Our Services
Serving your BASE, strengthening your LINES
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At Baseline, we support your Base in delivering a high quality and timely response in line with your strategy, priorities, objectives and resource capability promoting consistency, transparency and integrity whilst generating sustainable value.
Financial Services face challenges arising from industry dynamics, continuous sofistication with increased demands in managing diversity, complexity and volumes whilst maintaining a quality service for clients and meeting stakeholders expectations.
We build your Team BASE so you can focus on growing your bottom LINE.
1st Line of Defence
Governance
& Control Model
“Helping your BASE to be SELF SUSTAINED"
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Controls: implementation, execution and enhancement controls covering:
►Customer led: coordinating frontline to reduce risk and improve client experience
►Strategy led: setting up alerts to timely detect and correct deviations
►Controls led: managing and testing control framework to prevent added risks
2nd Line of Defence
Compliance
& Risk Model
“Helping your BASE to maintain dedicated FOCUS"
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Framework: monitoring, oversight and tracking covering:
►Tools Oversight: creating standardised tools to manage risk and requirements
►Governance Oversight: combining assurance efforts to improve risk profile
►Appetite Oversight: embedding policy led exercises to assess picture in time
3rd Line of Defence
Internal Audit
& Diagnosis Model
“Helping your BASE to Protect and SAFEGUARD”
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Assessments: monitoring risk profile and assessing framework soundness covering:
►IA Planning: Audit Plan, Continuous Audit, Attestation, amongst others
►IA Execution: Methodology, E2E Delivery, Issue Writing, amongst others
►IA Reporting: Activity Reporting, Risk Reporting, Issue Validation and others
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