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Lord of the Rings
(from Wikipedia) The Lord of the Rings is an epic
high fantasy novel written by English academic J. R. R. Tolkien. The
story began as a sequel to Tolkien's earlier fantasy book, The Hobbit,
and soon developed into a much larger story. It was written in stages
between 1937 and 1949, with much of it being created during World War
II. It was originally published in three volumes in 1954 and 1955 (much
to Tolkien's annoyance, since he had intended it to be a single
volume).It has since been reprinted numerous times and translated into
at least 38
languages, becoming one of the most popular works in 20th-century
literature.
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The action in The Lord of the Rings is set in what the author conceived
to be the lands of the real Earth, inhabited by humanity but placed in
a fictional past, before our science but after the fall of his version
of Atlantis, which he calls Númenor. Tolkien gave this setting a modern
English name, Middle-earth, derived from the Old English
Middangeard,the realm where humans live in Norse and related Germanic
mythologies.
The story concerns peoples such as Hobbits, Elves, Men, Dwarves,
Wizards, and Orcs and centres on the Ring of Power made by the Dark
Lord Sauron. Starting from quiet beginnings in the Shire, the story
ranges across Middle-earth and follows the courses of the War of the
Ring. The main story is followed by six appendices that provide a
wealth of historical and linguistic background
material, as well as an index of characters, place names, and terms of
note.
Along with Tolkien's other writings, The Lord of the Rings has been
subjected to extensive analysis of its literary themes and origins.
Although a major work in itself, the story is merely the last movement
of a larger cycle, or legendarium, that Tolkien had worked on since
1917. Influences on this earlier work, and on the story of The Lord of
the Rings, include philology, mythology, industrialization, and
religion, as well as earlier fantasy works and Tolkien's experiences in
World War
I. The Lord of the Rings in its turn is considered to have had a great
effect on modern fantasy, and the impact of Tolkien's works is such
that the use of the words "Tolkienian" and "Tolkienesque" have been
recorded in the Oxford English
Dictionary.
The immense and enduring popularity of The Lord of the Rings has led to
numerous references in popular culture, the founding of many societies
by fans of Tolkien's
works, and a large number of books about Tolkien and his works being
published. The Lord of the Rings has inspired (and continues to
inspire) short stories, video games, artworks and musical works.
Numerous adaptations of Tolkien's works have been made for a wide range
of media. Adaptations of The Lord of the Rings in particular have been
made for radio, theatre, and film. The 2001–2003 release of the widely
acclaimed Lord of the Rings film trilogy prompted a new surge of
interest in The Lord of the Rings and Tolkien's other
works.
Back story
The back story is revealed as the book progresses, and also elaborated
on in the Appendices and in The Silmarillion, published after Tolkien's
death. It begins thousands of years before the action in the book, with
the rise of the eponymous Lord of the Rings, the Dark Lord Sauron, a
malevolent incarnated immortal spiritual being possessed of great
supernatural powers, later the ruler of the dreaded realm of Mordor. At
the end of the First Age of Middle-earth, Sauron survived the
catastrophic defeat and exile of his master, the ultimate evil figure,
Morgoth (who was formerly counted as one of the Valar, the angelic
Powers of the world). During the Second Age, Sauron schemed to gain
dominion over Middle-earth. In the guise of "Annatar" or Lord of Gifts,
he aided the Elven-smiths of Eregion in the forging of magical rings
which conferred various powers and effects on their wearers. The most
important of these were the nineteen Rings of Power or Great Rings.
He then secretly forged a Great Ring of his own, the One Ring, by which
he planned to enslave the wearers of the other Rings of Power. This
plan partly failed because the Elves became aware of him and took off
their Rings. Sauron then launched a war during which he captured
sixteen of the Rings of Power and distributed these to lords and kings
of Dwarves and Men; these Rings were known as the Seven and the Nine
respectively. The Dwarf-lords proved too tough to enslave, although
their natural desire for wealth, especially gold, increased; this
brought more conflict between them and other races. The Men who
possessed the Nine were slowly corrupted over time and eventually
became the undead Nazgûl or Ringwraiths, Sauron's most feared servants.
Sauron failed to capture the remaining Three, and so they remained in
the possession of the Elves (Celebrimbor, leader of the Elven-smiths,
had forged them independently of Sauron). The war ended as the Men of
the great island-nation of Númenor helped the besieged Elves, and
Sauron's forces retreated.
A map of Númenor (called Andor by the Elves).
A map of Númenor (called Andor by the Elves).
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Over 1,500 years later, the Númenóreans sent a great force to overthrow
Sauron, led by their powerful monarch Ar-Pharazôn the Golden. Deserted
by his minions, Sauron surrendered and was taken to Númenor as a
prisoner. However, such was his cunning and the strength of his will
that in no time he was the King's closest counsellor. Sauron started to
poison the minds of the Númenóreans against the Valar. He deceived
their King into invading their lands, the Undying Lands, to gain the
immortality of the Elves (many of the Elves had previously lived there,
and many still did). Upon reaching their destination, the King and his
army were buried by a landslide. The Valar called upon "the One" (God),
who opened a great chasm in the sea, destroying Númenor, and removing
the Undying Lands from the mortal world. The destruction of Númenor
destroyed Sauron's fair and handsome physical body, but his spirit
returned to Mordor and assumed a new form — black, burning hot (though
he was not on fire), and terrible. Some Númenóreans (called the
Faithful, for they did not join the expedition) also managed to escape
to Middle-earth. They were led by Elendil and his sons Isildur and
Anárion.
Over 100 years later, Sauron launched an attack against the Númenórean
exiles. Elendil formed the Last Alliance of Elves and Men with the
Elven-king Gil-galad. They marched against Mordor, defeated Sauron on
the plain of Dagorlad, and besieged his stronghold Barad-dûr, at which
time Anárion was slain. After seven years of siege, Sauron himself was
ultimately forced to engage in single combat with the leaders.
