研究目錄

姓名：陳安琳

服務機關：國立中山大學企業管理學系

1. Chen, Anlin and Lanfeng Kao (2025), Mutual Fund Investment and ESG Rating: Evidence from Mutual Fund Holdings in Taiwan", Asia-Pacific Journal of Accounting and Economics, forthcoming. (SSCI, 國科會會計領域A-, 會計領域排序23期刊)

2. Kao, Lanfeng, Anlin Chen and Chih-Hsiang Chen (2025), Transparency of Financial Statements on IPO Pricing around the Adoption of IFRS in an Economy of Little Information Asymmetry, Advances in Pacific Basin Business, Economics and Finance, forthcoming, Publisher: Emerald Publishing Limited.

3. Kao, Lanfeng, Min-Hsien Chiang and Anlin Chen (2024), To Mitigate the Effect of Underwriter Bargaining Power on IPO Pricing through Audit Committee under an Economy of Little Information Asymmetry, Review of Quantitative Finance and Accounting, 63, 147-167. (科技部財務領域ATier-2, 一般財務領域前23.44%期刊)

4. Kao, Lanfeng, Anlin Chen and Cheng-Shou Lu (2022), Retail Investor Attention and IPO Prices with a Pre-IPO Market, International Review of Economics and Finance, 82, 416-432. (SSCI, 科技部財務領域A-, 一般財務領域前32.81%期刊)

5. Kao, Lanfeng, Anlin Chen and Chih-Hsiang Chen (2022), A Direct Test of Attention Theory through an Examination of Retail Investor Behavior: Evidence from Taiwanese IPO Subscriptions, Advances in Pacific Basin Business, Economics and Finance, 10, 111-123. Publisher: Emerald Publishing Limited.

6. Kao, Lanfeng and Anlin Chen (2020), How a Pre-IPO Audit Committee Improves IPO Pricing Efficiency in an Economy with Little Value Uncertainty and Information Asymmetry, Journal of Banking and Finance, 110, 105688. (SSCI, 科技部財務領域ATier-1, 一般財務領域前4.69%期刊)

7. Kao, Lanfeng, Anlin Chen, and Chandrasekhar Krishnamurti (2020), Outcome Model or Substitute Model of D&O Insurance on IPO Pricing without Information Asymmetry before Issuance, Pacific-Basin Finance Journal, 61, 101300. (SSCI, 科技部財務領域ATier-2, 一般財務領域前17.19%期刊).

8. Tang, Hui-wen and Anlin Chen (2020), How Do Market Power and Industry Competition Influence the Effect of Corporate Governance on Earnings Management?, Quarterly Review of Economics and Finance, 78 (November), 212-225. (科技部財務領域A-,一般財務領域前31.25%期刊)

9. Kao, Lanfeng and Anlin Chen (2020), CEO Characteristics and R&D Expenditure of IPOs in Emerging Markets: Evidence from Taiwan, Asia Pacific Management Review, 25 (4), 189-197. (TSSCI).

10. Wang, T.  Alan and Anlin Chen (2020), The Causes and Consequences of Stock Pledging by Controlling Shareholders: The Case of Taiwan, Advances in Pacific Basin Business, Economics and Finance, 8, 99-129,  Publisher: Emerald Publishing Limited.

11. Kao, Lanfeng and Anlin Chen (2019), Partial Adjustment of Hybrid Book-building IPOs with a Pre-IPO Market, Quarterly Review of Economics and Finance, 74 (November), 292-300. (國科會財務領域A-,一般財務領域前31.97%期刊)

12. Kao, Lanfeng, Anlin Chen, and Cheng-Shou Lu (2018), Ex ante and Ex post Overvalued Equities: The Roles of Corporate Governance and Product Market Competition, Asia Pacific Management Review, 23 (3), 209-221. (TSSCI).

13. Lu, Cheng-Shou, Anlin Chen, and Lanfeng Kao (2017), How Product Market Competition and Complexity Influence the On-job-learning Effect and Entrenchment Effect of Board Tenure, International Review of Economics and Finance, 50 (July), 175-195. (SSCI, 國科會財務領域B+,一般財務領域前32.79%期刊)

14. 盧正壽、陳安琳 (2017), 自管理者過度自信觀點解釋IPOs長短期報酬異象, 管理學報, 34 (1), 31-54, (TSSCI).

