White Box Finance: Interpreting AI Decisions in Finance through Rules and Language Models
Femi Azeez, Samson Tontoye
Democratizing Alpha: LLM-Driven Portfolio Construction for Retail Investors Using Public Financial Media
Daesan Oh, Taehwan Kim, Junkyu Jang, Sung-Hyuk Park
Context-Masked Meta-Prompting for Privacy-Preserving LLM Adaptation in Finance
Sayash Raaj Hiraou
Toward the next generation of stock movement prediction: GenAI-based multimodal stock movement prediction model
Daesan Oh, Junkyu Jang, Chang Hwan Sung, Dongwon Lee, Sung-Hyuk Park
InterpDetect: Interpretable Signals for Detecting Hallucinations in Financial Question Answering
Likun Tan, Kuan-Wei Huang, Joy Shi, Kevin Wu
EconWebArena: Benchmarking Autonomous Agents on Economic Tasks in Realistic Web Environments
Zefang Liu, Yinzhu Quan
EvoAlpha: Evolutionary Alpha Factor Discovery with Large Language Models
Haochen Luo, Ho Tin Ko, David Sun, Yuan Zhang, Chen Liu
Kronos: A Foundation Model for the Language of Financial Markets
Yu Shi, Zongliang Fu, Shuo Chen, Bohan Zhao, Wei Xu, Changshui Zhang, Jian Li
Stress-Aware Scenario Generation for Reliable Portfolio Inference under Regime Shifts
Gabriel Nixon
CRMAgent: A Multi-Agent LLM System for E-Commerce CRM Message Template Generation
Yinzhu Quan, Xinrui Li, Ying Chen
FACTS: Fast, Accurate, and Privacy-Compliant Table Summarization via Offline Template Generation
Ye Yuan, Mohammad Amin Shabani, Siqi Liu
eFinBERT: Efficient Financial Sentiment Classification
Aisha Hamad Hassan, Tushar Shinde
Chatting With Your Data: LLM-Enabled Data Transformation for Enterprise Text to SQL
Vulqan.ai, Sara Mani Kapoor, Soumya Banerjee
CTBench: Cryptocurrency Time Series Generation Benchmark
Yihao Ang, Qiang Wang, Qiang Huang, Yifan Bao, Xinyu Xi, Anthony Kum Hoe Tung, Chen Jin, Zhiyong Huang
CMS-VAE: A Strategy-aware Variational AutoEncoder for High-Fidelity Crypto Market Simulation
Yihao Ang, Yifan Bao, Qiang Huang, Qiang Wang, Xinyu Xi, Shuyu Lu, Anthony Kum Hoe Tung, Zhiyong Huang
Compliant Generative Diffusion for Finance
Michael Cardei, Jose M Munoz, Oscar Barrera, Shreyas K Chandrahas, Partha Saha
RAMuST: A Regime-Aware Multiscale and Mixed-Frequency Transformer for Industry-Level Corporate Income Tax Forecasting
Taewan You
Structured Agentic Workflows for Financial Time-Series Modeling with LLMs and Reflective Feedback
Yihao Ang, Yifan Bao, Lei Jiang, Jiajie Tao, Anthony Kum Hoe Tung, Lukasz Szpruch, Hao Ni
Robust Decisions via Generative Wasserstein Distributionally Robust Optimization
Han Xu, Christopher Yeh
FISCAL: Financial Synthetic Claim–document Augmented Learning for Efficient Fact-Checking
Rishab Sharma, Iman Saberi, Elham Alipour, Jie JW Wu, Fatemeh Fard
FinAgentBench: A Benchmark Dataset for Agentic Retrieval in Financial Question Answering
CHANYEOL CHOI, Jihoon Kwon, Alejandro Lopez-Lira, Chaewoon Kim, Minjae Kim, Juneha Hwang, Jaeseon Ha, Hojun Choi, Suyeol Yun, Yongjin Kim, Yongjae Lee
NLP-Driven Proxy Retrieval for Illiquid Bond Pricing
Arturo Oncevay, Joy Prakash Sain, Chen Ling, Simerjot Kaur, Charese Smiley, Xiaomo Liu, Manuela Veloso
Enhancing Foundation Models in Transaction Understanding with LLM-based Sentence Embeddings
Xiran Fan, Zhimeng Jiang, Chin-Chia Michael Yeh, Yuzhong Chen, Yingtong Dou, Menghai Pan, Yan Zheng
Towards Scalable Meta-Learning of near-optimal Interpretable Models via Synthetic Model Generations
Kyaw Hpone Myint, Zhe Wu, Alexandre G.R. Day, Giri Iyengar
