association of Governing Boards of Universities and Colleges. Members of the Board of Trustees are not qualified to assess whether a faculty member is qualified to achieve tenure or promotion. Tenure and promotion decisions are a core area of faculty governance. It is wholly inappropriate for the Board of Trustees to take an active and substantive role in that process.

The memo also includes some positive changes to faculty review procedures in recognition of the impact of the pandemic on faculty, including the automatic extension of the tenure clock for current faculty (pp. 1-2). We are concerned, however, about the mismatch between this chart and many fields in the university, the effort to standardize review across disparate disciplines, and the substantive involvement of the Board of Trustees in the tenure and promotion process.

We have heard from many of our members about this chart. We encourage you to talk with your faculty about this issue and share the concerns of your faculty with the Provost. We do not believe it is appropriate to include any chart that attempts to compare faculty across disciplines or to encourage substantive involvement from the members of the Board of Trustees in what are core areas of faculty governance.

Finally, though it is our understanding that the below table was a required component of all tenure and promotion files for this academic year, we have heard some indication that Schools and Colleges may be able to adapt this grid to more accurately reflect the core competencies of different disciplines. If so, we hope you will be engaged with your faculty to develop faculty-driven changes to develop review and evaluation procedures that appropriately reflect the diverse research of your faculty and enact sound shared governance.

We look forward to hearing about steps you are taking to address these concerns, shared by faculty from across the university.

Sincerely,

Members of the Executive Committee of the Syracuse University chapter of AAUP

Matt Huber, Joanna Spitzner, Crystal Bartolovich, Jenny Breen, Kathleen Feyh, M. Gail Hamner, and Jackie Orr


Teaching in the Pandemic

SU AAUP Forums and Campuswide Survey Quick Findings

Numerous concerns were discussed at the forums on teaching modality. A detailed report will be distributed at the end of October. Some topics of discussions include:

· Ways to best engage principles of shared governance and the importance of full faculty participating in teaching modality decisions

· Concerns among all faculty ranks that instructors with the least institutional power and security are facing the greatest pressures (direct and indirect) to teach face-to-face.

· Faculty caregiving responsibilities and how those might be addressed by the administration

· Many faculty teaching face to face find themselves teaching hybrid for reasons that include quarantine and remote attendance. Many faculty find hybrid to be unpopular with students.

· Multiple faculty report that they are concerned about their own health and safety as well as the health of their families, students, colleagues, and community.

Any faculty experiencing pressure to choose a particular modality--or any other infringement of faculty rights--please report it to SU-AAUP. Send an email to suchapteraaup@gmail.com


Professor John Burdick

AAUP-SU pays tribute to our former Vice President, JOHN BURDICK, who died on July 4, 2020

John was a great colleague, friend and defender of faculty rights, and will be missed enormously by us all. We at AAUP particularly will miss John’s steadfast commitment to collective action and shared governance at Syracuse University. Whether serving on Senate, College committees, or dissertation defenses, many of us have witnessed firsthand John’s thoughtful and engaged participation. He was a model to emulate and a respected voice in all these important faculty deliberations. John's generosity in his personal contacts and his diplomacy in committee work concretely demonstrated the feasibility and potency of informed faculty decision-making. Our best tribute to him is to continue SU-AAUP's work of advocating for and materially practicing shared governance.

SU-AAUP Letter on Social and Racial Justice Concerns, August 20, 2020

Dear Chancellor and SU Administrative Leadership:

We, the Executive Committee of the SU-AAUP, write in concern that the re-opening plans for Fall 2020 have paid far too little attention to the increased risk of COVID infection to University staff, and residents of the city of Syracuse and Onondaga County. Specifically, the disproportionately non-white and economically precarious restaurant, bar, custodial, and transportation employees who most frequently encounter, serve, and clean up after our returning students and faculty are in the frontlines of COVID-19 community transmission.