Gil-galad and Elendil were killed as they fought with Sauron, and
Elendil's sword, Narsil, broke beneath him. Sauron's body was also
overcome and slain,[4] and Isildur cut the One Ring from Sauron's hand
with the hilt-shard of Narsil; when this happened, Sauron's spirit fled
and did not reappear in his terrible form for many centuries. Isildur
was advised to destroy the One Ring by casting it into the volcanic
Mount Doom where it was forged, but, attracted to its beauty, he
refused and kept it as weregild (compensation) for the deaths of his
father and brother.
So began the Third Age of Middle-earth. Two years later, Isildur and
his soldiers were ambushed by a band of Orcs at what was eventually
called the Disaster of the Gladden Fields. While the latter were almost
all killed, Isildur escaped by putting on the Ring — which made mortal
wearers invisible. The Ring betrayed its wearer, slipping from his
finger while he was swimming in the great River Anduin; he was seen and
killed by Orc-arrows, and the Ring was lost for two millennia.
It was then found by chance by a river hobbit named Déagol. His
relative and friend[4] Sméagol strangled him for the Ring and was
banished from his home by his maternal grandmother. He fled to the
Misty Mountains where he slowly withered and became a disgusting, slimy
creature called Gollum.
In The Hobbit, set 60 years before the events in The Lord of the Rings,
Tolkien related the story of the seemingly accidental finding of the
Ring by another hobbit, Bilbo Baggins, who took it to his home, Bag
End. The tale related in The Hobbit was written before The Lord of the
Rings, and it was only later that the author developed Bilbo's magic
ring into the "One Ring". Neither Bilbo nor the wizard, Gandalf, were
aware at this point that Bilbo's magic ring was the One Ring, forged by
the Dark Lord
Sauron.
Synopsis
The west of Middle-earth during the Third Age.
The Lord of the Rings was first published in three volumes - The
Fellowship of the Ring, The Two Towers and The Return of the King. The
main story is divided into six books (two for each volume),
successively numbered by Roman numerals. There is also a Foreword and a
Prologue in The Fellowship of the Ring and six Appendices at the end of
The Return of the King.
The Foreword of the Second Edition includes a dedication to American
fans and a statement that the book is not an allegory, as some of its
readers had already supposed. The Prologue includes a few sections
providing backstory on the identity and customs of Hobbits, and a brief
synopsis of The Hobbit.
Book I in The Fellowship of the Ring begins with Bilbo's
hundred-and-eleventh birthday party, about 60 years after the end of
The Hobbit, and his subsequent disappearance using his magic ring.
Leaving to journey once more, he left many of his belongings, including
the ring, to his cousin and adoptive heir Frodo Baggins.
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After seventeen years of investigating, their old friend Gandalf the
Grey revealed that the ring was in fact the One Ring, the instrument of
Sauron's power, which the Dark Lord had been searching for most of the
Third Age, and which corrupted others with desire for it and the power
it held.
Sauron sent the Ringwraiths, in the guise of riders in black, to the
Shire, Bilbo and Frodo's native land, in search of the Ring. Frodo
escaped, with the help of his loyal gardener Samwise "Sam" Gamgee and
three close friends, Meriadoc "Merry" Brandybuck, Peregrin "Pippin"
Took, and Fredegar "Fatty" Bolger. While Fatty acted as a decoy for the
Ringwraiths, Frodo and the others set off to take the Ring to the Elven
haven of Rivendell. They were aided by the enigmatic Tom Bombadil, who
saved them from Old Man Willow and took them in for a few days of
feasting, rest, and counsel. At the town of Bree, Frodo's party was
joined by a man called "Strider", who was revealed, in a letter left by
Gandalf at the local inn for Frodo, to be Aragorn, the heir to the
kingships of Gondor and Arnor, two great realms founded by the
Númenórean exiles. Aragorn led the hobbits to Rivendell on Gandalf's
request. However, Frodo was gravely wounded by the leader of the
Ringwraiths at the hill of Weathertop. With the help of his companions
and the Elf-lord Glorfindel, Frodo managed to enter Rivendell's borders
by crossing the Ford of the river Bruinen. Here he engaged in a
stand-off with the Ringwraiths, but they were swept away by an
enchantment of the river when they entered its waters. The book ends
with Frodo losing consciousness.
Book II in The Fellowship of the Ring reveals that Frodo managed to
recover under the care of the Half-elven lord Elrond, master of
Rivendell. Frodo meets Bilbo, now living in retirement, and sees
Elrond's daughter Arwen, Aragorn's betrothed.
Later, much of the story's exposition is given during a high council,
attended by representatives of the major races of Middle-earth; Elves,
Dwarves, and Men and presided over by Elrond. Gandalf told them of the
emerging threat of Saruman, the leader of the Order of Wizards, who
wanted the Ring for himself and had imprisoned him for a time. In order
to fulfil an ancient prophecy about the return of the King of Gondor
and Arnor, Aragorn was going to war against Sauron, armed with the
royal sword Narsil, which had cut the Ring from Sauron's finger. After
pondering several choices, the Council decided that the only course of
action that could save Middle-earth was to destroy the Ring by taking
it to Mordor and casting it into Mount Doom, where it was forged.