15. 陳怡凱、高蘭芬、陳安琳、林玫均 (2017), 興櫃股票公允價值估價模型探討, 兩岸金融季刊, 5 (3), 113-158.

16. Chen, Anlin and Lanfeng Kao (2016), External Competition and Internal Governance on Stock Options Plans: Evidence from Taiwan, Asia Pacific Management Review, 21 (1), 18-25. (TSSCI, 第八屆聯電經營管理論文獎佳作獎).

17. Chen, Anlin and Cheng-Shou Lu (2015), The Effect of Managerial Overconfidence on the Market Timing Ability and Post-Buyback Performance of Open Market Repurchases, North American Journal of Economics and Finance, 33 (July), 234-251. (SSCI).

18. Chen, Anlin, Lanfeng Kao, and Cheng-Shou Lu (2014), Controlling Ownership and Firm Performance in Taiwan: The Role of External Competition and Internal Governance, Pacific-Basin Finance Journal, 29 (September), 219-238. (SSCI, 國科會財務領域ATier-2, 一般財務領域前19.67%期刊).

19. Chang, Hsiu-Hua, Anlin Chen, Lanfeng Kao, and Chin-shun Wu (2014), IPO Price Discovery Efficiency under Alternative Regulatory Constraints: Taiwan, Hong Kong and the U.S., International Review of Economics and Finance, 29 (January), 83-96, (SSCI, 國科會財務領域B+,一般財務領域前32.79%期刊).

20. Kao, Lanfeng and Anlin Chen (2013), How Product Market Competition Affects Dividend Payments in a Weak Investor Protection Economy: Evidence from Taiwan, Pacific-Basin Finance Journal, 25 (November), 21-39, (SSCI, 國科會財務領域ATier-2, 一般財務領域前19.67%期刊).

21. Tang, Hui-wen, Anlin Chen, Chong-Chuo Chang (2013), Insider Trading, Accrual Abuse, and Corporate Governance in Emerging Markets - Evidence from Taiwan, Pacific-Basin Finance Journal, 24 (September), 132-155, (SSCI, 國科會財務領域ATier-2, 一般財務領域前19.67%期刊).

22. 陳安琳、高蘭芬、吳靜宜 (2013), 資產減損認列與迴轉對盈餘反應係數之影響, 管理學報, 30 (1), 55-71, (TSSCI, 103年管理學報年度論文獎, 第七屆聯電經營管理論文獎佳作獎).

23. 陳安琳、高蘭芬、陳怡凱、陳烷鈺 (2013), 董監事股權質押與公司治理之研究, 中山管理評論, 21 (2), 299-337, (TSSCI).

24. Lu, Cheng-Shou, Lanfeng Kao, and Anlin Chen (2012), The Effects of R&D, Venture Capital, and Technology on the Underpricing of IPOs in Taiwan, Review of Quantitative Finance and Accounting, 39 (4), 423-445, (國科會財務領域A-, 一般財務領域前27.87%期刊, 會計領域ATier-2).

25. Huang, YuTing Urania, Anlin Chen, and Lanfeng Kao (2012), Corporate Governance in Taiwan: The Nonmonotonic Relationship between Family Ownership and Dividend Policy, Asia Pacific Journal of Management, 29 (1), 39-58, (SSCI, 國科會一般管理領域B+).

26. 高蘭芬、盧正壽、黃冠智、陳安琳 (2012), 公司治理、公司績效與投資策略, 中山管理評論,20 (3), 849-878, (TSSCI).

27. Chen, Anlin and Lanfeng Kao (2011), Effect of Collateral Characteristics on Bank Performance: Evidence from Collateralized Stocks in Taiwan, Journal of Banking and Finance, 35 (2), 300-309, (SSCI, 國科會財務領域ATier-1, 一般財務領域前7.38%期刊).

28. Kao, Lanfeng and Anlin Chen (2011), Dividend Policy and Elimination of Double Taxation of Dividends, Asia-Pacific Journal of Financial Studies, 40 (2), 261-284 (SSCI), one of up to eight best papers for the Special Issue of AJFS on Emerging Capital Markets, (SSCI, 國科會財務領域B+, 一般財務領域前46.72%期刊).

29. Kao, Lanfeng, Dennis K. J. Lin, and Anlin Chen (2011), Does Sarbanes-Oxley Act Affect Earnings Quality?, Review of Accounting and Auditing Studies, 1 (1), 1-23.

