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Welcome to Tyler Tysdal's SEC News
Get the latest news from the SEC. Stay informed with the latest filings and press releases dealing with the Securities and Exchange Commission.
What is the duty of the SEC?
The U. S. Securities and Exchange Commission (SEC) has a three-part goal: Shield financiers and investors when they see opportunities for a fund that can make an impact to avoid being defrauded. Maintain fair, organized, and also effective markets. Help with resources development.
Why was the SEC created?
It was produced by Congress in 1934 as the first federal regulatory authority of the securities markets. The SEC advertises complete public disclosure, secures investors against fraudulent and manipulative techniques in the marketplace, as well as keeps track of business requisition actions in the United States.
Does the SEC regulate banks and Investment Capital?
Down payment insurance is a 2nd reason that federal agencies regulate financial institution procedures, consisting of the amount of danger they may sustain. Firms that market securities to the general public must register with the Securities and Exchange Commission (SEC). More information about enforcement and how the SEC protects fraud on Investopedia.
Recent SEC Settlements
What are the two types of banking regulation?
There are two types of banks:
- commercial/retail banks
- investment banks
Banks are regulated by the national government or a central bank in most governments.
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