We see these as social justice issues – issues that have a long history at this institution. As articulated in SU-AAUP’s Alternate Framework for Fall 2020, before the pandemic hit, Syracuse University faced another crisis: the exposure of injustice rooted in institutional and overt racism and hate on campus. In response to that crisis, the administration levied penalties on precisely the marginalized communities protesting these problems. We call on SU’s administrative leadership to publicly recognize this pandemic as yet another crisis of social and racial justice in which communities of color, low-income students, workers, city residents of Syracuse, and vulnerable people with disabilities, are at significantly greater risk than others. We seek clear policies that will protect the health of the wider Syracuse community and that will monitor the impact on our city following the arrival of thousands of students, many of whom will be traveling from high infection areas.

With Covid-19, as in all other matters, the SU administration must commit to principles of social justice and anti-racism, not only with words, but with action. Working in consultation with other faculty governance groups, student activists, and SU staff, we raise a set of questions and concerns below which require a clear and immediate accounting.

We call on SU administrators and Working Groups to foreground consistently these unequal risks in your public statements and institutional protocols, as well as on the Fall 2020 Open webpage. As one example, we affirm the University’s decision to provide masks, hand sanitizer, and isopropyl alcohol in an intentional effort to maintain sanitized campus environments. But reports in The New York Times and elsewhere suggest that not all businesses will have the funds, personnel, or time to maintain the standards aspired to by the University. This means student behavior off campus can more easily bring risks to the wider Syracuse community. How will you respond to this fact? What will you ask of students, staff, and faculty as we move from campus into community business and residential spaces?

SU’s Stay Safe Pledge delimits the ‘community’ to be protected in Fall 2020 to the SU campus, ignoring the profound ways in which all University members dwell within a broader Syracuse community. We urge you to look beyond campus borders and articulate concrete policies and expectations that will maximize collective care and responsible actions in student and faculty interactions with non-campus spaces, businesses, and workers. To that end, we ask you to respond publicly to the following concerns:

1. Staff interactions with students arriving on campus:

a. Which staff are charged with ensuring that students moving into campus or off-campus spaces have submitted a negative COVID-19 test?

b. What training have they had, and how much access to PPE do they have?


2. Staff interactions with students in quarantine:

a. What are staff responsibilities in caring for and cleaning up after students in isolation or quarantine?

b. What training and PPE are provided to staff who care for and clean up after students in quarantine?

c. What procedures are in place to ensure that staff have access to online information, workshops, and training sessions?

d. What accommodations are in place for staff with disabilities or pre-existing health conditions?


3. Student engagements with City and County:

a. We ask that administrative reports and messaging consistently include the expectation that students uphold the “Stay Safe Pledge” in City and County spaces as well as campus spaces. The recent “Dear Syracuse Neighbor” letter from SU’s director of State and Local Government Relations calls, at best, for vague forms of neighborhood ‘support’ to ensure responsible student behavior. What actions can community members take when students are behaving irresponsibly? Is calling DPS the University’s only recommendation for concerned neighbors?

b. We ask that administrators emphasize the disproportionate effects this virus has on communities of color and working-class populations, who serve as the backbone of essential and frontline workers during the pandemic. And we ask that you emphasize the risks for vulnerable populations, for whom physical disabilities or pre-existing health conditions create increased threats of severe illness.

c. We affirm the University’s concern this summer in the face of shifting Visa requirements. What will you ask of students, staff, and faculty to protect our international student communities as well as non-campus communities who face new and changing ICE policies, increased deportations, and threats of deportations during a public health crisis?