DELPHYNE: A Pre-Trained Model for General and Financial Time Series
Xueying Ding, Aakriti Mittal, Achintya Gopal
VCAF: A Multi-Agent Framework for Venture Capital Decision-Making Using Synthetic Startup Data
Cheng Meixin, Zeqi Zhou, Yijia Xiao, Weihao Xuan, Xiangru Tang, Xu Huang, Tinson Xu, Zerui Xu, Jure Leskovec, Yejin Choi, Fang Wu
GRAB: A Risk Taxonomy--Grounded Benchmark for Unsupervised Topic Discovery in Financial Disclosures
Ying Li, Tiejun Ma
Auditing Algorithmic Bias in Transformer-Based Trading
Armin Gerami, Ramani Duraiswami
LLM Economist: Large Population Models and Mechanism Design in Multi-Agent Generative Simulacra
Seth Karten, Wenzhe Li, Zihan Ding, Samuel Kleiner, Yu Bai, Chi Jin
Evasive Answers in Financial Q&A: Earnings Calls vs. FOMC Press Conferences
Khaled AlNuaimi, Gautier Marti, Alexis Marchal, Mohamad Alansari, Andreas Henschel
Privacy-Preserving Financial Fraud Detection: Challenges and Solutions with Generative Models, Lifetime-Aware Detection, and Federated Boosting
Dae-Young Park, Jaeyoung Cheong, Jingwan Ha, Minsoo Park, Ohyeon Kwon, Saebitna Oh, Youngjun Kwak, In-Young Ko, Kyeongkyu Kim
Solving dynamic portfolio selection problems via score-based diffusion models
Ahmad Aghapour, Erhan Bayraktar, Fengyi Yuan
pySigLib - Fast Signature Kernels on CPU and GPU
Daniil Shmelev, Cristopher Salvi
Deep Heckman for Loan Evaluation
Lin William Cong, Yanhong Guo, Xin Zhao, Wenjun Zhou
Uncovering Representation Bias for Investment Decisions in Open-Source Large Language Models
Fabrizio Dimino, Krati Saxena, Bhaskarjit Sarmah, Stefano Pasquali
FinReflectKG - EvalBench: Benchmarking Financial KG with Multi-Dimensional Evaluation
Fabrizio Dimino, Abhinav Arun, Bhaskarjit Sarmah, Stefano Pasquali
Mitigating Model Drift in Developing Economies Using Synthetic Data and Outliers
Ilyas Varshavskiy, Bonu Boboeva, Shuhrat Khalilbekov, Azizjon Azimi, Sergey Shulgin, Akhlitdin Nizamitdinov, Haitz Sáez de Ocáriz Borde
FinFlowRL: An Imitation-Reinforcement Learning Framework for Adaptive Stochastic Control in Finance
Yang Li, Zhi Chen, Steve Yang, Ruixun Zhang
Systemic Risk and Bank Networks: The Use of a Knowledge Graph with Generative Artificial Intelligence
Xiaohu Zhang
FinReflectKG - MultiHop: Financial QA Benchmark for Reasoning with Knowledge Graph Evidence
Abhinav Arun, Reetu Raj Harsh, Bhaskarjit Sarmah, Stefano Pasquali
FINCH: Financial Intelligence using Natural language for Contextualized SQL Handling
Avinash Kumar Singh, Bhaskarjit Sarmah, Stefano Pasquali
The Losing Winner: An LLM Agent That Predicts the Market but Loses Money
Youwon Jang, Joochan Kim, Byoung-Tak Zhang
Multi-Trajectory Physics-Informed Neural Networks for HJB Equations with Hard-Zero Terminal Inventory: Optimal Execution on Synthetic & SPY Data
Anthime Valin
A Practical Taxonomy for Finance-Specific LLM Risk Detection and Monitoring
Owen O'Neill, Rajitha Ramanayake, Abhishek Mandal, Urja Pawar, Will Flanagan, Houssem Chatbri, Christopher Martin
Regulatory Risk as a Financial Factor: An LLM-Derived Index of Cross-Border Data Restrictions
Siqi Chen
Aegis: Uncertainty-Aware Governance for AI-Generated Signals
Yi-Ting Chiu
QuantMind: A Context-Engineering Based Knowledge Framework for Quantitative Finance
Haoxue Wang, Keli Wen, Yuante Li, Qiancheng Qu, Xiangxu Mu, Xinjie Shen, Jiaqi Gao, Chenyang Chang, Chuhan Xie, San Yu Cheung, Zhuoyuan Hu, Xinyu Wang, Sirui Bi, Bi'an Du
Startup Success Forecasting Framework (SSFF): A Multi-Agent Framework for Startup Success Prediction