30. Chen, Anlin, Lanfeng Kao, and Meilan Tsao (2010), To Improve Investors' Valuation of Accounting Earnings in Emerging Markets: Evidence from Taiwan, Canadian Journal of Administrative Sciences, 27 (4), 376-390, (SSCI).

31. Lin, Dennis K. J., Lanfeng Kao, and Anlin Chen (2010), Winner’s Curse in Initial Public Offering Subscriptions with Investors' Withdrawal Options, Asia-Pacific Journal of Financial Studies, 39 (1), 1-25, (SSCI, 國科會財務領域B+, 一般財務領域前46.72%期刊).

32. 盧正壽、陳安琳 (2010), 一刀兩刃效果－論研究發展支出對IPOs發行折價之影, 管理學報, 27 (2), 185-203, (TSSCI, 100年管理學報年度論文獎, 第四屆聯電經營管理論文獎優等獎 ).

33. Chen, Anlin, Che-Hao Hsiao, Lanfeng Kao, and Cheng Shou Lu (2010),The Design of an Optimal Corporate Governance System in Taiwan, Advances in Financial Planning and Forecasting, 4, 71-91, (FLI, 國科會財務領域B級).

34. Chen, Anlin, Li-Wei Chen, and Lanfeng Kao (2010), Leverage, Liquidity and IPO Long-Run Performance: Evidence from Taiwan IPO Market, International Journal of Accounting and Information Management, 18 (1), 31-38.

35. Chen, Anlin, Yu Ting Urania Huang, Lanfeng Kao, and Cheng Shou Lu (2009), Is Underwriter's Retention of IPO Shares a Good Substitute for Underwriting Spreads?, Emerging Markets Finance and Trade, 45 (5), 19-30, (SSCI).

36. 汪志勇、陳安琳、劉維琪 (2009), 次順位債券與市場規範, 管理學報, 26 (6), 653-672, (TSSCI, 九十九年管理學報年度論文獎, 第四屆聯電經營管理論文獎佳作獎).

37. 高蘭芬、陳安琳、李韻梅 (2008), 強力檢定新上市上櫃公司股票之長期報酬行為, 台灣管理學刊, 8 (1), 1-26.

38. Chen, Anlin, Lanfeng Kao, Meilan Tsao, and Chinshun Wu (2007), Building a Corporate Governance Index from the Perspectives of Ownership and Leadership for Firms in Taiwan, Corporate Governance: An International Review, 15 (2), 253-263, (SSCI).

39. Chen, Anlin, Lanfeng Kao, and Hui-Wen Tang (2007), How Corporate Governance Mitigates the Abuse of Accounting Discretion: The Perspective of Firm Performance, Journal of Management 24 (4), 419-434, (TSSCI, 九十七年管理學報年度論文獎).

40. 王朝仕、陳振遠、陳安琳 (2007), 新上市公司股票投資人狂熱行為之研究, 中山管理評論, 15 (4), 713-750, (TSSCI).

41. Chen, Anlin, Lanfeng Kao, and Yi-Kai Chen (2007), Agency Costs of Controlling Shareholders' Share Collateral with Taiwan Evidence, Review of Pacific Basin Financial Markets and Policies, 10 (2), 1-19, (Econlit, FLI, 國科會財務領域B級).

42. 高蘭芬、陳安琳、余育欣、盧正壽 (2007), 運氣好或操作策略好？－拔靴法下共同基金之績效衡量, 管理與系統, 14 (3), 341-358, (TSSCI).

43. Chou, S. C., Chinshun Wu, and Anlin Chen (2007), Control or Invest: Understanding the Complex Interests of Managerial Ownership, Studies in Economics and Finance, 24 (3), 188-206, (EconLit).

44. Kao, Lanfeng and Anlin Chen (2007), Directors’ Share Collateralization, Earnings Management and Firm Performance, Taiwan Accounting Review, 6 (2), 153-172.

45. Chen, Anlin and Lanfeng Kao (2006), The Benefit of Excluding Institutional Investors from Fixed-Priced IPOs: Evidence from Taiwan IPOs, Emerging Markets Finance and Trade, 42 (6), 5-24, (SSCI, 2005年「台灣財務金融學會年會暨論文研討會」最佳論文獎).

46. 陳安琳、盧正壽、高蘭芬 (2006), 解讀台灣IPOs發行熱季之迷思, 管理學報, 23 (6), 711-738, (TSSCI, 九十六年管理學報年度論文獎).