4. Off-campus parties:

The context: We have already seen reported in the Post-Standard not only the fact of large parties without recommended masks or social distancing, but also and more troubling the brewing opposition between DPS and SPD. DPS has asked citizens to lodge complaints to the Syracuse Police Department, but the Mayor has said that SPD will not respond to calls about SU students. Meanwhile, anecdotes have come to us that raise concerns about the actions of DPS at off-campus sites, and the limited options available to concerned neighbors. The increased security protocols around social distancing raise fresh concerns around longstanding problems with heavy handed and violent practices used by DPS against students, and particularly Black students. These issues were raised by #NotAgainSU and other student movements long before the pandemic. In this confusion about how or whether DPS or SPD should discipline students, we offer the following:

a. We note the particular challenges of prohibiting large parties at SU, named the #1 Party School in the U.S. by the 2020 Princeton Review. With gatherings restricted to 25 participants and social distancing, the danger of unintended consequences—including secretive and packed indoor Greek life parties—is real. In fact, the Stay Safe Pledge may well incentivize students not to social distance by encouraging less-visible-to-the-authorities indoor gatherings, instead of outside gatherings which would be safer from a health perspective. How is the administration addressing this situation, and the threat it presents to off-campus as well as campus-wide public health?

b. We need public circulation of the University’s policies and procedures for responding to complaints about off-campus parties.

c. We insist that students who do not uphold the Stay Safe Pledge be penalized, and we hear Syracuse residents urging the University to use DPS and SPD to contain these parties. The University does need clear policies and procedures; however, in our ongoing commitment to counter racialized over-policing, we also insist that DPS and SPD not be in charge of this process. We advocate for a procedure that uses community policing models to gather a diverse group of students, faculty, and administrators to review community complaints and channel them to the Office of Student Rights and Responsibilities.

d. We continue to support #NotAgainSU in the effort to disarm or disband DPS.


5. We stand in solidarity with SU athletes who declare their unwillingness to play under these high-risk conditions. We expect SU coaches, coaching staff and upper administration to lobby the NCAA Board of Governors to extend athletes eligibility to make up for this lapse in their athletic training and performance.


6. On behalf of non-tenured faculty and all staff members, we ask for a transparent reporting-out of the employment effects of this pandemic:

a. What are the numbers of lay-offs and what divisions are most affected?

b. What is the possibility for prioritizing the re-hiring of laid-off employees in the future?

c. If an employee is laid-off, what are the specific effects on their benefits package?

Signed,


Crystal Bartolovich

Katie Feyh

M. Gail Hamner

Matt Huber

Jackie Orr

Joanna Spitzner


SU professors demand more power in education decision making


On Tuesday evening [June 9], SU’s American Association of University Professors (AAUP) chapter held a faculty forum to discuss the administration’s planning for fall 2020. In our unprecedented historical moment of pandemic and financial threat to private higher education of the highest order, it is clear that SU faculty are unequivocally committed to assuring that our institution thrives and to doing what is best for our students, as we have always done.

At the same time, it is also clear that many faculty have grave concerns about administrators’ plans for the fall — both the substance of and process for decision-making to date. On matters of instruction, which is, properly, a faculty purview, according to longstanding AAUP shared governance principles, faculty must lead — not follow — any changes to instruction, including teaching modalities. Faculty are troubled by a lack of meaningful participation in these key decisions not just at SU, but across the country as a June 9 article in The Chronicle of Higher Education reported.

Faculty are willing to work with administrators to ensure the best possible experience in the fall for our students. We hope that, going forward, upper administration will show themselves to be more willing than they have been heretofore to benefit from the extensive experience of their own faculty by immediately recognizing that the faculty has the “primary responsibility” for institutional decisions about instruction, and respecting those decisions.

Crystal Bartolovich, President, SU-AAUP

Joanna Spitzner, Vice-President SU-AAUP

Matt Huber, Secretary SU-AAUP

Gail Hamner, Treasurer SU-AAUP

Jackie Orr, Member Representative

Katie Feyh, Member Representative


Daily Orange, June 11, 2020

http://dailyorange.com/2020/06/su-professors-demand-power-education-decision-making/



Follow the link above to access a page with AAUP documents relating to the re-opening of the University for Fall 2020.

Syracuse AAUP Facebook Page :

https://www.facebook.com/AAUPSyracuse/