简历

许成钢
2023年8月

电子邮件: cgxu@stanford.edu
个人主页: https://sccei.fsi.stanford.edu/people/chenggang-xu
Google Scholar: https://scholar.google.com/citations?user=jWkk11QAAAAJ&hl=en

研究兴趣
政治经济学、制度经济学、历史、发展经济学、中国的政治经济与历史、法与金融、法与经济学、数字经济（特别是人工智能）

学历

• 经济学博士 (Ph.D.)，哈佛大学，1991年

• 工程学硕士 (MSc)，清华大学，北京，中国，1982年

学术职位

• 斯坦福大学中国经济与制度研究中心资深研究员，2022年至今

• 长江商学院经济学教授，2016-2020年

• 香港大学《钟瀚德》（《国之基金》）发展经济学讲座教授及经济学教授，2009-2016年

• 伦敦政治经济学院讲师、高级讲师（终身教职）及副教授 (Reader)，1991-2009年

• 中国社会科学院数量经济与技术经济研究所研究员，1982-1984年

访问/特殊项目及兼职学术职位

• 香港大学亚洲环球研究所荣誉教授，2016年至今

• 英国帝国理工学院金融系访问教授，2021-2023年

• 斯坦福大学胡佛研究所访问研究员，2021-2022年

• 巴黎社会科学高等研究院高级访问研究员，2019年

• 匈牙利布达佩斯科尔维努斯大学高级研究所访问教授，2019-2020年

• 清华大学经济管理学院特聘教授，2002-2017年

• 耶路撒冷希伯来大学波隆斯基访问教授，2016-2017年

• 首尔国立大学“世界一流大学”教授，2009-2013年

• 香港大学访问教授，2008-2009年

• 香港科技大学访问教授，2006-2008年

• 上海法与经济研究所高级研究员，2004年至今

• 哈佛大学经济系访问学者，2002年

• 清华大学中国金融研究中心研究员，2002年至今

• 中国经济学会（美国）研究员，2000年至今

• 经济政策研究中心（CEPR）研究员，1999年至今

• 清华大学国家经济研究中心研究员，1996年至今

• 哈佛大学国际发展中心研究员，1998-1999年

• 密歇根大学戴维森研究所研究员，1997年至今

• 国际货币基金组织访问学者，1998年、1999年、2000年

• 哈佛大学国际发展研究所(HIID)研究员，1993-2000年

专业服务

• 罗纳德·科斯研究所董事会成员，2015年至今

• 罗汉堂（阿里巴巴）学术委员会成员，2018年至今

• 上海交通大学罗纳德·科斯法与经济研究所主任，2015年至今

• 亚洲法律与经济学会（AsLEA）会长，2010-2012年

• 国家经济基金会理事会成员，2015-2021年

• 孙冶方经济科学奖评奖委员会委员，2012年至今

• 《首尔经济学期刊》联合主编，2014年至今

• 《经济与金融年鉴》联合主编，2000年至今

• 《中国改革》首席经济学家，2011年至今

• 《亚洲法律与经济学期刊》联合主编，2009-2014年

• 《中国经济学期刊》联合主编，2009-2014年

• 《首尔经济学期刊》编辑委员会成员，2011年至今

• 《比较经济学期刊》编辑委员会成员，1997-2000年

• 《经济体制》编辑委员会成员，2002年至今

• 《中国经济评论》编辑委员会成员，2005年至今

• 《经济社会体制比较》编辑委员会成员，1998年至今

• 《比较》编辑委员会成员，2002年至今

• 《新兴市场金融期刊》编辑委员会成员，2001年至今

• 《中国经济季刊》学术顾问委员会成员，2001年至今

• 《中国金融期刊》学术委员会成员，2003年至今

• 《中国公共行政评论》学术委员会成员，2003年至今

• 长江商学院人工智能与制度研究中心主任，2018-2020年

• 香港大学中国与全球发展研究所副主任

• 香港大学法学院亚洲国际金融法研究所（AIIFL）董事会成员

• 香港大学罗纳德·科斯产权研究中心（RCCPRR）管理委员会成员，副主任

近期将要出版书籍

• 许成钢，Institutional Genes: The Origins of China’s Institutions and Totalitarianism, 剑桥大学出版社，预计2023年出版

