To earn authorship on a scholarly publication, a person should have contributed directly to the work in a meaningful and substantive way.
All collaborators in a project should evaluate their own and each other's roles and contributions to determine if and where they should be included in the list of authors. This assessment should take into account each contributor's role.
Authorship requires direct contribution to each of the following aspects:
planning and executing some aspect of the study (conception, design, execution, analysis, interpretation) that led to the manuscript
writing of the draft or substantive editing and revising of the scholarly content
reading and approval of the finalized manuscript, at least of the aspects relevant to their roles and contributions
Please use the most current guidelines for inclusive attribution of authorship, such as guidelines developed by the British Ecological Society.
Agree on expectations for co-authorship as early as possible; include all potential contributors in this conversation.
Create a written document of agreed-upon expectations (such as by sharing meeting minutes).
Any adjustments, such as additional tasks arising during the project, should lead to a re-evaluation of prior agreements.
Avoid adding or omitting co-authors after the initial submission. Adding an author will trigger an investigation. ICB follows the guidelines intended to prevent gift authorships and submissions from paper mills.
Please alert the journal if the revisions requested by the journal after peer review require adding an author. Provide a detailed explanation in the cover letter of your resubmitted paper.
Before manuscript submission
No concerns, as long as you follow the ICMJE authorship guidelines (link in resources below):The ICMJE recommends that authorship be based on the following 4 criteria:
Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; AND
Drafting the work or reviewing it critically for important intellectual content; AND
Final approval of the version to be published; AND
Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
After initial submission
Raises serious concerns and may trigger an investigation into possible misconduct unless the cover letter explains the reason for the change and all authors of the initial and of the re-submitted manuscript provide written proof to the editor that they approve of this change. Acceptable reasons are for example a major revision that required substantive revisions, such as new experiments, new data, new analysis, and substantial rewriting required to address major concerns raised in previous rounds of peer reviews.
After publication
Raises serious concerns and will trigger a full investigation into possible misconduct.
Self citation
Excessive self citation may trigger an investigation into possible misconduct.
Self plagiarism
Re-using parts of previously published work, even your own, may constitute a copyright violation and self plagiarism. Re-publishing is only allowed in exceptional circumstances, such as publication of a translation into another language, or as part of a collection of articles that would be incomplete without including the previously published work. Always check who holds the copy right and get their written consent.
See a COPE case study on self plagiarism.
Defining the Role of Authors and Contributors - International Committee of Medical Journal Editors ICMJE (as close as we have to a generally accepted standard)
Authorship (Committee on Publication Ethics COPE)
Contributor Roles Taxonomy CRediT - a tool to determine contributor roles for traditional academic collaborators; please use the expanded tool below for a more inclusive approach to attributing co-authorship
How CRediT helps shift from authorship to contributorship (journal article)
Additional resources
Contemporary authorship guidelines fail to recognize diverse contributions in conservation science research (journal article, 2021)
How to Handle Co-authorship When Not Everyone’s Research Contributions Make It into the Paper (journal article, 2021)
Ten strategies for avoiding and overcoming authorship conflicts in academic publishing (journal article, 2021)
Guidance on Authorship in Scholarly or Scientific Publications (Yale University resource)