Frodo volunteered for the task, and a "Fellowship of the Ring" was
formed to aid him — which consisted of Frodo, his three Hobbit
companions, Gandalf, Aragorn, Boromir of Gondor, Gimli the Dwarf, and
Legolas the Elf. Since Narsil was broken, Aragorn had it reforged and
called it Andúril. The company journeyed through plains and over
mountains, and ultimately to the Mines of Moria, where they were
followed by the wretched creature Gollum, whom Bilbo had met in the
Goblin-tunnels of the Misty Mountains years before (as detailed in The
Hobbit). Earlier in Book I, Gandalf explained that Gollum belonged to a
people "of hobbit-kind" before he came upon the Ring, which corrupted
him. A slave to the Ring's evil power, Gollum desperately sought to
regain his "Precious". As they proceeded through the Mines, Pippin
unintentionally betrayed their presence and the party was attacked by
Orcs. Gandalf battled a demon of fire and darkness, a Balrog, and fell
into a deep chasm, apparently to his death. Escaping from Moria, the
Fellowship, now led by Aragorn, went to the Elvish realm of Lothlórien.
Here, the Lady Galadriel showed Frodo and Sam visions of the past,
present, and future. Frodo also perceived the Eye of Sauron, a
metaphysical expression of Sauron himself, and Galadriel was tempted by
the Ring, but resisted. By the end of the first volume, after the
Fellowship had travelled along the great River Anduin, Frodo decided to
continue the trek to Mordor on his own, largely due to the Ring's
growing influence on Boromir; however, the faithful Sam insisted on
going with him. At the end of the book, the Fellowship are attacked by
a new breed of orc and during the confusion, Sam and Frodo make their
escape. Unknown to them, Boromir is killed and Merry and Pippin are
kidnapped by the orcs because their commander, the traitor Saruman, has
commanded them to capture the hobbits and bring them to him alive. He
does this because he knows that one of the hobbits has the Ring.
The second volume, The Two Towers, deals with two parallel storylines
in each of its books. Book III details the exploits of the remaining
members of the Fellowship who aid the country of Rohan in its war
against Saruman. At the beginning of the book, Aragorn, Legolas and
Gimli went off in pursuit of Merry and Pippin's captors. The three met
Gandalf, who had returned as "Gandalf the White." He had defeated the
Balrog at the cost of his life, but had been sent back to Middle-earth,
with enhanced powers, to aid the forces of good. Gandalf, Aragorn,
Legolas and Gimli helped defeat Saruman's armies at the Battle of the
Hornburg while Saruman himself was cornered by the tree-like Ents and
Huorns, accompanied by Merry and Pippin, who have escaped from
captivity. The two groups were reunited in the aftermath of the battle.
After Saruman refused to repent of his folly, Gandalf cast him from the
Order of Wizards. Faramir is also introduced, giving more detail on the
kingdom of Gondor.
Book IV tells of Frodo and Sam's exploits on the way to Mount Doom.
They managed to capture and "tame" Gollum, who showed them a way to
enter Mordor secretly (as opposed to the Black Gate), albeit through
the dreaded valley of Minas Morgul. At the end of the volume, Gollum
betrayed Frodo to the great spider, Shelob, and though he survived, he
was captured by orcs. Meanwhile, Sauron launched an all-out military
assault upon Middle-earth, with the Witch-king (leader of the
Ringwraiths) leading a fell host (Large army) from Minas Morgul into
battle against Gondor, in the War of the Ring.
In the third volume, The Return of the King, the further adventures of
Gandalf, Aragorn and company are related in the first book of the
volume, while Frodo and Sam's are related in the second, as with The
Two Towers. As told in Book V, the Fellowship assisted in the final
battles against the armies of Sauron, including the siege of the
tower-city of Minas Tirith in Gondor and the climactic life-or-death
battle before the Black Gate of Mordor, where the alliance of Gondor
and Rohan fought desperately against Sauron's armies in order to
distract him from the Ring, and hoped to gain time for Frodo to destroy
it.
In Book VI, Sam rescued Frodo from captivity. After much struggle, they
finally reached Mount Doom itself, tailed by Gollum. However, the
temptation of the Ring proved too great for Frodo, and he claimed it
for himself. Subsequently, Gollum struggled with him and managed to
bite the Ring off. Crazed with triumph, Gollum slipped into the fires
of the mountain, and the Ring was destroyed.
Thus, Sauron was banished from the world and his realm ended. Aragorn
was crowned king and married Arwen, the daughter of Elrond. However,
all was not over, for Saruman had managed to escape his captivity and
enslave the Shire. Although he was overthrown by the Hobbits and the
four heroes helped to restore order and beautify the land again, it was
not the same Shire that they left. At the end, Frodo remained wounded
in body and spirit and sailed west accompanied by Bilbo over the Sea to
the Undying Lands, where he could find peace.
The Appendices contain much material concerning the timeline of the
story, and information on the peoples and the languages of
Middle-earth. Notably, Arwen, physically absent for much of the book,
is dealt with in full here; her backstory and future with Aragorn are
related.
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According to Tolkien's timeline, the events depicted in the story
occurred between Bilbo's announcement of his T.A. September 22, 3001
birthday party, and Sam's re-arrival to Bag End on T.A. October 6,
3021. Most of the events portrayed in the story occur in 3018 and 3019,
with Frodo heading out from Bag End on T.A. September 23 3018, and the
destruction of the Ring six months later on T.A. March 25 3019.
Spoilers end here.
Writing
The Lord of the Rings
Volume I - Volume II - Volume III
The Lord of the Rings was started as a sequel to The Hobbit, a fantasy
story that Tolkien had written for, and read to, his children, which
was published in
1937. The popularity of The Hobbit led to demands from his publishers
for more stories about Hobbits and goblins, and so that same year, at
the age of 45, Tolkien began writing the story that would become The
Lord of the Rings. The story would not be finished until 12 years
later, in 1949, and it would not be fully published until 1955, by
which time Tolkien was 63 years old.
