Providentia Investments LLC
Dr. Swasti Gupta-Mukherjee is the founder and Chief Investment Officer for Providentia Investments, LLC. Dr. Gupta-Mukherjee holds a PhD in Finance from Georgia Institute of Technology, and a B.Tech in Chemical Engineering from the Indian Institute of Technology (Kharagpur, India). She has managed personal investment portfolios since 2007. Dr. Gupta-Mukherjee is currently an Associate Professor of Finance at Loyola University Chicago’s Quinlan School of Business. Her main interests in research and teaching are in investments and equity research.
At Providentia Investments LLC, we believe in the power of fundamentals-based investing. Our approach to investing relies heavily on academic research on behavioral finance, sustainable finance, factor-based market trends, and sector strategies.
Providentia Investments LLC seeks to apply cutting-edge academic research on investments and capital markets in an elegant balance for successful portfolio performance. We use research techniques at the intersection of finance, statistics and psychology. Broadly, our portfolio goal is to apply strategies which are sufficiently agile to create an upside above the market’s performance using a combination of value/growth investing and event-driven strategies, while concurrently managing risk to limit the downside and allocating capital towards sustainable businesses. Our portfolios seek capital appreciation using hybrid portfolio combinations of equities, mutual funds, and exchange-traded funds (ETFs).