• 许成钢，《制度基因：中国制度与极权主义制度的起源》，台湾大学出版社 哈佛-燕京系列丛书，预计2023年出版

• 许成钢文集，卷2-5，待出版

部分期刊发表文章

Guo, Di, Kun Jiang, Chenggang Xu, and Xiyi Yang. "Geographic Clusters, Regional Productivity and Resource Reallocation across Firms: Evidence from China." Research Policy 52, no. 2 (2023).

Guo, Di, Kun Jiang, Chenggang Xu, and Xiyi Yang. "Industrial Clustering, Income and Inequality in Rural China." World Development 154 (2022).

Guo, Di, and Chenggang Xu. "Is Today's China Yesterday's Soviet Union?" Project Syndicate, December 2022.

Guo, Di, Haizhou Huang, Kun Jiang, and Chenggang Xu. "Disruptive Innovation and R&D Ownership Structures." Public Choice 187 (2021).

Xu, Chenggang. "经济学理论的贫困 The Poverty of Economic Theory." China Economic Quarterly 20, no. 1 (2020).

Guo, Di, Kun Jiang, Chenggang Xu, and Xiyi Yang. "Growth, Inequality and Industrial Clusters in China." Journal of Economic Geography (2020).

Xu, Chenggang. "The Pitfalls of a Centralized Bureaucracy." Acta Oeconomica 69, no. 1 (2019): 1–16.

Gan, Jie, Yan Guo, and Chenggang Xu. "China’s Decentralized Privatization and Change of Control Rights." Review of Financial Studies 31, no. 10 (2018).

Xu, Chenggang. "Incentive Problems in a Bureaucracy 官僚体制中的激励机制问题." China Journal of Economics (经济学报) (2017).

Xu, Chenggang. "Capitalism and Socialism: Review of Kornai’s Dynamism, Rivalry, and the Surplus Economy." Journal of Economic Literature 55, no. 1 (2017): 191-208.

Guo, Di, Kun Jiang, and Chenggang Xu. "Institution and Managerial Task Allocation: Evidence from Chinese Entrepreneurs." Journal of Human Capital 11, no. 3 (2017): 397-422.

Xu, Chenggang. "Political and Economic Institutions of China and Their Influences." Cato Journal (2015).

Kim, Byung-Yeon, Jin Wang, and Chenggang Xu. "Development of Private Sector Determines Reform and Economic Development: Firm-Level Evidence from All Transition Economies." China Journal of Economics (经济学报) 1, no. 3 (2014): 57-83.

Guo, Di, Kun Jiang, Byung-Yeon Kim, and Chenggang Xu. "Political Economy of Private Firms in China." Journal of Comparative Economics 42, no. 2 (2014): 286–303.

Xu, Chenggang. "The Fundamental Institutions of China’s Reforms and Development." Journal of Economic Literature 49, no. 4 (2011): 1076–1151.

Andrianova, Svetlana, Panicos Demetriades, and Chenggang Xu. "Political Economy Origins of Financial Markets in Europe and Asia." World Development 39, no. 5 (2011).

Du, Julan, and Chenggang Xu. "What Firms Went Public in China? A Study of Financial Market Regulation." World Development 37, no. 4 (2009): 812-824.

Guo, Yan, Jie Gan, and Chenggang Xu. "A Nationwide Survey of Privatized Firms in China." Seoul Journal of Economics 21, no. 2 (2008).

Qian, Yingyi, Gérard Roland, and Chenggang Xu. "Coordinating Reforms in Transition Economies." In The Economics of Transition: The Fifth Nobel Symposium in Economics, edited by Erik Berglöf, Olivier Blanchard, and Gérard Roland, 518-546. London: Palgrave Macmillan, 2007.