Tolkien did not originally intend to write a sequel to The Hobbit, and
instead wrote several other children's tales, including Roverandom. As
his main work, Tolkien began to outline the history of Arda, telling
tales of the Silmarils, and many other stories of how the races and
situations that we read about in the Lord of the Rings came to be.
Tolkien died before he could complete and put together this work, today
known as The Silmarillion, but his son Christopher Tolkien edited his
father's work, filled in gaps, and published it in
1977. Some Tolkien biographers regard The Silmarillion as the true
"work of his heart",[14] as it provides the historical and linguistic
context for the more popular work and for his constructed languages,
and occupied the greater part of Tolkien's time. As a result The Lord
of the Rings ended up as the last movement of Tolkien's legendarium and
in his own opinion "much larger, and I hope also in proportion the
best, of the entire
cycle."
Persuaded by his publishers, he started 'a new Hobbit' in December
1937.[12] After several false starts, the story of the One Ring soon
emerged, and the book mutated from being a sequel to The Hobbit, to
being, in theme, more a sequel to the unpublished Silmarillion. The
idea of the first chapter ("A Long-Expected Party") arrived
fully-formed, although the reasons behind Bilbo's disappearance, the
significance of the Ring, and the title The Lord of the Rings did not
arrive until the spring of
1938. Originally, he planned to write another story in which Bilbo had
used up all his treasure and was looking for another adventure to gain
more; however, he remembered the ring and its powers and decided to
write about it
instead. He began with Bilbo as the main character but decided that the
story was too serious to use the fun-loving hobbit and so Tolkien
looked to use a member of Bilbo's
family. He thought about using Bilbo's son, but this generated some
difficult questions, such as the whereabouts of his wife and whether he
would let his son go into danger. Thus he looked for an alternate
character to carry the ring. In Greek legend, it was a hero's nephew
that gained the item of power, and so the hobbit Frodo came into
existence. (Though technically Tolkien made Frodo Bilbo's cousin,
because of age differences, the two were to consider each other nephew
and uncle).
Writing was slow due to Tolkien's perfectionism, and was frequently
interrupted by his obligations as an examiner, and other academic
duties.[15] The first sentence of The Hobbit was in fact written on a
blank page which a student had left on an exam paper which Tolkien was
marking — "In a hole in the ground there lived a hobbit."[16] He seems
to have abandoned The Lord of the Rings during most of 1943 and only
re-started it in April
1944.This effort was written as a serial for Christopher Tolkien and
C.S. Lewis — the former would be sent copies of chapters as they were
written while he was serving in South Africa in the Royal Air Force. He
made another push in 1946, and showed a copy of the manuscript to his
publishers in
1947. The story was effectively finished the next year, but Tolkien did
not finish revising earlier parts of the work until
1949.
A dispute with his publishers, Allen & Unwin, led to the book being
offered to Collins in 1950. He intended The Silmarillion (itself
largely unrevised at this point) to be published along with The Lord of
the Rings, but A&U were unwilling to do this. After his contact at
Collins, Milton Waldman, expressed the belief that The Lord of the
Rings itself "urgently needed cutting", he eventually demanded that
they publish the book in 1952. They did not do so, and so Tolkien wrote
to Allen and Unwin, saying "I would gladly consider the publication of
any part of the
stuff."
Publication
For publication, due largely to post-war paper shortages, but also to
keep the price of the first volume down, the book was divided into
three volumes: The Fellowship of the Ring: Books I and II, The Two
Towers: Books III and IV, and The Return of the King: Books V and VI
plus six appendices. Delays in producing appendices, maps and
especially indices led to these being published later than originally
hoped — on 21 July 1954, on 11 November 1954 and on 20 October 1955
respectively in the United Kingdom, slightly later in the United
States. The Return of the King was especially delayed. Tolkien,
moreover, did not especially like the title The Return of the King,
believing it gave away too much of the storyline. He had originally
suggested The War of the Ring, which was dismissed by his
publishers.
The books were published under a 'profit-sharing' arrangement, whereby
Tolkien would not receive an advance or royalties until the books had
broken even, after which he would take a large share of the profits. An
index to the entire three-volume set at the end of third volume was
promised in the first volume. However, this proved impractical to
compile in a reasonable timescale. Later, in 1966, four indices, not
compiled by Tolkien, were added to The Return of the King. Because the
three-volume binding was so widely distributed, the work is often
referred to as the Lord of the Rings "trilogy". In a letter to the poet
W. H. Auden (who famously reviewed the final volume in 1956), Tolkien
himself made use of the term "trilogy" for the work[18] though he did
at other times consider this incorrect, as it was written and conceived
as a single book.[19] It is also often called a novel; however, Tolkien
also objected to this term as he viewed it as a romance[20] ("romance"
in this sense refers to a heroic tale).
A 1999 (Millennium Edition) British (ISBN 0-261-10387-3) seven-volume
box set followed the six-book division authored by Tolkien, with the
Appendices from the end of The Return of the King bound as a separate
volume. The letters of Tolkien appeared on the spines of the boxed set
which included a CD. To coincide with the film release, a new version
of this popular edition was released featuring images from the films,
such as:
* I - Frodo climbing the steps to Bag End
* II - Aragorn and Arwen in Rivendell
* III - Gandalf in Moria
* IV - A swan boat from Lothlórien
* V - A Black Rider from the 'Flight to the Ford' sequence
* VI - The tower of Cirith Ungol (although this image featured in many
of the promotional books (e.g. the 'FotR Photo Guide') from the first
film, it did not feature in the films until Return of the King)
* Appendix - Frodo's hand holding the One Ring
This new imprint (ISBN 0-00-763555-9) also omitted the CD.