47. Chen, Anlin (2006), Book review on ‘Corporate Governance: A Global Perspective’ edited by Mark Hirschey, Kose John, and Anil K. Makhija, Corporate Governance: An International Review, 14 (3), 194-196, (SSCI).

48. 陳安琳、高蘭芬、湯惠雯 (2006), 選舉賭盤之價格形成, 選舉研究, 13 (2), 145-165, (TSSCI).

49. Chen, Anlin, James F. Cotter and Wenchih Lee (2006), Underwriter Reputation in the Stabilization of Initial Public Offerings: The Evidence from Transactions Data, Advances in Investment Analysis and Portfolio Management, 2, 147-171, (EconLit, FLI, 國科會財務領域B級).

50. Chen, Anlin, Sue L. Chiou and Chinshun Wu (2006), The Long-Run Performance of Taiwan IPOs Conditioning on IPO Characteristics: Evidence from Efficiently Learning Market, Initial Public Offerings: An International Perspective, edited by Greg N. Gregoriou, Elsevier Press, London, UK.

51. 高蘭芬、陳安琳、湯惠雯、曹美蘭 (2005), 共同基金績效之衡量－模擬分析法之應用, 中山管理評論, 13 (2), 667-694, (TSSCI).

52. Chen, Anlin and Lanfeng Kao (2005), The Conflict between Agency Theory and Corporate Control on Managerial Ownership: The Evidence from Taiwan IPO Performance, International Journal of Business, 10 (1), 39-61, (EconLit).

53. Cotter, James F. and Anlin Chen (2005), Heads I Win, Tails You Lose: The Profitability of Underwriting Initial Public Offerings, Advances in Investment Analysis and Portfolio Management, 1, 15-50, (EconLit, FLI, 國科會財務領域B級).

54. Chen, Anlin, Sue L. Chiou and Chinshun Wu (2004), Efficient Learning under Price Limits: Evidence from IPOs in Taiwan, Economics Letters, 85 (3), 373-378, (SSCI, 國科會經濟領域B級).

55. Kao, Lanfeng, Jeng-Ren Chiou and Anlin Chen (2004), The Agency Problems, Firm Performance and Monitoring Mechanisms: The Evidence from Collateralized Shares in Taiwan, Corporate Governance: An International Review, 12 (3), 389-402, (SSCI).

56. Cotter, James F., Anlin Chen and Lanfeng Kao (2004), Underwriter Price Stabilization of Seasoned Equity Offerings: The Evidence from Transactions Data, Academia Economics Papers, 32 (1), 53-81, (EconLit, TSSCI).

57. 高蘭芬、陳安琳 (2004),台灣新上市股票存在承銷商安定操作行為嗎？－安定操作之直接衡量, 證券市場發展季刊, 16 (1), 53-96, (TSSCI).

58. 洪振虔、吳欽杉、陳安琳 (2003), 新上市公司股票刻意偏低定價之影響因素－隨機前緣模式的運用, 管理學報, 20 (1), 111-139, (TSSCI).

59. 高蘭芬、陳安琳 (2003), 網路公開發行股份創意之思考, 產業管理學報, 4 (2), 257-283.

60. Chen, Anlin, Chen Chein Hung and Chin-shun Wu (2002), The Underpricing and Excess Returns of Initial Public Offerings in Taiwan Based on the Noisy Trading: A Stochastic Frontier Model, Review of Quantitative Finance and Accounting, 18 (2), 139-159, (EconLit, FLI, 國科會會計領域A-級).

61. Chen, Anlin and Eva H. Tu (2002), The Determinants for Stock Returns in Emerging Market: The Case of Taiwan, Studies in Economics and Finance, 21 (1), 61-80, (EconLit).

62. 陳安琳 (2002), 台灣股票報酬之穩定因素－交叉確認、因素分析與模擬分析, 管理學報, 19 (3), 519-542, (TSSCI).

63. 陳安琳、陳振遠、王恕 (2002), 影響台灣新上市公司股票安定操作之因素, 證券市場發展季刊, 14 (1), 111-137, (TSSCI).

64. 洪振虔、吳欽杉、陳安琳 (2002), 非理性投資行為對新上市股票價格績效之影響, 管理評論, 21 (2), 53-80, (TSSCI).

65. Chen, Anlin and James F. Cotter (2002), The Long-Run Performance and Pre-selling Information of Initial Public Offerings, Advances in Investment Analysis and Portfolio Management, 9, 203-232, (EconLit, FLI, 國科會財務領域B級).