Qian, Yingyi, Gérard Roland, and Chenggang Xu. "Coordination and Experimentation in M-Form and U-Form Organizations." Journal of Political Economy 114, no. 2 (2006): 366-402.

Pistor, Katharina, and Chenggang Xu. "Governing Stock Markets in Transition Economies: Lessons from China." American Law and Economics Review 7, no. 1 (2005): 184-210.

Pistor, Katharina, and Chenggang Xu. "Governing Emerging Stock Markets: Legal vs. Administrative Governance." Corporate Governance: An International Review (2005).

Pistor, Katharina, and Chenggang Xu. "Incomplete Law." Journal of International Law and Politics (2004): 931-1013.

Pistor, Katharina, and Chenggang Xu. "Beyond Law Enforcement – Governing Financial Markets in China and Russia." In Building a Trustworthy State: Problems of Post-Socialist Transition, edited by Janos Kornai and Susan Rose-Ackerman, 167-190. New York and London: Palgrave, 2004.

Pistor, Katharina, and Chenggang Xu. "The Challenge of Incomplete Law And How Different Legal Systems Respond to It." In Le Bijuridisme: Une approche économique (2004).

Huang, Haizhou, and Chenggang Xu. "Financial Syndication and R&D." Economics Letters 80, no. 2 (2003): 141-146.

Pistor, Katharina, and Chenggang Xu. "Fiduciary Duty in Transitional Civil Law Jurisdictions: Lessons from the Incomplete Law Theory." Corporate Law: Corporate Governance Law eJournal (2002).

Maskin, Eric, and Chenggang Xu. "Soft Budget Constraint Theories: From Centralization to the Market." Economics of Transition (2001). Reprinted in The Economics of Transition: The Fifth Nobel Symposium in Economics, edited by Erik Berglöf, Olivier Blanchard, and Gérard Roland, 12-36. London: Palgrave Macmillan, 2007.

Qian, Yingyi, Gérard Roland, and Chenggang Xu. "Attribute Coordination in Organizations." Annals of Economics and Finance 2, no. 2 (2001): 487-518.

Maskin, Eric, Yingyi Qian, and Chenggang Xu. "Incentives, Information, and Organizational Form." Review of Economic Studies 67, no. 2 (2000): 359-378.

Huang, Haizhou, and Chenggang Xu. "Institutions, Innovations, and Growth." American Economic Review 89, no. 2 (1999): 438-43.

Huang, Haizhou, and Chenggang Xu. "Financial Institutions and the Financial Crisis in East Asia." European Economic Review 43, no. 4-6 (1999): 903-914.

Qian, Yingyi, Gérard Roland, and Chenggang Xu. "Why is China Different from Eastern Europe? Perspectives from Organization Theory." European Economic Review 43, no. 4-6 (1999): 1085-1094.

Qian, Yingyi, and Chenggang Xu. "Innovation and Bureaucracy under Soft and Hard Budget Constraints." Review of Economic Studies 65, no. 1 (1998): 151-164.

Huang, Haizhou, and Chenggang Xu. "Financial Budget Constraints and the Optimal Choices of R&D Project Financing." Journal of Comparative Economics 26, no. 1 (1998): 62-79.

Qian, Yingyi, Gérard Roland, and Chenggang Xu. "Coordinating Activities under Alternative Organizational Forms." In Planning, Shortage and Transformation -- Kornai’s Festschrift, edited by Eric Maskin and Andras Simonovits, 57-80. Cambridge: MIT Press, 1998.

Zhuang, Juzhong, and Chenggang Xu. "Profit Sharing and Financial Performance in Chinese State Enterprises: Evidence from Panel Data." Economics of Planning 29, no. 3 (1996): 205-222.

Goodhart, Charles, and Chenggang Xu. "The Rise of China as an Economic Power." National Institute Economic Review 155 (1996): 56-80.

