“We
hold these truths to be self-evident, that all men are created equal,
that they are endowed by their Creator with certain unalienable Rights,
that among these are Life, Liberty and the pursuit of Happiness”
--The Declaration of Independence
The
Declaration of Independence had at least one problem. If all mankind
were created equal, then why would the unalienable right of Liberty
be harder to recognize in, say, Arab countries? After nine years in the
Gulag, Natan Sharansky might have conclusively refuted any self-evident
nature of Liberty in the USSR. Instead, he emerged triumphant, voicing the universal appeal of freedom in his seminal book, The Case for Democracy
(2004). With the moral clarity of America
at stake, Sharansky writes about the inevitable rise of freedom and
Democracy with moral authority like President Andrew Jackson spoke
about Manifest Destiny and like Karl Marx wrote about Communism: people
in every country yearn to be free, and non-democratic governments
prohibit this freedom. Were all people created equal in the USSR?
Sharansky believes history proves this true. Are people created equal
in the Arab nations? If so, is their Liberty self-evidently
unalienable? Do people everywhere really yearn for freedom? The future
of mankind’s Liberty is at stake in the answers to these questions.
Tugging
at the heartstrings of the West, Sharansky convincingly argues that
Democracy promotion is in the best interest of the entire world’s
people. Even according to Scott McClellan’s recent critique of the Bush
administration’s approach to War in Iraq, President Bush chose to war
with Saddam to spread Democracy to Iraq (McClellan, 2008). The
President claims that The Case for Democracy inspired his foreign policy decisions. The Case for Democracy
was published in 2002; McClellan claims that President Bush made up his
mind to go to war with Saddam Hussein in the same year. Perhaps this is
a coincidence; but whether or not Americans believe in the unalienable
right of Liberty
for all mankind, expending American resources to bring Democracy to
foreign countries deserves careful consideration. With growing
resentment toward the War in Iraq, criticisms of the expenditures of
the United States on democratizing foreign countries have unified a
vociferous outcry. Now it seems that the United States
is past due for an overhaul of policy: Americans want to maximize the
impact of every precious resource allocated to democratization
initiatives.
John Prados’s Safe for Democracy distinguishes five tools that the United States
has utilized to promote Democracy: behavior examples, diplomacy,
economic sanctions, covert operations (propaganda), and military force
(2006). Each of these tools relies on Sharansky’s argument in large
measure for their success; each tool requires that people yearn for
their own Democracy. Without citizens yearning for Democracy, exporting
Democracy will be much more difficult, if not impossible. The five
tools that Prados describes shape policy with the assumption that
people have an innate yearning for Democracy. But with the growing
outcry against continued expenditures, policy-makers have a
responsibility to ensure that every resource in this toolbox works
successfully. “Conditioning Democracy” proposes “Democratic Propensity
Theory” to shape the crucial policy overhaul. With a unique focus on
individual endorsement of Democracy, “Conditioning Democracy” relates
psychological principles to Democracy initiatives. The United States
is missing a sixth tool from its toolbox: conditioning people for
Democracy. If policy-makers consider the evidence that I will present
in “Conditioning Democracy,” new policy should both more efficiently
use resources and perhaps also save lives. The following paragraphs in
“Introducing Democratic Propensity” illuminate a platform for
Democratic Propensity by examining the War in Iraq.
The United States has for years promoted its democratizing agenda: from France's revolution in the 18th
century to the diplomacy of the Cold War, the United States has
demonstrated interest in Democratic coups. Iraq has now become a
proving ground for modern America's
democratizing power. Lorne Cramer, president of the International
Republican Institute, scrutinized the democratization element of the
Iraq War (2006), but America's
role as a democratizing force was expressed from the onset of the war.
Defense Secretary Donald H. Rumsfeld outlined specific goals of
Operation Iraqi Freedom on March 21, 2003 at the very onset of the War
in Iraq (Garamone, 2003). The final goal Rumsfeld outlined for the
coalition was to “create the conditions for Iraq's
rapid transition to a representative government.” Although those
specific “conditions” and how they could be created remain elusive,
President Bush later delved more deeply into the issue.
President
Bush characterized the January 2005 elections in Iraq
as “a major milestone in the march to democracy.” But who is it that is
marching? That remark came well after the President’s speech on May 24,
2004 at the United States Army War College in Carlisle, Pennsylvania,
when he laid out a five-step plan “to help Iraq
achieve democracy and freedom.” The plan included: handing sovereignty
to an Iraqi government, providing security assistance, restoring
infrastructure, encouraging international assistance, and a timeline
for a national election. Certainly this plan suggests that Bush has a
vision for a Democratic Iraq. Later in the speech, Bush remarks that he
“sent American troops to Iraq to make its people free”--perhaps he is
leading the march? He also made it clear that the United States has a
vested interest in promoting democracy in Iraq in order to secure the
United States “by removing a source of terrorist violence and
instability in the Middle East.” Perhaps Iraq and the United States
are marching together toward democracy? But even President Bush
acknowledged that some people question whether Iraqi people want
Democracy, and if they want it whether they could handle it.
Essentially, would Iraqis accept Democracy? This question was largely
ignored in favor of implementation of the five-step plan.