The individual names for books in this series were decided
posthumously, based on a combination of suggestions Tolkien had made
during his lifetime and the titles of the existing volumes:
* Book I: The Return of the Shadow
* Book II: The Fellowship of the Ring
* Book III: The Treason of Isengard
* Book IV: The Journey to Mordor
* Book V: The War of the Ring
* Book VI: The Return of the King
* Appendices
The name of the complete work is often abbreviated to 'LotR', 'LOTR',
or simply 'LR' (Tolkien himself used L.R.), and the three volumes as
FR, FOTR, or FotR (The Fellowship of the Ring), TT or TTT (The Two
Towers), and RK, ROTK, or RotK (The Return of the King).
The titles The Return of the Shadow, The Treason of Isengard and The
War of the Ring were eventually used by Christopher Tolkien in The
History of The Lord of the Rings.
Publication history
The three parts were first published several months apart, in 1954 and
1955 by Allen & Unwin. They have since been reissued many times by
multiple publishers, as one-, three-, six- or seven-volume sets. The
two most common current printings are ISBN 0-618-34399-7 (one-volume)
and ISBN 0-618-34624-4 (three volume set). In the early 1960s, Donald
A. Wollheim, science fiction editor of the paperback publisher Ace
Books, theorized that The Lord of the Rings was not protected in the
United States under American copyright law because the U.S. hardcover
edition had been bound from pages printed in the United Kingdom, with
the original intention being for them to be printed in the British
edition. Ace Books proceeded to publish an edition, unauthorized by
Tolkien and without royalties to him. Tolkien took issue with this and
quickly notified his fans of this objection. Grass-roots pressure from
these fans became so great that Ace books withdrew their edition and
made a nominal payment to Tolkien, well below what he might have been
due in an appropriate publication. However, this poor beginning was
overshadowed when an authorized edition followed from Ballantine Books
to tremendous commercial success. By the mid-1960s the books, due to
their wide exposure on the American public stage, had become a true
cultural phenomenon. Also at this time Tolkien undertook various
textual revisions to produce a version of the book that would have an
unquestioned US copyright. This would later become the Second Edition
of The Lord of the Rings. Years later the copyright theory advanced by
Ace Books was repudiated and their paperback edition found to have been
a violation of Tolkien's copyright under US law.[21]
The books have been translated, with various degrees of success, into
dozens of other languages.[22] Tolkien, an expert in philology,
examined many of these translations, and had comments on each that
reflect both the translation process and his work. To aid translators,
Tolkien wrote his "Guide to the Names in The Lord of the Rings".
Because The Lord of the Rings purports to be a translation of the Red
Book of Westmarch, translators have an unusual degree of freedom when
translating The Lord of the Rings. This allows for such translations as
elf becoming Elb in German — Elb does not carry the connotations of
mischief that its English counterpart does and therefore is more true
to the work that Tolkien created. In contrast to the usual modern
practice, names intended to have a particular meaning in the English
version are translated to provide a similar meaning in the target
language: in German, for example, the name "Baggins" becomes "Beutlin,"
containing the word Beutel meaning "bag".
Influences
The Lord of the Rings began as a personal exploration by Tolkien of his
interests in philology, religion (particularly Roman Catholicism-but
rather as an attempt to create a mythos un-related to it), fairy tales,
as well as Norse mythology, but it was also crucially influenced by the
effects of his military service during World War I.[23] Tolkien
detailed his creation to an astounding extent - he created a complete
fictional universe (Eä), of which the Earth (Arda) was only part;
Middle-earth was actually only a continent of Arda. He also devised a
huge amount of detail, including genealogies of characters, languages,
writing systems, calendars and histories. Some of this supplementary
material is detailed in the appendices to The Lord of the Rings, and
the legendary history woven into a large, Biblically-styled volume
entitled The Silmarillion. Many parts of the world he crafted, as he
freely admitted, are influenced by other sources.[24]
Tolkien once described The Lord of the Rings to his friend, the English
Jesuit Father Robert Murray, as "a fundamentally religious and Catholic
work, unconsciously so at first, but consciously in the revision."[4]
There are many theological themes underlying the narrative including
the battle of good versus evil, the triumph of humility over pride, and
the activity of grace. In addition the saga includes themes which
incorporate death and immortality, mercy and pity, resurrection,
salvation, repentance, self-sacrifice, free will, justice, fellowship,
authority and healing. In addition the Lord's Prayer "And lead us not
into temptation, but deliver us from evil" was reportedly present in
Tolkien's mind as he described Frodo's struggles against the power of
the One Ring.[4]
Non-Christian religious motifs also had strong influences in Tolkien's
Middle-earth. His Ainur, a race of angelic beings who are responsible
for conceptualising the world, includes the Valar, the pantheon of
"gods" who are responsible for the maintenance of everything from skies
and seas to dreams and doom, and their servants, the Maiar. The concept
of the Valar echoes Greek and Norse mythologies, although the Ainur and
the world itself are all creations of a monotheistic deity — Ilúvatar
or Eru, "The One". As the external practice of Middle-earth religion is
downplayed in The Lord of the Rings, explicit information about them is
only given in the different versions of Silmarillion material. However,
there remain allusions to this aspect of Tolkien's writings, including
"the Great Enemy" who was Sauron's master and "Elbereth, Queen of
Stars" (Morgoth and Varda respectively, two of the Valar) in the main
text, the "Authorities" (referring to the Valar, literally Powers) in
the Prologue, and "the One" in Appendix A. Other non-Christian
mythological or folkloric elements can be seen, including other
sentient non-humans (Dwarves, Elves, Hobbits and Ents), a "Green Man"
(Tom Bombadil), and spirits or ghosts (Barrow-wights, Oathbreakers).
Gandalf the "Odinic wanderer", from a book cover by John Howe.
Gandalf the "Odinic wanderer", from a book cover by John Howe.