Weitzman, Martin L., and Chenggang Xu. "Chinese Township Village Enterprises as Vaguely Defined Cooperatives." Journal of Comparative Economics 18, no. 2 (1994): 121-145.

Qian, Yingyi, and Chenggang Xu. "The M-Form Hierarchy and China's Economic Reform." European Economic Review (1993): 541-548.

Qian, Yingyi, and Chenggang Xu. "Why China's Economic Reforms Differ: The M-Form Hierarchy and Entry/Expansion of the Non-State Sector." The Economics of Transition 1, no. 2 (1993): 135-170. Translated and published as "A Kinai Gazdasagi Reform Sajatos Vonasai," Europa Forum (Hungarian academic journal), 1995, and translated as "Fei Guoyouzhi Jingji Chuxian He Chengzhang De Zhidu Beijing," Shehui Kexue Xuebao, Special Issue, 1995.

Xu, Chenggang. "On Technological Change in a Centralized Economy." Studies of Quantitative and Technical Economics (shuliang yu jishu jingji jianjou) No. 6 (1984). (in Chinese).

Xu, Chenggang, and Hede Guo. "Computer-Aided Profile Optimization Design (Jisuanji Fuzhu Xingzhuang Youhua Sheji)." Heavy Machinery (Zhongxing Jixie) No. 10 (1984).

部分书籍与书籍章节

许成钢，《探索的历程》许成钢文集卷一,  北京：中信出版社, 2022.

Xu, Chenggang. “The Origin of China’s Communist Institutions.” In The Cambridge Economic History of China, edited by Debin Ma and Richard von Glahn. Cambridge University Press, 2022.

Xu, Chenggang. “Institutional Foundations of China’s Structural Problems.” In The Chinese Economy: A New Transition, edited by Masahiko Aoki and Jinglian Wu, International Economic Association World Congress. Palgrave Macmillan, 2012.

Kung, James, Chenggang Xu, and Feizhou Zhou. “From Industrialization to Urbanization: The Social Consequences of Changing Fiscal Incentives on Local Governments’ Behavior.” In Institutional Design for China’s Evolving Market Economy, edited by Joseph E. Stiglitz, 2011.

Xu, Chenggang, and Xiaobo Zhang. “The Evolution of Chinese Entrepreneurial Firms: Township-Village Enterprises Revisited.” In Reform and Development in China, edited by Wu and Yao, London and New York: Routledge, 2010.

Du, Julan, and Chenggang Xu. “Market Socialism or Capitalism? Evidence from Chinese Financial Market Development.” In Market and Socialism (The International Economic Association Conference Volume No. 146), edited by Janos Kornai and Yingyi Qian, New York and London: Palgrave Macmillan, 2008, pp. 88-109.

Pistor, Katharina, and Chenggang Xu. "Managers’ Fiduciary Duty and the Enforcement of Incomplete Corporate Law." In Global Markets, Domestic Institutions, edited by Curtis Milhaupt, New York: Columbia University Press, July 2003, pp. 77-106.

Qian, Yingyi, Gérard Roland, and Chenggang Xu. “Coordination in Organizations: A Comparative Analysis.” In The Strategic Analysis of Universities: Microeconomic and Management Perspectives, edited by M. Dewatripont et al., Editions de l’Universite de Bruxelles, 2001, pp. 9-29.

Xu, Chenggang, and Juzhong Zhuang. "Why China Grew: The Role of Decentralisation." In Emerging from Communism, edited by P. Boon, S. Gomulka, and R. Layard, MIT Press, 1998, pp. 183-212.

Xu, Chenggang. A Different Transition Path: Ownership, Performance, and Influence of Chinese Rural Industrial Enterprises. New York and London: Garland Publishing, Inc., 1995. Reprint New York and London: Routledge, 2018.