The
President was not alone in democratization spending, and neither was
democratization spending limited to the Iraq War. Politicians have
justified spending billions of taxpayer dollars in the name of
spreading Democracy, and the practice continues unabated today. One
report showed that the United States invested $106 million (adjusted
for 2003 inflation) in 1990 in one agency—the United States Agency for
International Development—for the purpose of democratizing foreign
countries (Finkel, Perez-Linan, & Seligson, 2003). That number
steadily increased through 2003 (the most recent data available to the
study) to $830 million. Estimating the cost of the Iraq War to
Americans has been much more difficult, but Harvard's Linda Bilmes and
Nobel-prize-winning economist Joseph Stiglitz estimated a price tag at
about $3 trillion, and the spending is not over yet (Stiglitz
&Blimes, 2008). Spreading democratic ideals and participation has
not been limited to foreign countries, either. Domestic initiatives
aimed at increasing civic engagement and participation in democratic
processes have been gaining momentum and appeal (APSA, 2004; Carprini, 2003, pp. 14–15; Crosby, 1995; Dienel & Renn, 1995; Fagotto & Fung, 2006; Fishkin, 1997; Gastil, 1993; Gastil & Dillard,
1999; Hastie et al., 1983; Jennings, 1993; Luskin & Fishkin, 1998;
Lynn & Kartez, 1995, 88; MacRae, 1993, pp. 310-311; Mansbridge,
1983; Shapiro, 1999; Vari, 1995; Williams & Matheny, 1995; Wright, 1992).
Clearly, people in the United States pay dividends to “spread
democracy,” and yet the effectiveness of these programs is questionable.
Policy-makers have surely realized since the beginning of the war in Iraq
that spreading Democracy is by no means a simple procedure, but still
the Iraqi people now have opportunities to participate in democratic
affairs like never before. The replacement of the tyrannical leader
Saddam Hussein with a constitution and a "democratic, federal,
representative republic" (Constitution of Iraq, art. 1) instituted an
overwhelming democratic reform. The United States
spearheaded the creation of these opportunities without examining
whether Iraqis would support individually these new democratic reforms.
It seems irresponsible to assume that denizens of such a major
revolution in a culture that had survived thousands of years in the
absence of Democracy would immediately accept new democratic ideals.
The administration assumed that Iraqi people would participate in free
elections, given the opportunity. It turns out that participation was
high, but so was opposition to Democracy.
The administration of the U.S.
issued the five-step plan to create environmental conditions for the
rapid transition to the new government with the belief (or hope) that
people would both participate in and support a Democracy. Liken the
mindset to “If you build it, they will come.” In the end, however, it
is the individuals within Iraq
that will ultimately have to live with their new government, elect
officials, and abide by its rule of law. And as Scott Ritter, U.N.
chief weapons inspector in Iraq from 1991-1998 and author of Iraq Confidential: The Untold Story of America's Intelligence Conspiracy,
pointed out, elections themselves do not bring democracy (Ritter,
2005). Among the totalitarian regime leaders that held “democratic
elections” are Stalin, Hitler, and (even) Saddam Hussein. No matter how
overwhelming the turnout in elections, Ritter concludes:
“The
roots of any democracy lie in a people united in their desire to govern
in accordance with a rule of law that guarantees the rights of all.
Such people then create conditions in which elections can certify their
desire by selecting those who will govern. This produces democracy.” The
Iraqi people may have pined for an improvement in their condition, but
would they find confidence in the democratic solution that the United States
offered? The administration largely ignored this question, but this
question has serious implications for the success of democratization.
The people of Iraq
must unite in their desire for democratic government, in their desire
for the rule of law for Democracy to truly take hold. Any Democracy
initiative must also win the hearts and minds of the people to trust in
a system that “guarantees the rights of all.” The initiative must build
confidence. The invasion of Iraq
was in essence a large-scale democratic initiative in that it increased
the opportunities for people to participate in Democracy. The U.S. can help Iraq
create a stable environment for participation in democratic affairs,
but without the support of individual Iraqis, the democratic
initiatives will not be wholly successful.
The plan of the United States did not belie any indication to create conditions for individual Iraqis to transition to a representative government, however. The United States is marching toward Democracy in Iraq
by improving security, seeking international assistance, and setting
timelines for elections. But the Iraqis themselves must choose to march
as well if Democracy is to take root. Although President Bush brushed
off the question of whether Iraqis would individually accept Democracy,
this question deserves examination. Although Westerners might think it
natural for people to choose to be free and participate in government
and accept other democratic ideals, it might be the case that this
assumption is based on Western experience of Western culture. Abu Musab
Al-Zarqawi declared Muslim support of Democracy “the very essence of
heresy, polytheism, and error” (Raphaeli, 2005). Whatever credence we
give to his word, it is certainly possible that other factors (like
religion) might affect the willingness of an individual to accept
Democracy. Likewise it seems reasonable that some conditions might be
altered to increase a person's likelihood to accept Democracy.
In
this chapter I begin to explore Democratic Propensity theory.
Democratic Propensity theory borrows from other theories in social
science to explain the two main components: 1) the Democratic
Proclivity Scale and 2) the Democratic Propensity Model. Specifying the
meaning of each component in the theory, the purpose of this chapter is
to conceptualize the terminology in the theoretical
construction of Democratic Propensity. Later chapters in this section
operationalize concepts in the theory and propose methods of both
measurement and modeling of concepts. The theory provides the tools
that President Bush might have put to use for the conditioning of
Iraqis for Democracy. Creating conditions to improve an individual’s
proclivity to accept democracy could have been a critical component in
the five-step plan, but President Bush’s plan left out how individuals
in Iraq might become more inclined to participate in Democracy. Democratic
Propensity provides a basis for understanding the factors that should
be involved in the missing sixth step. To broaden the audience for this
book, I present each concept in such a way that scholars in any field
should be able to understand.