The Northern European mythologies are perhaps the best known
non-Christian influences on Tolkien. His Elves and Dwarves are by and
large based on Norse and related Germanic
mythologies.[ Names such as "Gandalf", "Gimli" and "Middle-earth" are
directly derived from Norse mythology. The figure of Gandalf is
particularly influenced by the Germanic deity Odin in his incarnation
as "the Wanderer", an old man with one eye, a long white beard, a wide
brimmed hat, and a staff; Tolkien states that he thinks of Gandalf as
an "Odinic wanderer" in a letter of
1946. Specific influences include the Anglo-Saxon poem Beowulf.[26]
Tolkien may have also borrowed elements from the Völsungasaga, the Old
Norse basis of the later German Nibelungenlied and Richard Wagner's
opera series, Der Ring des Nibelungen, also called the Ring Cycle —
specifically a magical golden ring and a broken sword which is
reforged. In the Völsungasaga, these items are respectively Andvarinaut
and Gram, and very broadly correspond to the One Ring and
Narsil/Andúril. However, Tolkien once wrote in response to a Swedish
translator's claim that the One Ring was "in a certain way" Wagner's
Ring, "Both rings were round, and there the resemblance
ceases." Finnish mythology and more specifically the Finnish national
epic Kalevala were also acknowledged by Tolkien as an influence on
Middle-earth.[28] In a similar manner to The Lord of the Rings, the
Kalevala centres around a magical item of great power, the Sampo, which
bestows great fortune on its owner but never makes its exact nature
clear. Like the One Ring, the Sampo is fought over by forces of good
and evil, and is ultimately lost to the world as it is destroyed
towards the end of the story. In another parallel, the latter work's
wizard character Väinämöinen also has many similarities to Gandalf in
his immortal origins and wise nature, and both works end with their
respective wizard departing on a ship to lands beyond the mortal world.
Tolkien also based his Elvish language Quenya on
Finnish.
Shakespeare's Macbeth also influenced Tolkien in a number of ways. The
Ent attack on Isengard was inspired by "Birnam Wood coming to
Dunsinane" in the play; Tolkien felt men carrying boughs were not
impressive enough, and thus he used actual tree-like creatures.[30] The
phrase "crack of doom" was actually coined by Shakespeare for Macbeth,
with an entirely different meaning.
In addition The Lord of the Rings was crucially influenced by Tolkien's
experiences during World War I and his son's during World War II. The
central action of the books — a climactic, age-ending war between good
and evil — is the central event of many mythologies, notably Norse, but
it is also a clear reference to the well-known description of World War
I, which was commonly referred to as "the war to end all wars".
After the publication of The Lord of the Rings these influences led to
speculation that the One Ring was an allegory for the nuclear bomb.[31]
Tolkien, however, repeatedly insisted that his works were not an
allegory of any kind. Nevertheless there is a strong theme of despair
in the face of new mechanized warfare that Tolkien himself had
experienced in the trenches of World War I. The development of a
specially bred Orc army, and the destruction of the environment to aid
this, also have modern resonances; and the effects of the Ring on its
users evoke the modern literature of drug addiction as much as any
historic quest literature.
Tolkien states in the foreword to The Lord of the Rings that he
disliked allegories and that the story was not one,[32] and it would be
irresponsible to dismiss such direct statements on these matters
lightly. Tolkien had already completed most of the book, including the
ending in its entirety, before the first nuclear bombs were made known
to the world at Hiroshima and Nagasaki in August 1945.
While connections between the Ring and 'nuclear' weapons are sometimes
drawn, Tolkien had developed the nature of the Ring prior to public
knowledge of such. However, it is clear that the Ring has broad
applicability to the concept of Absolute Power and its effects, and
that the plot hinges on the view that anyone who seeks to gain absolute
worldly power will inevitably be corrupted by it. Some also say that
there is clear evidence that one of the main subtexts of the story —
the passing of a mythical "Golden Age" — was influenced not only by
Arthurian legend[citation needed] but also by Tolkien's contemporary
anxieties about the growing encroachment of urbanisation and
industrialisation into the "traditional" English lifestyle and
countryside.[33] The concept of the "ring of power" itself is also
present in Plato's Republic, Wagner's Ring Cycle, and in the story of
Gyges' ring (a story often compared to the Book of Job). Some locations
and characters were inspired by Tolkien's childhood in Sarehole (then a
Worcestershire village, now part of Birmingham) and Birmingham.[34] It
has also been suggested that The Shire and its surroundings were based
on the countryside around Stonyhurst College in Lancashire where
Tolkien frequently stayed during the 1940s.[35]
Critical response
Tolkien's work has received mixed reviews since its inception, ranging
from terrible to excellent. Recent reviews in various media have been,
in a majority, highly positive. On its initial review the Sunday
Telegraph felt it was "among the greatest works of imaginative fiction
of the twentieth century." The Sunday Times seemed to echo these
sentiments when in their review it was stated that "the
English-speaking world is divided into those who have read The Lord of
the Rings and The Hobbit and those who are going to read them." The New
York Herald Tribune also seemed to have an idea of how popular the
books would become, writing in its review that they were "destined to
outlast our time."[36]
Not all original reviews, however, were so kind. New York Times
reviewer Judith Shulevitz criticized the "pedantry" of Tolkien's
literary style, saying that he "formulated a high-minded belief in the
importance of his mission as a literary preservationist, which turns
out to be death to literature itself."[37] Critic Richard Jenkyns,
writing in The New Republic, criticized a perceived lack of
psychological depth. Both the characters and the work itself are,
according to Jenkyns, "anemic, and lacking in fiber."[38] Even within
Tolkien's social group, The Inklings, reviews were mixed. Hugo Dyson
was famously recorded as saying, during one of Tolkien's readings to
the group, "Oh no! Not another fucking elf!"[39] However, another
Inkling, C.S. Lewis, had very different feelings, writing, "here are
beauties which pierce like swords or burn like cold iron. Here is a
book which will break your heart."