Qian, Yingyi, and Chenggang Xu. "Commitment, Financial Constraints, and Innovation: Market Socialism Reconsidered." In Market Socialism: The Current Debate, edited by P. Bardhan and Roemer, Oxford University Press, 1993, pp. 175-189.

Xu, Chenggang. "The Inter-Relationship between the Growth of Computer Industry and the Institutions of Societies." In History of Science and Technology in the Twentieth Century, edited by Liangying Xu et al. Beijing: Science Press, 1985 (in Chinese). This book won the Second National Prize of Sciences (China).

Xu, Chenggang (Co-Editor). Essays on Socio-Economic Indicators. Beijing: The Institute of Quantitative and Technical Economics, The Chinese Academy of Social Sciences (CASS), 1984 (in Chinese). These are the proceedings of an international conference co-sponsored by UNESCO and CASS.

工作论文

Gao, Liam, Alex Michaelides, Chenggang Xu, and Yi Zhang. "Judicial Slant & Private Sector: Big Data Evidence from China’s Courts’ Judgments." Mimeo, Imperial College, 2022.

Li, Sheng, Chenggang Xu, and Bo Zhao. "Does Financial Regulation Matter? Manipulation, Stock Volatility and the U.S. 1933/34 Securities Acts." Working Paper, 2022.

Cui, Xiaohui, Xinyu Fan, Di Guo, Zhao Jin, Rong Xiao, Chenggang Xu, and Yanqing Yang. "China AI Index, 2022." Forthcoming, 2022.

Mai, Xiaoting, and Chenggang Xu. "Land Rights and the Limits on Government: Cross-Country Historical Evidence." Mimeo, University of Hong Kong, 2016.

Guo, Di, Kun Jiang, Yutong Wang, and Chenggang Xu. "The Political Economy of Making an Authoritarian Constitution: The Case of China." CKGSB, 2019.

Li, Weijia, Chenggang Xu, and Bo Zhao. "Multi-task Incentives in Bureaucracy: Theory and Evidence from China." Draft mimeo, 2019.

Kim, Byung-Yeon, Jin Wang, and Chenggang Xu. "Understanding Firms in Transition Economies: China and Central-Eastern Europe Compared." Mimeo, University of Hong Kong, 2014.

Xu, Chenggang, and Katharina Pistor. "Enforcement Failure under Incomplete Law: Theory and Evidence from Financial Market Regulation." Mimeo, University of Hong Kong and Columbia Law School, 2009.

Du, Julan, and Chenggang Xu. "Regional Competition and Regulatory Decentralization: The Case of China." Mimeo, University of Hong Kong, 2010.

Demetriades, Panicos O., Jun Du, Sourafel Girma, and Chenggang Xu. "Does the Chinese Banking System Promote the Growth of Firms?" Mimeo, University of Hong Kong, 2009.

Tong, Jian, and Chenggang Xu. "Emulation-Based Growth: Technology and Institutions." Mimeo, LSE, 2006.

Tong, Jian, and Chenggang Xu. "Financial Institutions and the Wealth of Nations: Tales of Development." LSE STICERD TE/2004/469; CEPR DP4348.

Huang, Haizhou, and Chenggang Xu. "Financial Institutions, Financial Contagion, and Financial Crises." Harvard University CID Working Paper No. 21, July 1999. IMF Working Papers 00/92.

Huang, Haizhou, Dalia Marin, and Chenggang Xu. "Financial Crisis, Economic Recovery and Banking Development in Former Soviet Union Countries." CEPR Working Paper.

Huang, Haizhou, and Chenggang Xu. "Boundary of the Firm, Commitment and R&D Financing." WDI Working Paper No. 316.

Bai, Chongen, and Chenggang Xu. "Does Employee Ownership Improve Incentives for Efforts?" LSE STICERD Theoretical Economics Working Paper TE/01/413.

Xu, Chenggang. "Risk Aversion, Rural-Urban Wage Differentiation and Migration." Centre for Economic Performance Discussion Paper No. 108, 1992.