Xisen Wang, Yigit Ihlamur, Fuat Alican
Diffusion-Augmented Reinforcement Learning for Robust Portfolio Optimization under Stress Scenarios
Himanshu Choudhary, Arishi Orra, Manoj Thakur
LOBERT: Generative AI Foundation Model for Limit Order Book Messages
Eljas Linna, Kęstutis Baltakys, Alexandros Iosifidis, Juho Kanniainen
A Generative Probabilistic Approach for Goal-Based Portfolio Optimization
Tessa Bauman, Sven Goluža, Lovre Mrčela, Stjepan Begušić, Zvonko Kostanjcar
Illusion of Control: Exploring the Limits of Human-in-the-Loop Oversight in Generative Finance
Azmine Toushik Wasi, Enjamamul Haque Eram
Factor-Based Conditional Diffusion Model for Portfolio Optimization
Mengying He, Xuedong He, Xuefeng Gao
HashMark: Watermarking Tabular/Synthetic Data For Machine Learning Via Cryptographic Hash Functions
Harish Karthikeyan, Leo de Castro, Antigoni Polychroniadou, Manuela Veloso, Tucker Balch
Behavioral Economics of AI: LLM Biases and Corrections
Pietro Bini, Lin William Cong
Generating Time Series by Matching Random Convolutional Features
Nikita Zozoulenko, Konrad Jakob Mueller, Thomas Cass, Lukas Gonon
A Methodology for Assessing the Risk of Metric Failure in LLMs Within the Financial Domain.
Will Flanagan, Mukunda Kurukundi Das, Rajitha Ramanayake, Swanuja Ashwinikumar Maslekar, Meghana Mangipudi, Jeel Dharmeshkumar Shah, Joong Ho Choi, Shruti Nair, Shambhavi Bhushan, Sanjana Dulam, Mouni Pendharkar, Nidhi Singh, Vashishth Doshi, Sachi Paresh Shah
Conditional Sampling from Frozen Generative Models: From Explicit Rules to Example-Based Guidance
Niccolo Dalmasso, Vamsi K. Potluru, Manuela Veloso
Prospects of Imitating Trading Agents in the Stock Market
Mateusz Wilinski, Juho Kanniainen
Orchestration Framework for Financial Agents: From Algorithmic Trading to Agentic Trading
Jifeng.LI, Arnav Grover, Abraham Alpuerto, Yupeng Cao, Xiao-Yang Liu
Adaptive Constrained Optimization for Tabular Synthetic Data Generation
Saheed Obitayo, Niccolo Dalmasso, Vamsi K. Potluru, Manuela Veloso
FinCARE: Financial Causal Analysis with Reasoning & Evidence
Alejandro Michel Zuniga, Abhinav Arun, Bhaskarjit Sarmah, Stefano Pasquali
Human Preference Alignment in Financial Advice: A Generative AI Approach
Tatiana Botskina
Sparse Reasoning Chains: Generating Faithful and Coherent Explanations for LLMs in Financial Risk Assessment
Kunhan Wu, Zhaoqi Cheng, Dokyun Lee
Generative Diffusion Models for High-Dimensional Time Series
Riya Danait, Rama CONT
Standard Market Environments for Financial Reinforcement Learning
Chunlin Feng, Lijian Huang, Keyi Wang, Yupeng Cao, Ming Zhu, Jiechao Gao, Xiao-Yang Liu
FedSight AI: Multi-Agent System for Federal Funds Target Rate Prediction
Adler Viton, Tianji Rao, Yuhan Hou, Jeremy Matthew Tan, Xiyue Zhang, David Ye, Abhishek Kodi, Sanjana Dulam, Aditya Paul, Yikai Feng
Gradient-Based Bilevel Optimization for Principal–Agent Contract Design
Aarya Bookseller, Korok Ray, Tomer Galanti
NoLBERT: A No Lookahead(back) Foundational Language Model
Peiyao Li, Ali Kakhbod
Structuring News, Shaping Alpha: RL-Enhanced LLMs in a Hybrid Framework for Event Driven Financial Forcasting
Haohan Zhang, Saizhuo Wang, Hao Kong, Baozhu Shang
Shift-Aware Gaussian-Supremum Validation for Wasserstein-DRO CVaR Portfolios
Derek Long
The Automated but Risky Game: Modeling Agent-to-Agent Negotiations and Transactions in Consumer Markets
Shenzhe Zhu, Jiao Sun, Yi Nian, Tobin South, Alex Pentland, Jiaxin Pei