Several other authors in the genre, however, seemed to agree more with
Dyson than Lewis. Science-fiction author David Brin criticized the
books for what he perceived to be their unquestioning devotion to a
traditional elitist social structure, their positive depiction of the
slaughter of the opposing forces, and their romantic backward-looking
worldview.[40] Michael Moorcock, another famous science fiction and
fantasy author, is also critical of The Lord of the Rings. In his
essay, "Epic Pooh," he equates Tolkien's work to Winnie-the-Pooh and
criticises it and similar works for their perceived Merry England point
of view.[41] Incidentally, Moorcock met both Tolkien and Lewis in his
teens and claims to have liked them personally, even though he does not
admire them on artistic grounds.
More recently, critical analysis has focused on Tolkien's experiences
in the First World War; writers such as John Garth in Tolkien and the
Great War, Janet Brennan Croft and Tom Shippey all look in detail at
this aspect and compare the imagery, mental landscape and traumas in
The Lord of the Rings with those experienced by soldiers in the
trenches and the history of the Great War. John Carey, formerly Merton
Professor of English Literature at Oxford University, speaking in April
2003 on the BBC "Big Read" programme which voted Lord of the Rings
"Britain's best-loved book", said that "Tolkien's writing is
essentially a species of war literature; not as direct perhaps as
Wilfred Owen, or as solid as some, but very, very interesting as that —
the most solid reflection on war experiences written up as fantasy."
Other recent analysis has focused on minority criticisms within The
Lord of the Rings.[42]
The Lord of the Rings, despite not being published in paperback until
the 1960s, sold well in hardback.[43] In 1957, it was awarded the
International Fantasy Award. Despite its numerous detractors, the
publication of the Ace Books and Ballantine paperbacks helped The Lord
of the Rings become immensely popular in the 1960s. The book has
remained so ever since, ranking as one of the most popular works of
fiction of the twentieth century, judged by both sales and reader
surveys.[44] In the 2003 "Big Read" survey conducted by the BBC, The
Lord of the Rings was found to be the "Nation's Best-loved Book".
Australians voted The Lord of the Rings "My Favourite Book" in a 2004
survey conducted by the Australian Broadcasting Corporation.[45] In a
1999 poll of Amazon.com customers, The Lord of the Rings was judged to
be their favourite "book of the millennium."[46] In 2002, Tolkien was
voted the ninety-second "greatest Briton" in a poll conducted by the
BBC, and in 2004 he was voted thirty-fifth in the SABC3's Great South
Africans, the only person to appear on both lists. His popularity is
not limited just to the English-speaking world: in a 2004 poll inspired
by the UK’s "Big Read" survey, about 250,000 Germans found The Lord of
the Rings to be their favourite work of literature.[47]
Adaptations
Main article: Adaptations of The Lord of the Rings
The Lord of the Rings has been adapted for film, radio and stage multiple times.
The book has been adapted for radio three times. In 1955 and 1956, the
British Broadcasting Corporation (BBC) broadcast The Lord of the Rings,
a 12-part radio adaptation of the story, of which no recording has
survived. A 1979 dramatization of The Lord of the Rings was broadcast
in the United States and subsequently issued on tape and CD. In 1981,
the BBC broadcast The Lord of the Rings, a new dramatization in 26
half-hour installments.
Three film adaptations have been made. The first was J. R. R. Tolkien's
The Lord of the Rings (1978), by animator Ralph Bakshi, the first part
of what was originally intended to be a two-part adaptation of the
story (hence its original title, The Lord of the Rings Part 1). It
covers The Fellowship of the Ring and part of The Two Towers. The
second, The Return of the King (1980), was an animated television
special by Rankin-Bass, who had produced a similar version of The
Hobbit (1977). The third was director Peter Jackson's live action The
Lord of the Rings film trilogy, produced by New Line Cinema and
released in three installments as The Lord of the Rings: The Fellowship
of the Ring (2001), The Lord of the Rings: The Two Towers (2002), and
The Lord of the Rings: The Return of the King (2003).
The Return of the King film was the second film to break the one
billion dollar barrier, after Titanic, and like Titanic, won a total of
11 Oscars, including 'best film' and 'best director'. The live-action
film trilogy has done much in particular to bring the book into the
public consciousness.[11]
In 1990, Recorded Books published an unabridged audio version of the
books. They hired British actor Rob Inglis — who had previously starred
in one-man stage productions of The Hobbit and The Lord of the Rings —
to read. Inglis performs the books verbatim, using distinct voices for
each character, and sings all of the songs. Tolkien had written music
for some of the songs in the book; for the rest, Inglis, along with
director Claudia Howard, wrote additional music. The current ISBN is
1402516274.
There have been several stage productions based on the book. Three
original full-length stage adaptations of The Fellowship of the Ring
(2001), The Two Towers (2002), and The Return of the King (2003) were
staged in Cincinnati, Ohio, United States. A stage musical adaptation
of The Lord of the Rings (2006) was staged in Toronto, Ontario, Canada.
Influences on the fantasy genre
Following the massive success of The Lord of the Rings, Tolkien
considered a sequel entitled The New Shadow, in which the Gondorians
turn to dark cults and consider an uprising against Aragorn's son,
Eldarion. Tolkien never went very far with this sequel, and the few
pages which were written can be found in The Peoples of Middle-earth.
Instead, Tolkien returned to writing and revising his Silmarillion
story, though he died before he could finish this. The Silmarillion was
published posthumously by Tolkien's son and literary executor,
Christopher Tolkien, in 1977. Christopher Tolkien published further
parts of his father's legendarium in Unfinished Tales (1980) and The
History of Middle-earth, a 12-volume series published from 1983 to
1996, of which The Peoples of Middle-earth is part.