66. Chen, Anlin, Roger C. Y. Chen and Kuei-Ling Pan (2002), The Performance of Initial Public Offerings Conditioning on Issue Information: The Case of Taiwan, Asia Pacific Management Review, 7 (2), 167-190, (TSSCI).

67. Chen, Anlin, Roger C. Y. Chen and Wenchih Lee (2002), The Effect of Passing Rate of CPA Examination on the Industrial Structure of Accounting Firms in Taiwan, PanPacific Management Review, 5 (2), 155-170.

68. 陳安琳、張舜、蘇錦俊(2002), 規模、淨值市價投資策略與投資組合之績效評估－共同基金之研究, 管理研究學報, 2, 1-19.

69. 陳安琳、林士哲 (2002), 初次發行市場承銷商市場佔有率之研究, Chinese Management Review, 5(5), 73-94.

70. Chen, Anlin (2001), The Long-Run Performance Puzzle of Initial Public Offerings in Taiwan: Empirical Findings from Various Models, Journal of Financial Studies (財務金融學刊), 9 (3), 1-20, (TSSCI).

71. 陳安琳、黎萬琳、陳振遠 (2001), 成長潛力、內部人交易與現金增資之宣告效果, 中國財務學刊, 9 (1), 1-25, (TSSCI).

72. 陳安琳、洪嘉苓、李文智 (2001),共同基金經理團隊屬性與基金績效之研究, 證券市場發展季刊, 13 (3), 1-27, (TSSCI).

73. 李文智、陳安琳、劉錦花 (2001), 退休金公報中薪資水準增加率之決定因素, 交大管理學報, 21, 27-49, (TSSCI).

74. Chen, Anlin, Wenchih Lee, and Lanfeng Kao (2000), The Determinants of Corporate Capital Structure: Factor Analysis and Regression on a Cross-Validation Basis, Advances in Quantitative Analysis of Finance and Accounting, 8, 161-177, (EconLit, FLI, 國科會財務領域B級).

75. 陳安琳、湯惠雯、許銘峻 (2000), 企業購併對主併公司股東財富的影響, 亞太管理評論, 5, 171-182, (TSSCI).

76. Chen, Anlin, Min-hsien Chiang and Lanfeng Kao (2000), On Purchasing Power Parity and Interest Rate Parity: Unit Root, Co-Integration and Error Correction, PanPacific Management Review, 3, 233-251.

77. Chen, Anlin, Wenchih Lee, Wu-der Tsay and Lin Wang (2000), An Empirical Study of Audit Quality in the CPA firms in Taiwan, Tamsui Oxford Journal of Management Sciences, 16, 117-128.

78. 陳安琳、李文智、林宗源 (1999), 新上市公司股票之發行折價－代理成本與公司控制之研究, 中國財務學刊, 6, 1-23, (TSSCI).

79. 陳安琳、李燕強、陸又波、葉家政、葉永誌、劉進祥、柯安泰 (1999), 造船業現金流量預估及風險管理之研究－以中船公司為例, 公營事業評論, 1, 137-174.

80. 陳安琳 (1999), 系統風險變動下新上市公司股票的長期報酬行為－遞迴迴歸之應用, 管理學報, 16, 535-556, (TSSCI, 八十九年管理學報年度論文獎).

81. 陳安琳 (1999), Why the Agent Works Hard: One Agent and Many Agents, 中興大學企業管理學報, 45, 37-48.

82. 陳安琳、李文智、周士雄 (1999), 銀行存放款利率差距因素之研究, 中華管理評論, 2, 1-16.

83. 陳安琳、李文智、高蘭芬 (1999), 非營利基金會組織基金管理績效之研究, 亞太管理評論, 4, 147-165, (TSSCI).

84. Chen, Anlin (1999), Economic Perspective for the Markets of Narcotics, Pan Pacific Management Review, 2, 177-185.

85. 陳安琳、李文智、葉仲康 (1999), 系統風險與規模效果對股票報酬的影響－持有期間報酬之分析, 中華管理評論, 3 (4), 1-14.

86. 陳安琳 (1997), 新上市公司股票相關之理論與實證文獻回顧, 管理學報, 14, 403-436, (TSSCI, 八十七年管理學報年度論文獎).

87. 陳安琳 (1997), 利率預期模式之實證方法－單根、共積與偏誤修正,商業職業教育季刊, 67, 31-37.