Risko1: Reasoning for Risk Management Governed by Structural Constraints
Marco Molinari, Deasy Darlene Tunas, Saharsha Navani, Tianyu Gao
MASFIN: A Multi-Agent System for Decomposed Financial Reasoning and Forecasting
Marc Sebastian Montalvo, Hamed Yaghoobian
A Fast and Effective Solution to the Problem of Look-ahead Bias in LLMs
Humzah Merchant, Bradford Levy
Identifying Financial Risk Information with Contrastive Reasoning
Ali Elahi
Market-Dependent Communication in Multi-Agent Alpha Generation
Jerick Shi
FinAudio: A Benchmark for Audio Large Language Models in Financial Applications
Yupeng Cao, Haohang Li, Yangyang Yu, Shashidhar Reddy Javaji, Yueru He, Jimin Huang, Qianqian Xie, Xiao-Yang Liu, K.P. Subbalakshmi, Meikang Qiu, Sophia Ananiadou, Jian-Yun Nie
Using Generative AI to Retrieve and Analyze CEO Compensation Consultant Information from Public Corpora
Kwan Sean Lee
Controllable Financial Market Generation with Diffusion Guided Meta Agent
Yu-Hao Huang, Chang Xu, Yang Liu, Weiqing Liu, Wu-Jun Li, Jiang Bian
Reasoning-Guided Evolutionary Prompt Optimization for Improved Financial Problem Solving
Leandro A. Loss, Pratikkumar Dhuvad
Financial TimeSeries Reasoning Benchmarks at Scale
Malgorzata Gwiazda, Yifu Cai, Mononito Goswami, Artur Dubrawski
Algorithmic Trading vs Human-Led Strategies: Performance, Risks, and a Hybrid Path Forward
Pratik Kumar
Is All the Information in the Price? LLM Embeddings versus the EMH in Stock Clustering
Bingyang Wang, Grant Johnson, Tucker Balch, Maria Hybinette
Data-Efficient Realized Volatility Forecasting with Vision Transformers
Emi Soroka, Artem Arzyn
From Similarity to Consequences: Decision-Oriented Evaluation of Market Digest Generation
Yu-Shiang Huang, Chuan-Ju Wang, Chung-Chi Chen
zkFinGPT: Zero-Knowledge Proofs for Financial Generative Pre-trained Transformers
Ningjie Li, Keyi Wang, Xiaoli Zhi, Weiqin Tong, Xiao-Yang Liu
Confidence-Gated LLM Synthesis for Enhanced Multi-Class Sentiment Analysis in Financial Texts
YongKyung Oh, Jaesun Yeom
Operationalising LLMs for Compliance-Critical Letter Writing in Financial Services
Devesh Batra, Alexandros Anatolakis, John Hartley, Jude King, Greig A Cowan, Raad Khraishi
FinZero: Launching Multimodal Financial Time-Series Reasoning
Yanlong Wang, Jian Xu
MASCA: LLM-based Multi-Agent System for Credit Assessment
Gautam Jajoo, Atharva Pandey, Pranjal A Chitale
Are Foundation Models Useful for Bankruptcy Prediction?
Marcin Kostrzewa, Oleksii Furman, Roman Furman, Sebastian Tomczak, Maciej Zieba
Instruction Following for Finance: Verifying language models’ ability to follow complex financial instructions
Glenn Matlin, Siddharth, Anirudh JM, Aditya Shukla, Yahya Hassan, Sudheer Chava
A Transformer Architecture for Learning Trading Strategies
Chris Mascioli, Michael P. Wellman
Risk-Sensitive Q-Learning in Continuous Time with Application to Dynamic Portfolio Selection
Chuhan Xie
AuditCopilot: Leveraging LLMs for Fraud Detection in Double-Entry Bookkeeping
Md Abdul Kadir, Sai Suresh Macharla Vasu, Sidharth S. Nair, Daniel Sonntag
Neural Generative Modeling of Order Statistics
Jean Pachebat
FRED Guard: Efficient Financial Compliance Detection with ModernBERT
Joy Shi, Kuan-Wei Huang, Kevin Wu, Likun Tan
Scenario Generation and Stress Testing for Cryptocurrency Markets using GAN and Diffusion-Based Generative Models
Hassan OUKHOUYA
Data-driven Feynman–Kac Discovery with Applications to Prediction and Data Generation
Qi Feng, Guang Lin, Purav Matlia, Denny Serdarevic