The enormous popularity of Tolkien's epic saga greatly expanded the
demand for fantasy fiction. Largely thanks to The Lord of the Rings,
the genre flowered throughout the 1960s. Many other books in a broadly
similar vein were published, including the Earthsea books of Ursula K.
Le Guin, The Sword of Shannara by Terry Brooks, the Thomas Covenant
novels of Stephen R. Donaldson; the "Wheel of Time" books of Robert
Jordan, and in the case of the Gormenghast books by Mervyn Peake and
The Worm Ouroboros by E. R. Eddison, rediscovered.
It also strongly influenced the role playing game industry which
achieved popularity in the 1970s with Dungeons & Dragons, a game
which features many races found in The Lord of the Rings, most notably
halflings (another term for hobbits), elves, dwarves, half-elves, orcs,
and dragons. However, Gary Gygax, lead designer of the game, maintains
that he was influenced very little by The Lord of the Rings, stating
that he included these elements as a marketing move to draw on the
popularity the work enjoyed at the time he was developing the game.[48]
The Lord of the Rings is also suspected to have influenced the creation
of Magic: The Gathering as well as various video games, including Final
Fantasy IV, Ultima, Betrayal at Krondor, Baldur's Gate, EverQuest, The
Elder Scrolls, RuneScape, Neverwinter Nights, and the Warcraft
series,[49] as well as, quite naturally, video games set in
Middle-earth itself.
As in all artistic fields, a great many lesser derivatives of the more
prominent works appeared. The term "Tolkienesque" is used in the genre
to refer to the oft-used and abused storyline of The Lord of the Rings:
a group of adventurers embarking on a quest to save a magical fantasy
world from the armies of an evil dark lord, and is a testament to how
much the popularity of these books has increased, since many critics
initially decried it as being "Wagner for children" (a reference to Der
Ring des Nibelungen) — an especially interesting commentary in light of
a possible interpretation of the books as a Christian response to
Wagner.[50] The book also helped popularize several spellings
concerning elves and dwarves (i.e. using -ves instead of -fs for plural
forms; this had already appeared in The Hobbit).
The work has also had an influence upon such science fiction authors as
Isaac Asimov and Arthur C. Clarke. In fact, Clarke (who found only
Frank Herbert's Dune comparable[51]) makes a reference to Mount Doom in
his work 2010: Odyssey Two.[52] Tolkien also influenced George Lucas'
Star Wars
films.
Impact on popular culture
Middle-earth in popular culture and Works inspired by J. R. R. Tolkien
The Lord of the Rings has had a profound and wide-ranging impact on
popular culture, from its publication in the 1950s, but especially
throughout the 1960s and 1970s, where young people embraced it as a
countercultural saga.[54] Its influence has been vastly extended in the
present day, thanks to the Peter Jackson live-action films. Well known
examples include "Frodo Lives!" and "Gandalf for President", two
phrases popular among American Tolkien fans during the 1960s and
1970s,[55] The Lord of the Rings-themed editions of popular board games
(e.g., Risk: Lord of the Rings Trilogy Edition, chess and
Monopoly),[56] and parodies such as Bored of the Rings (produced for
the Harvard Lampoon), the VeggieTales version - Lord of the Beans, the
South Park episode The Return of the Lord of the Rings to the Two
Towers, and the Mad Magazine musical send-up titled "The Ring And I" in
which the characters sing their parts to the tunes of popular music
hits.
In particular, the book, along with Tolkien's other writings, has
influenced many musicians. The British rock band Led Zeppelin made four
compositions that contain explicit references to The Lord of the Rings
- namely "Ramble On", "The Battle of Evermore", "Misty Mountain Hop",
and "Over the Hills and Far Away" (with others, such as "Stairway to
Heaven and Kashmir", alleged by some to contain such). Another British
rock band, Camel, made a triptych on their second LP Mirage – tracks
entitled "Nimrodel", "The Procession" and "The White Rider". The band
Rush made a song called "Rivendell", about the joys of staying at the
Elven haven (found on their album Fly by Night, 1975). The band Styx
released the song "Lords of the Ring" on their 1978 album "Pieces of
Eight". The German power metal band Blind Guardian have made several
compositions such as "Lord of the Rings", and have also produced a
Silmarillion-inspired album, Nightfall in Middle-Earth. Their song The
Bard's Song (In the Forest) contains the line "Tales of Hobbits,
Dwarves, and Men", a clear reference to the series.
Nearly the entire discography of Austrian black metal band Summoning is
inspired by Tolkien's works.[57] Swedish keyboardist Bo Hansson
released an album entitled "Music Inspired by Lord of the Rings" in
1970 (1972 in the UK and US). The Finnish symphonic metal band
Nightwish also reference the book in many of their songs, most notably
in "Elvenpath". The Norwegian black metal band Gorgoroth took their
name from the Plateau of Gorgoroth in Mordor. The Swedish death metal
band Amon Amarth borrowed their name for the Sindarin equivalent for
Mount Doom (though they draw their influence from Norse mythology). The
defunct California-based band Cirith Ungol took their name from the
mountain cavern found in The Two Towers. Black metal musician Varg
Vikernes of Mayhem and Burzum adopted the name Count Grishnackh from an
Orc character in The Two Towers. Burzum also means "darkness" in the
Black Speech, the language developed by Sauron. Enya wrote an
instrumental piece called "Lothlórien" in 1991, and composed two songs
for The Lord of the Rings: The Fellowship of the Ring - "May It Be"
(sung in English and Quenya) and "Aníron" (sung in Sindarin).